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Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 8, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
247
−2 vs. Q2 2022
Portfolio value
$1.27B
−$122.2M (−8.8%) vs. Q2 2022
Filed
Nov 8, 2022
SEC
Holdings of Rational Advisors LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Total Bond Market ETF921937835ETF1,803,098$128.6M10.1%−100,897−5.3%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF1,334,442$128.6M10.1%−77,051−5.5%Reduced–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF5,147,830$128.4M10.1%−289,976−5.3%Reduced–
Alps ETF Tr00162Q452ALERIAN MLP2,242,158$82.0M6.5%−146,715−6.1%Reduced–
Invesco QQQ Trust Series I46090E103ETF288,594$77.1M6.1%−13,508−4.5%Reduced–
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,092,714$71.6M5.6%+122,948+12.7%Added–
Vanguard Dividend Appreciation ETF921908844ETF498,256$67.3M5.3%−75,477−13.2%Reduced–
Schwab U.S. REIT ETF808524847ETF3,088,204$57.7M4.6%−420,217−12.0%Reduced–
WisdomTree Tr97717Y790US EFFIC CORE FD1,709,366$52.3M4.1%−60,080−3.4%Reduced–
Global X FDS37954Y657US PFD ETF2,422,220$49.7M3.9%+259,284+12.0%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM801,650$41.1M3.2%−165,578−17.1%Reduced–
iShares Tr4642874571 3 YR TREAS BD442,344$35.9M2.8%+11,004+2.6%Added–
Vanguard Mortgage-Backed Securities ETF92206C771ETF776,982$35.0M2.8%+611,972+370.9%Added–
iShares Tr46435U853BROAD USD HIGH838,652$28.2M2.2%−230,121−21.5%Reduced–
iShares Core S&P 500 ETF464287200ETF76,990$27.6M2.2%−290.0%Reduced–
Schwab U.S. Large-Cap ETF808524201ETF614,190$26.0M2.1%−25,551−4.0%Reduced–
Vanguard S&P 500 ETF922908363ETF78,932$25.9M2.0%−2,304−2.8%Reduced–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD813,984$20.9M1.6%−333,487−29.1%Reduced–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF184,994$14.0M1.1%−106,951−36.6%Reduced–
iShares Tr4642874407-10 YR TRSY BD140,532$13.5M1.1%+12,710+9.9%Added–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF157,864$7.01M0.6%−177,237−52.9%Reduced–
BXBlackstone Inc.COM80,600$6.75M0.5%+2,000+2.5%AddedHistory
WFC.PLWells Fargo & CompanyPERP PFD CNV A4,183$5.04M0.4%+700+20.1%AddedHistory
Bank of Amer Corp0605056827.25%CNV PFD L4,248$4.98M0.4%+700+19.7%Added–
Nisource Inc.65473P121UNIT 12/01/202349,300$4.94M0.4%00.0%Unchanged–
Boston Scientific Corp1011372065.50% CNV PFD A42,135$4.31M0.3%00.0%Unchanged–
Nextera Energy Inc65339F739UNIT 99/99/999985,000$4.13M0.3%+32,300+61.3%Added–
Danaher Corp2358514095% CONV PFD B3,045$4.08M0.3%+600+24.5%Added–
KKRKKR & Co. Inc.COM90,000$3.87M0.3%+5,000+5.9%AddedHistory
COSTCostco Wholesale CorpStock8,101$3.83M0.3%−995−10.9%ReducedHistory
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK79,200$3.73M0.3%−34,500−30.3%Reduced–
AAPLApple Inc.Stock26,109$3.61M0.3%−3,880−12.9%ReducedHistory
