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Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed May 7, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
179
−5 vs. Q4 2025
Portfolio value
$979.9M
+$3.43M (+0.4%) vs. Q4 2025
Filed
May 7, 2026
SEC
Holdings of Rational Advisors LLC in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab US Aggregate Bond ETF808524839ETF3,076,262$71.4M7.3%+3,076,262New–
iShares Core U.S. Aggregate Bond ETF464287226ETF718,647$71.3M7.3%−534−0.1%Reduced–
Vanguard Total Bond Market ETF921937835ETF968,610$71.3M7.3%−1,992−0.2%Reduced–
WisdomTree Tr97717Y790US EFFIC CORE FD1,296,573$69.3M7.1%+650,475+100.7%Added–
Global X FDS37954Y293GLB X MLP ENRG I673,199$49.8M5.1%−110,299−14.1%Reduced–
Invesco Nasdaq 100 ETF46138G649ETF187,473$44.5M4.5%+6,216+3.4%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF923,163$42.4M4.3%−44,520−4.6%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF176,111$37.9M3.9%−2,227−1.2%Reduced–
iShares Core S&P 500 ETF464287200ETF52,767$34.5M3.5%−14,985−22.1%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM534,014$30.3M3.1%+54,560+11.4%Added–
Schwab U.S. REIT ETF808524847ETF1,218,575$26.2M2.7%−257,797−17.5%Reduced–
Global X FDS37954Y657US PFD ETF1,249,820$23.0M2.3%+200,283+19.1%Added–
iShares Core MSCI Eafe ETF46432F842ETF236,210$21.4M2.2%+58,878+33.2%Added–
Vanguard S&P 500 ETF922908363ETF34,924$20.9M2.1%+1,536+4.6%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF235,761$19.5M2.0%+235,761New–
WFC.PLWells Fargo & CompanyPERP PFD CNV A16,400$19.4M2.0%+8,200+100.0%AddedHistory
Dimensional ETF Trust25434V872CORE FIXE IN ETF369,265$15.6M1.6%−2,024−0.5%Reduced–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF193,154$14.8M1.5%+203+0.1%Added–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD431,756$11.6M1.2%+288,500+201.4%Added–
NEE.PTNextera Energy IncUNIT 11/01/2027201,000$10.6M1.1%+10,200+5.3%AddedHistory
PPL Cap FDG Inc69352PAS2NOTE 2.875% 3/18,920,000$10.4M1.1%+1,730,000+24.1%Added–
SPYSPDR S&P 500 ETF TrustETF15,878$10.3M1.1%+5,118+47.6%AddedHistory
Global PMTS Inc37940XAU6NOTE 1.500% 3/011,367,000$10.0M1.0%+730,000+6.9%Added–
Wec Energy Group, Inc.92939UAR7NOTE 4.375% 6/07,944,000$9.83M1.0%+7,944,000New–
Uber Technologies, Inc90353TAM2NOTE 0.875%12/08,169,000$9.82M1.0%+2,080,000+34.2%Added–
On Semiconductor Corp682189AU9NOTE 0.500% 3/09,952,000$9.73M1.0%00.0%Unchanged–
Bank of Amer Corp0605056827.25%CNV PFD L8,048$9.59M1.0%00.0%Unchanged–
Etsy Inc29786AAN6NOTE 0.250% 6/110,430,000$9.31M1.0%+2,390,000+29.7%Added–
Meritage Homes CORP59001ABF8NOTE 1.750% 5/19,102,000$8.77M0.9%+1,560,000+20.7%Added–
WELLWelltower Inc.REIT44,400$8.52M0.9%+23,400+111.4%AddedHistory
WMTWalmart Inc.Stock68,893$8.09M0.8%+32,387+88.7%AddedHistory
Schwab Strategic Tr808524631HIGH YIELD BD ET301,093$7.83M0.8%+301,093New–
BA.PABoeing CoDEP CONV PFD A97,300$6.32M0.6%+97,300NewHistory
HPE.PCHewlett Packard Enterprise Co7.625 MAND CONV89,840$5.80M0.6%+400+0.4%AddedHistory
