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Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q1 2025

Holdings as of Mar 31, 2025, filed May 1, 2025. Long positions only; changes compare share counts with Q4 2024.

Institution overview
Positions
115
+11 vs. Q4 2024
Portfolio value
$990.9M
−$32.0M (−3.1%) vs. Q4 2024
Filed
May 1, 2025
SEC
Holdings of Rational Advisors LLC in Q1 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Total Bond Market ETF921937835ETF1,074,021$78.9M8.0%−106,437−9.0%Reduced–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF3,086,790$78.8M8.0%−304,234−9.0%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF796,899$78.8M8.0%−78,699−9.0%Reduced–
iShares Core S&P 500 ETF464287200ETF109,204$61.4M6.2%+8,018+7.9%Added–
Global X FDS37954Y293GLB X MLP ENRG I824,760$52.6M5.3%+824,760New–
Invesco Nasdaq 100 ETF46138G649ETF242,673$46.8M4.7%−23,200−8.7%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF234,703$45.5M4.6%+2,238+1.0%Added–
WisdomTree Tr97717Y790US EFFIC CORE FD904,332$41.0M4.1%−175,838−16.3%Reduced–
Schwab U.S. REIT ETF808524847ETF1,772,703$38.1M3.8%+122,079+7.4%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF447,450$35.3M3.6%−78,084−14.9%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM511,836$29.2M3.0%−36,613−6.7%Reduced–
SPDR Series Trust78468R606ST PORT HIGH ETF1,093,950$25.6M2.6%+1,093,950New–
Vanguard S&P 500 ETF922908363ETF40,833$21.0M2.1%−275−0.7%Reduced–
Global X FDS37954Y657US PFD ETF1,093,947$20.8M2.1%−69,815−6.0%Reduced–
Dimensional ETF Trust25434V872CORE FIXE IN ETF411,054$17.3M1.7%−39,970−8.9%Reduced–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF242,664$16.0M1.6%−19,036−7.3%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF184,185$13.9M1.4%+182,053+8,539.1%Added–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD483,975$12.9M1.3%−44,999−8.5%Reduced–
PPL Cap FDG Inc69352PAS2NOTE 2.875% 3/19,390,000$10.5M1.1%+1,080,000+13.0%Added–
AMZNAmazon Com IncStock52,098$9.91M1.0%−2,077−3.8%ReducedHistory
Bank of Amer Corp0605056827.25%CNV PFD L7,648$9.44M1.0%+400+5.5%Added–
WFC.PLWells Fargo & CompanyPERP PFD CNV A7,800$9.37M0.9%+400+5.4%AddedHistory
NEE.PTNextera Energy IncUNIT 11/01/2027198,600$9.05M0.9%+198,600NewHistory
Dexcom Inc252131AK3NOTE 0.250%11/19,150,000$8.89M0.9%00.0%Unchanged–
Alliant Energy Corp018802AC2NOTE 3.875% 3/18,120,000$8.68M0.9%+1,040,000+14.7%Added–
Schwab Strategic Tr8085246985 10YR CORP BD384,534$8.64M0.9%−37,256−8.8%Reduced–
Ventas Rlty Ltd Partnership92277GAZ0NOTE 3.750% 6/06,370,000$8.20M0.8%+790,000+14.2%Added–
Uber Technologies, Inc90353TAM2NOTE 0.875%12/06,439,000$7.84M0.8%+550,000+9.3%Added–
DraftKings Inc.26142RAB0NOTE 3/18,650,000$7.53M0.8%00.0%Unchanged–
Shopify Inc.82509LAA5NOTE 0.125%11/06,612,000$6.63M0.7%00.0%Unchanged–
Global PMTS Inc37940XAU6NOTE 1.500% 3/06,667,000$6.28M0.6%+6,667,000New–