XOMExxonMobil Holdings CorpCOM38,349$3.35M0.3%+24,382+174.6%AddedHistory
GOOGLAlphabet Inc.Stock31,435$3.01M0.2%−5,185−14.2%ReducedConverted for a 20-for-1 splitHistory
AMZNAmazon Com IncStock24,144$2.73M0.2%+1,232+5.4%AddedHistory
UNHUnitedHealth Group IncStock4,667$2.36M0.2%+583+14.3%AddedHistory
VVisa Inc.Stock13,249$2.35M0.2%+12+0.1%AddedHistory
LOWLowes Companies IncStock12,150$2.28M0.2%−2,800−18.7%ReducedHistory
PXDPioneer Natural Resources CoCOM10,500$2.27M0.2%−6,500−38.2%ReducedHistory
KBRKBR, Inc.COM50,203$2.17M0.2%+50,203NewHistory
ADMArcher-Daniels-Midland CoStock26,601$2.14M0.2%+166+0.6%AddedHistory
TMOThermo Fisher Scientific Inc.Stock4,200$2.13M0.2%+1,200+40.0%AddedHistory
CVXChevron CorpStock14,682$2.11M0.2%+14,315+3,900.5%AddedHistory
HDHome Depot, Inc.Stock7,475$2.06M0.2%−2,150−22.3%ReducedHistory
ABBVAbbVie Inc.Stock15,363$2.06M0.2%+2,884+23.1%AddedHistory
HSYHershey CoCOM9,175$2.02M0.2%+138+1.5%AddedHistory
KOCoca Cola CoStock35,574$1.99M0.2%+2,505+7.6%AddedHistory
JNJJohnson & JohnsonStock11,970$1.96M0.2%+1,583+15.2%AddedHistory
ELEstee Lauder Companies IncCL A9,000$1.94M0.2%−1,500−14.3%ReducedHistory
PANWPalo Alto Networks IncStock11,691$1.92M0.2%+9,600+459.1%AddedConverted for a 3-for-1 splitHistory
BGBunge Global SACOM23,182$1.91M0.2%+9,700+71.9%AddedHistory
MRKMerck & Co., Inc.Stock21,994$1.89M0.1%+2,638+13.6%AddedHistory
OHIOmega Healthcare Investors IncCOM63,609$1.88M0.1%+3,968+6.7%AddedHistory
MSFTMicrosoft CorpStock7,901$1.84M0.1%−2,099−21.0%ReducedHistory
AVGOBroadcom Inc.Stock4,124$1.83M0.1%+4,124NewHistory
BRK.BBerkshire Hathaway IncStock6,702$1.79M0.1%+169+2.6%AddedHistory
LULUlululemon athletica inc.Stock6,400$1.79M0.1%+6,400NewHistory
NKENIKE, Inc.Stock21,439$1.78M0.1%−2,000−8.5%ReducedHistory
MAMastercard IncStock6,189$1.76M0.1%+2,007+48.0%AddedHistory
INTUIntuit Inc.Stock4,444$1.72M0.1%+4,401+10,234.9%AddedHistory
SOSouthern CoStock25,223$1.72M0.1%+25,223NewHistory
NDAQNasdaq, Inc.COM27,351$1.55M0.1%+1,560+6.0%AddedConverted for a 3-for-1 splitHistory
TRVTravelers Companies, Inc.Stock9,711$1.49M0.1%+9,457+3,723.2%AddedHistory
METMetlife IncStock24,373$1.48M0.1%+1,144+4.9%AddedHistory
CMGChipotle Mexican Grill IncCOM925$1.39M0.1%+925NewHistory
RHRHCOM5,550$1.37M0.1%−1,000−15.3%ReducedHistory
CBChubb LtdStock7,044$1.28M0.1%+7,044NewHistory
CSCOCisco Systems, Inc.Stock31,406$1.26M0.1%−2,051−6.1%ReducedHistory
Nextera Energy Inc65339F770UNIT 99/99/999925,118$1.25M0.1%00.0%Unchanged–
WMTWalmart Inc.Stock9,370$1.22M0.1%+554+6.3%AddedHistory
MCKMcKesson CorpStock3,415$1.16M0.1%+3,415NewHistory
COPConocoPhillipsStock10,670$1.09M0.1%−377−3.4%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF8,659$1.05M0.1%−5,656−39.5%Reduced–
WMWaste Management IncStock6,345$1.02M0.1%+6,345NewHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF28,088$969.0K0.1%+28,088New–
