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Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 13, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
243
−4 vs. Q3 2022
Portfolio value
$1.21B
−$60.9M (−4.8%) vs. Q3 2022
Filed
Feb 13, 2023
AmendedSEC
Holdings of Rational Advisors LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF4,796,257$120.5M10.0%−351,573−6.8%Reduced–
Vanguard Total Bond Market ETF921937835ETF1,677,095$120.5M10.0%−126,003−7.0%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF1,241,279$120.4M10.0%−93,163−7.0%Reduced–
Alps ETF Tr00162Q452ALERIAN MLP2,010,226$76.5M6.3%−231,932−10.3%Reduced–
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,031,357$72.7M6.0%−61,357−5.6%Reduced–
Invesco QQQ Trust Series I46090E103ETF266,967$71.1M5.9%−21,627−7.5%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF422,125$64.1M5.3%−76,131−15.3%Reduced–
WisdomTree Tr97717Y790US EFFIC CORE FD1,743,259$56.6M4.7%+33,893+2.0%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM944,649$51.5M4.3%+142,999+17.8%Added–
Schwab U.S. REIT ETF808524847ETF2,295,446$44.3M3.7%−792,758−25.7%Reduced–
Global X FDS37954Y657US PFD ETF1,964,596$38.1M3.2%−457,624−18.9%Reduced–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD1,286,914$33.1M2.7%+472,930+58.1%Added–
iShares Core S&P 500 ETF464287200ETF75,176$28.9M2.4%−1,814−2.4%Reduced–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF588,698$26.5M2.2%+430,834+272.9%Added–
Schwab U.S. Large-Cap ETF808524201ETF543,058$24.5M2.0%−71,132−11.6%Reduced–
Vanguard S&P 500 ETF922908363ETF68,455$24.1M2.0%−10,477−13.3%Reduced–
iShares Tr4642874571 3 YR TREAS BD248,253$20.2M1.7%−194,091−43.9%Reduced–
iShares Tr46435U853BROAD USD HIGH565,878$19.5M1.6%−272,774−32.5%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF250,079$15.4M1.3%+250,079New–
Vanguard Mortgage-Backed Securities ETF92206C771ETF289,782$13.2M1.1%−487,200−62.7%Reduced–
iShares Tr4642874407-10 YR TRSY BD113,129$10.8M0.9%−27,403−19.5%Reduced–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF84,427$6.54M0.5%−100,567−54.4%Reduced–
BXBlackstone Inc.COM71,600$5.31M0.4%−9,000−11.2%ReducedHistory
Nisource Inc.65473P121UNIT 12/01/202349,300$5.14M0.4%00.0%Unchanged–
WFC.PLWells Fargo & CompanyPERP PFD CNV A4,183$4.96M0.4%00.0%UnchangedHistory
Danaher Corp2358514095% CONV PFD B3,645$4.95M0.4%+600+19.7%Added–
Bank of Amer Corp0605056827.25%CNV PFD L4,248$4.93M0.4%00.0%Unchanged–
Boston Scientific Corp1011372065.50% CNV PFD A42,135$4.84M0.4%00.0%Unchanged–
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK90,000$4.51M0.4%+10,800+13.6%Added–
Nextera Energy Inc65339F739UNIT 99/99/999985,000$4.29M0.4%00.0%Unchanged–
KKRKKR & Co. Inc.COM90,000$4.18M0.3%00.0%UnchangedHistory
MSFTMicrosoft CorpStock17,114$4.10M0.3%+9,213+116.6%AddedHistory
KBRKBR, Inc.COM62,803$3.32M0.3%+12,600+25.1%AddedHistory
COSTCostco Wholesale CorpStock6,791$3.10M0.3%−1,310−16.2%ReducedHistory
AAPLApple Inc.Stock22,689$2.95M0.2%−3,420−13.1%ReducedHistory
GOOGLAlphabet Inc.Stock31,836$2.81M0.2%+401+1.3%AddedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF41,814$2.76M0.2%+41,814New–
iShares Russell 1000 Value ETF464287598ETF17,423$2.64M0.2%+10,866+165.7%Added–
XOMExxonMobil Holdings CorpCOM23,954$2.64M0.2%−14,395−37.5%ReducedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF66,810$2.60M0.2%+38,722+137.9%Added–
iShares S&P 500 Value ETF464287408ETF17,395$2.52M0.2%+17,395New–
PXDPioneer Natural Resources CoCOM11,000$2.51M0.2%+500+4.8%AddedHistory
AMZNAmazon Com IncStock29,882$2.51M0.2%+5,738+23.8%AddedHistory
VVisa Inc.Stock11,155$2.32M0.2%−2,094−15.8%ReducedHistory
LULUlululemon athletica inc.Stock7,200$2.31M0.2%+800+12.5%AddedHistory
TMOThermo Fisher Scientific Inc.Stock4,020$2.21M0.2%−180−4.3%ReducedHistory
MAMastercard IncStock6,193$2.15M0.2%+4+0.1%AddedHistory
UNHUnitedHealth Group IncStock3,769$2.00M0.2%−898−19.2%ReducedHistory
MRKMerck & Co., Inc.Stock17,518$1.94M0.2%−4,476−20.4%ReducedHistory
NKENIKE, Inc.Stock16,439$1.92M0.2%−5,000−23.3%ReducedHistory