SHIFT4 PMTS Inc82452JAD1NOTE 0.500% 8/06,036,000$6.09M0.6%−1,760,000−22.6%Reduced–
Okta, Inc.679295AF2NOTE 0.375% 6/16,342,000$6.05M0.6%00.0%Unchanged–
Apollo Global Mgmt Inc03769M304SER A MAND CNV80,800$5.91M0.6%−19,100−19.1%Reduced–
Etsy Inc29786AAN6NOTE 0.250% 6/16,850,000$5.81M0.6%00.0%Unchanged–
American WTR Cap Corp03040WBE4NOTE 3.625% 6/15,560,000$5.68M0.6%00.0%Unchanged–
BKNGBooking Holdings Inc.Stock1,200$5.53M0.6%−500−29.4%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD64,575$5.34M0.5%+57,191+774.5%Added–
iShares Tr464288588MBS ETF45,085$4.23M0.4%−5,029−10.0%Reduced–
Tyler Tex Indpt SCH Dist902252AB1NOTE 0.250% 3/13,320,000$4.05M0.4%−3,420,000−50.7%Reduced–
COSTCostco Wholesale CorpStock4,117$3.89M0.4%+448+12.2%AddedHistory
TWTradeweb Markets Inc.Stock26,200$3.89M0.4%+26,200NewHistory
SPYSPDR S&P 500 ETF TrustETF6,912$3.87M0.4%+2,112+44.0%AddedHistory
WMTWalmart Inc.Stock42,911$3.77M0.4%−16,987−28.4%ReducedHistory
METAMeta Platforms, Inc.Stock6,358$3.66M0.4%−633−9.1%ReducedHistory
TJXTJX Companies IncStock30,000$3.65M0.4%+30,000NewHistory
MSFTMicrosoft CorpStock9,522$3.57M0.4%−991−9.4%ReducedHistory
NEENextera Energy IncStock49,273$3.49M0.4%+40,751+478.2%AddedHistory
ARES.PBAres Management Corp6.75 SE B PFD72,100$3.48M0.4%+72,100NewHistory
NFLXNetflix IncStock3,605$3.36M0.3%−95−2.6%ReducedHistory
Cyberark Software LtdM2682V108SHS9,700$3.28M0.3%−600−5.8%Reduced–
PENPenumbra IncCOM12,200$3.26M0.3%+12,200NewHistory
SPOTSpotify Technology S.A.Stock5,925$3.26M0.3%+5,925NewHistory
GOOGLAlphabet Inc.Stock20,996$3.25M0.3%−13,200−38.6%ReducedHistory
AAPLApple Inc.Stock14,400$3.20M0.3%−5,121−26.2%ReducedHistory
APOApollo Global Management, Inc.COM21,900$3.00M0.3%00.0%UnchangedHistory
iShares Tr4642874407-10 YR TRSY BD30,195$2.88M0.3%+29,519+4,366.7%Added–
BXBlackstone Inc.COM18,500$2.59M0.3%−1,900−9.3%ReducedHistory
KKRKKR & Co. Inc.COM22,150$2.56M0.3%−2,900−11.6%ReducedHistory
WIXWix.com Ltd.SHS15,180$2.48M0.3%+1,000+7.1%AddedHistory
LYVLive Nation Entertainment, Inc.COM18,850$2.46M0.2%−5,500−22.6%ReducedHistory
OKTAOkta, Inc.CL A22,100$2.33M0.2%+22,100NewHistory
PROS Holdings, Inc.74346YAG8NOTE 2.250% 9/12,211,000$2.07M0.2%00.0%Unchanged–
Ford MTR Co Del345370CZ1NOTE 3/12,110,000$2.07M0.2%−1,880,000−47.1%Reduced–
MCDMcDonalds CorpStock6,369$1.99M0.2%+6,369NewHistory
TEAMAtlassian CorpCL A8,900$1.89M0.2%+8,900NewHistory
Wix.com Ltd.92940WAD1NOTE 8/11,790,000$1.75M0.2%00.0%Unchanged–
BRK.ABerkshire Hathaway IncCL A2$1.60M0.2%00.0%UnchangedHistory
KOCoca Cola CoStock21,500$1.54M0.2%+21,500NewHistory
MELIMercadolibre IncCOM750$1.46M0.1%−1,000−57.1%ReducedHistory
PGRProgressive CorpStock5,000$1.42M0.1%−9,150−64.7%ReducedHistory
BRK.BBerkshire Hathaway IncStock2,618$1.39M0.1%−886−25.3%ReducedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF15,751$1.29M0.1%+4,124+35.5%Added–