NVDANVIDIA CorpStock30,434$5.31M0.5%+14,564+91.8%AddedHistory
AAPLApple Inc.Stock20,614$5.23M0.5%+1,090+5.6%AddedHistory
DraftKings Inc.26142RAB0NOTE 3/15,780,000$5.20M0.5%00.0%Unchanged–
GOOGLAlphabet Inc.Stock17,034$4.90M0.5%−6,565−27.8%ReducedHistory
AMZNAmazon Com IncStock23,465$4.89M0.5%−1,310−5.3%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR13,029$4.40M0.4%+5,947+84.0%AddedHistory
MSFTMicrosoft CorpStock11,097$4.11M0.4%−1,069−8.8%ReducedHistory
MCHPPMicrochip Technology IncDEP SHS REPSTG68,000$3.87M0.4%−21,600−24.1%ReducedHistory
ITTItt Inc.COM20,300$3.87M0.4%+300+1.5%AddedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF82,375$3.87M0.4%+82,375New–
Datadog, Inc.23804LAD5NOTE 12/03,880,000$3.75M0.4%+1,730,000+80.5%Added–
BRK.BBerkshire Hathaway IncStock6,637$3.18M0.3%+1,721+35.0%AddedHistory
Southern Co842587DZ7NOTE 4.500% 6/12,820,000$3.13M0.3%+2,820,000New–
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/02,970,000$3.08M0.3%+530,000+21.7%Added–
SHIFT4 PMTS Inc82452JAD1NOTE 0.500% 8/03,196,000$3.00M0.3%−1,090,000−25.4%Reduced–
NFLXNetflix IncStock30,252$2.91M0.3%+100+0.3%AddedHistory
MDTMedtronic plcStock33,200$2.88M0.3%+2,800+9.2%AddedHistory
GEGeneral Electric CoStock10,054$2.85M0.3%+6,860+214.8%AddedHistory
KKR.PDKKR & Co. Inc.6.25 CON SER D69,800$2.81M0.3%−80,600−53.6%ReducedHistory
COSTCostco Wholesale CorpStock2,778$2.77M0.3%−710−20.4%ReducedHistory
MELIMercadolibre IncCOM1,525$2.64M0.3%00.0%UnchangedHistory
LNGCheniere Energy, Inc.COM NEW9,100$2.58M0.3%+9,100NewHistory
ARES.PBAres Management Corp6.75 SE B PFD71,300$2.58M0.3%−86,700−54.9%ReducedHistory
UBERUber Technologies, IncStock35,724$2.57M0.3%+1,300+3.8%AddedHistory
SPOTSpotify Technology S.A.Stock5,270$2.56M0.3%−5−0.1%ReducedHistory
AVGOBroadcom Inc.Stock8,022$2.48M0.3%+2,667+49.8%AddedHistory
PLTRPalantir Technologies Inc.Stock16,948$2.48M0.3%+8,508+100.8%AddedHistory
MCDMcDonalds CorpStock7,439$2.31M0.2%+1,665+28.8%AddedHistory
JPMJPMorgan Chase & CoStock7,824$2.30M0.2%+2,360+43.2%AddedHistory
GOOGAlphabet Inc.Stock7,924$2.27M0.2%+167+2.2%AddedHistory
BABAAlibaba Group Holding LtdADR17,290$2.17M0.2%+14,400+498.3%AddedHistory
WMBWilliams Companies, Inc.COM32,541$2.16M0.2%+15,947+96.1%AddedHistory
Guardant Health, Inc.40131MAB5NOTE 11/12,049,000$2.11M0.2%+2,049,000New–
XOMExxonMobil Holdings CorpCOM11,979$2.03M0.2%−2,720−18.5%ReducedHistory
NOWServiceNow, Inc.Stock19,039$1.99M0.2%−6,800−26.3%ReducedHistory
iShares Tr4642874407-10 YR TRSY BD19,829$1.89M0.2%+17,335+695.1%Added–
Global X FDS37960A529DEFENSE TECH ETF22,000$1.56M0.2%+22,000New–
LLYEli Lilly & CoStock1,567$1.44M0.1%−1,358−46.4%ReducedHistory
TSLATesla, Inc.Stock3,857$1.43M0.1%−420−9.8%ReducedHistory
iShares Inc464286343US PWR INFRA ETF53,245$1.40M0.1%+53,245New–
APOApollo Global Management, Inc.COM12,487$1.39M0.1%−5,600−31.0%ReducedHistory
APPAppLovin CorpCOM CL A3,411$1.36M0.1%+3,300+2,973.0%AddedHistory
ABBVAbbVie Inc.Stock5,897$1.28M0.1%+994+20.3%AddedHistory