ADMArcher-Daniels-Midland CoStock20,115$1.87M0.2%−6,486−24.4%ReducedHistory
ABBVAbbVie Inc.Stock11,535$1.86M0.2%−3,828−24.9%ReducedHistory
HSYHershey CoCOM7,552$1.75M0.1%−1,623−17.7%ReducedHistory
KOCoca Cola CoStock26,877$1.71M0.1%−8,697−24.4%ReducedHistory
JNJJohnson & JohnsonStock9,542$1.69M0.1%−2,428−20.3%ReducedHistory
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK28,900$1.65M0.1%+22,400+344.6%Added–
ELEstee Lauder Companies IncCL A6,300$1.56M0.1%−2,700−30.0%ReducedHistory
BRK.BBerkshire Hathaway IncStock4,807$1.48M0.1%−1,895−28.3%ReducedHistory
METAMeta Platforms, Inc.Stock11,798$1.42M0.1%+11,700+11,938.8%AddedHistory
TRVTravelers Companies, Inc.Stock7,471$1.40M0.1%−2,240−23.1%ReducedHistory
CSCOCisco Systems, Inc.Stock28,875$1.38M0.1%−2,531−8.1%ReducedHistory
RHRHCOM5,050$1.35M0.1%−500−9.0%ReducedHistory
HDHome Depot, Inc.Stock4,245$1.34M0.1%−3,230−43.2%ReducedHistory
OHIOmega Healthcare Investors IncCOM46,934$1.31M0.1%−16,675−26.2%ReducedHistory
Nextera Energy Inc65339F770UNIT 99/99/999925,118$1.27M0.1%00.0%Unchanged–
METMetlife IncStock17,089$1.24M0.1%−7,284−29.9%ReducedHistory
BGBunge Global SACOM12,182$1.22M0.1%−11,000−47.5%ReducedHistory
NDAQNasdaq, Inc.COM19,737$1.21M0.1%−7,614−27.8%ReducedHistory
CBChubb LtdStock5,368$1.18M0.1%−1,676−23.8%ReducedHistory
CVXChevron CorpStock6,589$1.18M0.1%−8,093−55.1%ReducedHistory
MCKMcKesson CorpStock2,877$1.08M0.1%−538−15.8%ReducedHistory
IRMIron Mountain IncCOM20,675$1.03M0.1%+10,709+107.5%AddedHistory
WMTWalmart Inc.Stock7,011$994.1K0.1%−2,359−25.2%ReducedHistory
ORCLOracle CorpStock11,675$954.3K0.1%−1,561−11.8%ReducedHistory
CATCaterpillar IncStock3,963$949.4K0.1%−1,800−31.2%ReducedHistory
CORCencora, Inc.Stock5,409$896.3K0.1%−1,497−21.7%ReducedHistory
RTXRTX CorpStock8,724$880.4K0.1%−2,446−21.9%ReducedHistory
COPConocoPhillipsStock7,384$871.3K0.1%−3,286−30.8%ReducedHistory
RACEFerrari N.V.COM3,600$771.2K0.1%00.0%UnchangedHistory
LLYEli Lilly & CoStock2,085$762.8K0.1%−446−17.6%ReducedHistory
WMWaste Management IncStock4,835$758.5K0.1%−1,510−23.8%ReducedHistory
PGProcter & Gamble CoStock4,759$721.3K0.1%−1,622−25.4%ReducedHistory
NOCNorthrop Grumman CorpStock1,310$714.7K0.1%−308−19.0%ReducedHistory
SPOTSpotify Technology S.A.Stock9,000$710.5K0.1%+9,000NewHistory
GDGeneral Dynamics CorpStock2,834$703.1K0.1%−849−23.1%ReducedHistory
SRESempraStock4,545$702.4K0.1%−1,690−27.1%ReducedHistory
DECKDeckers Outdoor CorpCOM1,750$698.5K0.1%+1,750NewHistory
DPZDominos Pizza IncCOM2,000$692.8K0.1%+2,000NewHistory
MELIMercadolibre IncCOM810$685.5K0.1%+810NewHistory
EXCExelon CorpStock15,096$652.6K0.1%−5,588−27.0%ReducedHistory
AGRAvangrid, Inc.COM14,826$637.2K0.1%−5,241−26.1%ReducedHistory
RSGRepublic Services, Inc.COM4,930$635.9K0.1%−1,494−23.3%ReducedHistory
PYPLPayPal Holdings, Inc.Stock8,572$610.5K0.1%+8,572NewHistory
JPMJPMorgan Chase & CoStock4,514$605.3K0.1%−1,858−29.2%ReducedHistory
FASTFastenal CoStock12,783$604.9K0.1%−5,135−28.7%ReducedHistory
NRGNRG Energy, Inc.Stock17,933$570.6K<0.1%−7,292−28.9%ReducedHistory
BUDAnheuser-Busch InBev SA/NVADR8,001$480.4K<0.1%−3,440−30.1%ReducedHistory
LINLinde PLCSHS1,448$472.3K<0.1%−526−26.6%ReducedHistory
BACBank of America CorpStock13,732$454.8K<0.1%−6,061−30.6%ReducedHistory
MROMarathon Oil CorpCOM14,752$399.3K<0.1%−7,918−34.9%ReducedHistory

Sold out since Q3 2022 (12)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
LOWLowes Companies IncStock12,150$2.28M0.2%History
PANWPalo Alto Networks IncStock11,691$1.92M0.2%History
AVGOBroadcom Inc.Stock4,124$1.83M0.1%History
SOSouthern CoStock25,223$1.72M0.1%History
CMGChipotle Mexican Grill IncCOM925$1.39M0.1%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF8,659$1.05M0.1%–
SLViShares Silver TrustETF4,333$76.0K<0.1%History
GLDSPDR Gold TrustETF453$70.0K<0.1%History
MSTRStrategy IncStock97$21.0K<0.1%History
MARAMARA Holdings, Inc.COM1,741$19.0K<0.1%History
COINCoinbase Global, Inc.COM CL A260$17.0K<0.1%History
CTXSCitrix Systems IncCOM92$10.0K<0.1%History