AZOAutoZone IncCOM305$1.16M0.1%+305NewHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF22,517$1.12M0.1%+5,531+32.6%Added–
UBERUber Technologies, IncStock15,000$1.09M0.1%+15,000NewHistory
XOMExxonMobil Holdings CorpCOM9,049$1.08M0.1%+651+7.8%AddedHistory
HSBCHSBC Holdings PLCSPON ADR NEW18,037$1.04M0.1%+18,037NewHistory
CMGChipotle Mexican Grill IncCOM20,500$1.03M0.1%−29,850−59.3%ReducedHistory
Simplify Exchange Traded Fun82889N772HEALTH CARE ETF35,000$1.03M0.1%+35,000New–
RYANRyan Specialty Holdings, Inc.CL A13,500$997.2K0.1%+13,500NewHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF7,486$981.2K0.1%+3,307+79.1%Added–
TDGTransDigm Group INCCOM700$968.3K0.1%+700NewHistory
ORLYO Reilly Automotive IncStock675$967.0K0.1%+675NewHistory
NVDANVIDIA CorpStock8,827$956.7K0.1%−3,863−30.4%ReducedHistory
CATCaterpillar IncStock2,557$843.3K0.1%+882+52.7%AddedHistory
HDHome Depot, Inc.Stock2,263$829.4K0.1%−204−8.3%ReducedHistory
AVGOBroadcom Inc.Stock4,704$787.6K0.1%+1,355+40.5%AddedHistory
ISRGIntuitive Surgical IncCOM NEW1,500$742.9K0.1%+1,500NewHistory
iShares Tr464288760US AER DEF ETF4,838$740.7K0.1%+1,067+28.3%Added–
VVisa Inc.Stock2,077$727.9K0.1%−904−30.3%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF17,057$713.8K0.1%+2,907+20.5%Added–
IBMInternational Business Machines CorpStock2,760$686.3K0.1%−1,593−36.6%ReducedHistory
JPMJPMorgan Chase & CoStock2,775$680.7K0.1%+820+41.9%AddedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF7,005$675.6K0.1%−1,115−13.7%Reduced–
PLTRPalantir Technologies Inc.Stock7,826$660.5K0.1%−3,012−27.8%ReducedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,322$656.0K0.1%+511+18.2%Added–
SLBSLB LimitedStock13,773$575.7K0.1%+5,227+61.2%AddedHistory
TSLATesla, Inc.Stock2,156$558.7K0.1%−319−12.9%ReducedHistory
QCOMQualcomm IncStock3,507$538.7K0.1%+844+31.7%AddedHistory

Sold out since Q4 2024 (15)

Positions held at the end of Q4 2024 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q4 2024
SecurityClassShares in Q4 2024Value in Q4 2024% of portfolio in Q4 2024History
Alps ETF Tr00162Q452ALERIAN MLP1,116,290$53.8M5.3%–
DBX ETF Tr233051432XTRACK USD HIGH779,544$28.1M2.7%–
HPE.PCHewlett Packard Enterprise Co7.625 MAND CONV117,100$7.34M0.7%History
CRMSalesforce, Inc.Stock11,000$3.68M0.4%History
Southwest Airls Co844741BG2NOTE 1.250% 5/03,480,000$3.57M0.3%–
Nextera Energy Inc65339F713UNIT 09/01/202570,500$2.88M0.3%–
DISWalt Disney CoStock24,500$2.73M0.3%History
ITTItt Inc.COM16,100$2.30M0.2%History
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/12,040,928$2.02M0.2%–
NOWServiceNow, Inc.Stock1,900$2.01M0.2%History
Expedia Group, Inc.30212PBE4NOTE 2/11,605,000$1.59M0.2%–
MOG.AMoog Inc.CL A5,235$1.03M0.1%History
UNHUnitedHealth Group IncStock1,744$882.2K0.1%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF6,312$868.3K0.1%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR4,000$790.0K0.1%History