NRGNRG Energy, Inc.Stock25,225$965.0K0.1%+4,055+19.2%AddedHistory
CATCaterpillar IncStock5,763$946.0K0.1%+388+7.2%AddedHistory
CORCencora, Inc.Stock6,906$935.0K0.1%+6,906NewHistory
SRESempraStock6,235$935.0K0.1%+744+13.5%AddedHistory
RTXRTX CorpStock11,170$914.0K0.1%+10,670+2,134.0%AddedHistory
iShares Russell 1000 Value ETF464287598ETF6,557$892.0K0.1%+6,557New–
RSGRepublic Services, Inc.COM6,424$874.0K0.1%+6,424NewHistory
AGRAvangrid, Inc.COM20,067$837.0K0.1%+2,520+14.4%AddedHistory
FASTFastenal CoStock17,918$825.0K0.1%−1,382−7.2%ReducedHistory
LLYEli Lilly & CoStock2,531$818.0K0.1%+2,531NewHistory
ORCLOracle CorpStock13,236$809.0K0.1%−274−2.0%ReducedHistory
PGProcter & Gamble CoStock6,381$806.0K0.1%+6,381NewHistory
GDGeneral Dynamics CorpStock3,683$781.0K0.1%+3,683NewHistory
EXCExelon CorpStock20,684$775.0K0.1%+1,710+9.0%AddedHistory
NOCNorthrop Grumman CorpStock1,618$761.0K0.1%+1,618NewHistory
JPMJPMorgan Chase & CoStock6,372$666.0K0.1%+610+10.6%AddedHistory
RACEFerrari N.V.COM3,600$666.0K0.1%+3,600NewHistory
BACBank of America CorpStock19,793$598.0K<0.1%+2,119+12.0%AddedHistory
LINLinde PLCSHS1,974$532.0K<0.1%+1,831+1,280.4%AddedHistory
BUDAnheuser-Busch InBev SA/NVADR11,441$517.0K<0.1%+11,441NewHistory
MROMarathon Oil CorpCOM22,670$512.0K<0.1%+1,297+6.1%AddedHistory
CTVACorteva, Inc.Stock8,419$481.0K<0.1%+8,419NewHistory
FWONKLiberty Media CorpCOM SER C FRMLA8,158$477.0K<0.1%−7,353−47.4%ReducedHistory
IRMIron Mountain IncCOM9,966$438.0K<0.1%+9,966NewHistory
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK6,500$354.0K<0.1%−6,100−48.4%Reduced–

Sold out since Q2 2022 (22)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Southern Co842587602UNIT 08/01/2022103,613$5.49M0.4%–
Broadcom Inc.11135F200COM1,824$2.74M0.2%–
NVDANVIDIA CorpStock15,300$2.32M0.2%History
Nextera Energy Inc65339F796UNIT 09/01/2022S34,713$1.96M0.1%–
DELLDell Technologies Inc.Stock33,645$1.55M0.1%History
AFGAmerican Financial Group IncCOM11,198$1.55M0.1%History
PAYXPaychex IncStock13,462$1.53M0.1%History
CPTCamden Property TrustREIT10,323$1.39M0.1%History
Schwab U.S. Large-Cap Value ETF808524409ETF21,931$1.37M0.1%–
UMPQUmpqua Holdings CorpCOM75,492$1.27M0.1%History
iShares S&P 500 Value ETF464287408ETF9,016$1.24M0.1%–
HPQHP IncStock37,723$1.24M0.1%History
DDominion Energy, IncStock14,571$1.16M0.1%History
SEESealed Air CorpCOM19,834$1.15M0.1%History
CSLCarlisle Companies IncCOM4,584$1.09M0.1%History
SNASnap-on IncCOM5,162$1.02M0.1%History
LSTRLandstar System IncCOM6,247$908.0K0.1%History
Stanley Black & Decker, Inc.854502846UNIT 11/15/202212,690$855.0K0.1%–
WSOWatsco IncCOM3,343$798.0K0.1%History
JBHTHunt J B Transport Services IncCOM4,538$715.0K0.1%History
EXPEExpedia Group, Inc.Stock6,700$635.0K<0.1%History
iShares Core MSCI Eafe ETF46432F842ETF9,401$553.0K<0.1%–