CATCaterpillar IncStock1,792$1.27M0.1%−89−4.7%ReducedHistory
AMDAdvanced Micro Devices IncStock6,219$1.27M0.1%+3,648+141.9%AddedHistory
DEDeere & CoStock2,143$1.21M0.1%+406+23.4%AddedHistory
NVSNovartis AGADR7,594$1.16M0.1%+408+5.7%AddedHistory
iShares Tr464288760US AER DEF ETF5,282$1.16M0.1%+1,699+47.4%Added–
BXBlackstone Inc.COM9,709$1.12M0.1%−5,000−34.0%ReducedHistory
NUNu Holdings Ltd.ORD SHS CL A77,000$1.11M0.1%+77,000NewHistory
DOVDOVER CorpCOM5,300$1.10M0.1%+5,300NewHistory
HEIHeico CorpCOM4,000$1.10M0.1%+4,000NewHistory
WFCWells Fargo & CompanyStock12,538$1.07M0.1%+7,247+137.0%AddedHistory
GLWCorning IncCOM7,687$1.05M0.1%+5,193+208.2%AddedHistory
ATIAti IncStock6,900$1.00M0.1%−26,500−79.3%ReducedHistory
WRBYWarby Parker Inc.CL A COM43,500$947.9K0.1%00.0%UnchangedHistory
MUMicron Technology IncStock2,794$943.9K0.1%+2,794NewHistory
METAMeta Platforms, Inc.Stock1,620$926.9K0.1%−4,774−74.7%ReducedHistory
Two RDS Shared Tr90214Q105AFFINITY WORLD23,527$875.0K0.1%+23,527New–
HSBCHSBC Holdings PLCSPON ADR NEW10,534$869.0K0.1%+734+7.5%AddedHistory
PANWPalo Alto Networks IncStock5,049$809.5K0.1%+586+13.1%AddedHistory
iShares Tr4642874571 3 YR TREAS BD9,243$763.2K0.1%+8,555+1,243.5%Added–
VRTVertiv Holdings CoCOM CL A3,021$757.0K0.1%+3,021NewHistory
ANETArista Networks, Inc.Stock5,664$695.4K0.1%+5,664NewHistory
Global X FDS37954Y830GLOBAL X COPPER7,630$582.6K0.1%+7,630New–
GSGoldman Sachs Group IncStock681$576.1K0.1%+118+21.0%AddedHistory

Sold out since Q4 2025 (26)

Positions held at the end of Q4 2025 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF2,786,100$71.7M7.3%–
SPDR Series Trust78468R606ST PORT HIGH ETF1,002,765$23.7M2.4%–
Schwab Strategic Tr8085246985 10YR CORP BD514,536$11.8M1.2%–
Ventas Rlty Ltd Partnership92277GAZ0NOTE 3.750% 6/06,310,000$8.91M0.9%–
American WTR Cap Corp03040WBE4NOTE 3.625% 6/18,110,000$8.08M0.8%–
iShares Tr464288588MBS ETF81,858$7.79M0.8%–
Alliant Energy Corp018802AC2NOTE 3.875% 3/16,930,000$7.20M0.7%–
Ford MTR Co Del345370CZ1NOTE 3/15,200,000$5.40M0.6%–
CCLCarnival Corp Ltd.UNIT 99/99/9999138,600$4.23M0.4%History
Okta, Inc.679295AF2NOTE 0.375% 6/14,032,000$3.94M0.4%–
MOG.AMoog Inc.CL A14,900$3.63M0.4%History
CFGCitizens Financial Group IncCOM45,100$2.63M0.3%History
TJXTJX Companies IncStock16,950$2.60M0.3%History
KKRKKR & Co. Inc.COM18,925$2.41M0.2%History
PROS Holdings, Inc.74346YAG8NOTE 2.250% 9/12,211,000$2.21M0.2%–
SCHWSchwab Charles CorpStock22,000$2.20M0.2%History
Apollo Global Mgmt Inc03769M304SER A MAND CNV27,100$2.05M0.2%–
SBUXStarbucks CorpStock15,900$1.34M0.1%History
IBMInternational Business Machines CorpStock4,061$1.20M0.1%History
GEVGE Vernova Inc.Stock1,600$1.05M0.1%History
BKNGBooking Holdings Inc.Stock162$867.6K0.1%History
NEENextera Energy IncStock8,916$715.8K0.1%History
CEGConstellation Energy CorpStock2,010$710.1K0.1%History
NRGNRG Energy, Inc.Stock2,418$385.0K<0.1%History
TTWOTake Two Interactive Software IncCOM1,291$330.5K<0.1%History
iShares Tr46435U135CYBERSECURITY4,563$219.6K<0.1%–