Sofos Investments, Inc.

SEC CIK
0001741736

Holdings, Q1 2026

Positions as of Mar 31, 2026, filed May 8, 2026.SEC

Positions
972
+184 vs. Q4 2025
Total value
$561.97M
+$42.46M (+8.2%) vs. Q4 2025

Compare with Q4 2025: new, added, reduced and sold out

Positions

Long positions only. Changes compare share counts with Q4 2025.

Sofos Investments, Inc. holdings in Q1 2026
SecurityClassSharesValue% of portfolioChange in sharesActionHistory
ISHARES TR46435G672CORE INTL AGGR629,064$31.48M5.60%+16,398+2.7%Added–
DBX ETF TR233051432XTRACK USD HIGH770,421$27.86M4.96%+25,104+3.4%Added–
ISHARES TR46434V4070-5YR HI YL CP541,783$22.92M4.08%+15,099+2.9%Added–
STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF78468R853ETF413,944$20M3.56%+26,446+6.8%Added–
WISDOMTREE TR97717W588US LARGECAP FUND286,548$19.52M3.47%+10,480+3.8%Added–
ISHARES TR46429B7470-5 YR TIPS ETF186,235$19.26M3.43%+5,803+3.2%Added–
DBX ETF TR233051267XTRACKERS LOW409,131$19.07M3.39%+21,832+5.6%Added–
STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF78464A375ETF567,434$19.03M3.39%+29,377+5.5%Added–
STATE STREET SPDR PORTFOLIO S&P 400 MID CAP ETF78464A847ETF299,322$17.73M3.15%+12,159+4.2%Added–
STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF78464A409ETF163,078$15.97M2.84%+8,128+5.2%Added–
VANGUARD EMERGING MARKETS GOVERNMENT BOND ETF921946885ETF223,444$14.68M2.61%+7,148+3.3%Added–
SPDR INDEX SHS FDS78463X509ST PORT MARK ETF304,934$14.3M2.55%+6,037+2.0%Added–
STATE STREET SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF78468R788ETF308,980$14.06M2.50%+10,787+3.6%Added–
SPDR SERIES TRUST78464A144ST STR CORPO ETF442,070$12.83M2.28%+16,811+4.0%Added–
STATE STREET SPDR PORTFOLIO S&P 500 VALUE ETF78464A508ETF185,363$10.49M1.87%+9,205+5.2%Added–
ISHARES TR46435G102CONV BD ETF88,465$9M1.60%+2,539+3.0%Added–
TSLATESLA INC COMStock23,592$8.77M1.56%−94−0.4%ReducedView
ISHARES CORE MSCI EUROPE ETF46434V738ETF120,171$8.44M1.50%+4,203+3.6%Added–
AMZNAMAZON COM INC COMStock37,979$7.91M1.41%+3,826+11.2%AddedView
SCHWAB808515605Cash Sweep7,499,604$7.5M1.33%+5,868,138+359.7%Added–
NVSNOVARTIS AG SPONSORED ADRADR47,971$7.33M1.30%−466−1.0%ReducedView
AAPLAPPLE INC COMStock27,738$7.04M1.25%+2,129+8.3%AddedView
MSFTMICROSOFT CORP COMStock17,171$6.36M1.13%+957+5.9%AddedView
TSMTAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADSADR16,408$5.55M0.99%−656−3.8%ReducedView
SPYSTATE STREET SPDR S&P 500 ETFETF7,731$5.03M0.89%+5,857+312.5%AddedView
VANGUARD SCOTTSDALE FDS92206C102SHORT TERM TREAS84,988$4.98M0.89%+234+0.3%Added–
VANGUARD MORTGAGE-BACKED SECURITIES ETF92206C771ETF105,910$4.97M0.88%+663+0.6%Added–
ISHARES TR46434V696CORE MSCI PAC64,847$4.96M0.88%+7,013+12.1%Added–
VANGUARD SHORT-TERM BOND ETF921937827ETF62,860$4.93M0.88%−129−0.2%Reduced–
ISHARES TR46434V860TRS FLT RT BD97,346$4.93M0.88%+1,071+1.1%Added–
ISHARES TR46434V878ULTRA SHORT DUR96,067$4.86M0.87%+77+0.1%Added–
UPWKUPWORK INCCOM424,762$4.66M0.83%+23,097+5.8%AddedView
GOOGALPHABET INC CAP STK CL CStock15,802$4.53M0.81%−658−4.0%ReducedView
WMTWALMART INC COMStock36,294$4.51M0.80%−869−2.3%ReducedView
ASMLASML HLDG NV N Y REGISTRY SHSADR3,404$4.5M0.80%−29−0.8%ReducedView
BRK.BBERKSHIRE HATHAWAY INC DEL CL B NEWStock9,111$4.37M0.78%+209+2.3%AddedView
ARMARM HOLDINGS PLC SPONSORED ADSADR26,766$4.05M0.72%+227+0.9%AddedView
MRNAMODERNA INC COMStock77,066$3.91M0.70%−1,471−1.9%ReducedView
METAMETA PLATFORMS INC CL AStock6,793$3.89M0.69%−7−0.1%ReducedView
SHWSHERWIN WILLIAMS COCOM12,021$3.85M0.69%00.0%UnchangedView
NFLXNETFLIX INC. COMStock39,150$3.76M0.67%+446+1.2%AddedView
JNJJOHNSON & JOHNSON COMStock15,272$3.73M0.66%00.0%UnchangedView
MARMARRIOTT INTL INC NEW CL AStock10,838$3.54M0.63%−26−0.2%ReducedView
AZNASTRAZENECA PLC ORDADR16,601$3.27M0.58%+16,601NewView
MMM3M CO COMStock20,627$3M0.53%+329+1.6%AddedView
KOCOCA COLA CO COMStock38,367$2.92M0.52%−104−0.3%ReducedView
ISHARES CORE S&P 500 ETF464287200ETF4,353$2.84M0.51%−166−3.7%Reduced–
BABOEING CO COMStock14,145$2.82M0.50%+152+1.1%AddedView
CLCOLGATE PALMOLIVE CO COMStock30,487$2.6M0.46%+729+2.4%AddedView
PGPROCTER & GAMBLE CO COMStock17,592$2.54M0.45%+113+0.6%AddedView
SYKSTRYKER CORPORATION COMStock7,630$2.51M0.45%−310−3.9%ReducedView
SBUXSTARBUCKS CORP COMStock27,926$2.5M0.45%−95−0.3%ReducedView
TFINTRIUMPH FINANCIAL INCCOM41,557$2.48M0.44%00.0%UnchangedView
SMGSCOTTS MIRACLE-GRO CO CL AStock39,830$2.42M0.43%−168−0.4%ReducedView
DISDISNEY WALT CO COMStock25,040$2.41M0.43%+1,088+4.5%AddedView
SPDR SERIES TRUST78464A805ST STR PR SP150030,383$2.4M0.43%−1,629−5.1%Reduced–
CLIFFWATER CORPORATE LEN186854204BOND FUNDS223,776$2.36M0.42%+217,285+3,347.5%Added–
ADSKAUTODESK INCCOM9,753$2.33M0.42%+407+4.4%AddedView
ULUNILEVER PLCSPON ADR NEW39,298$2.24M0.40%+807+2.1%AddedView
FSKFS KKR CAP CORPCOM218,509$2.22M0.40%+184,605+544.5%AddedView
CMGCHIPOTLE MEXICAN GRILL INCCOM66,623$2.13M0.38%+1,476+2.3%AddedView
CRMSALESFORCE INC COMStock11,245$2.1M0.37%+744+7.1%AddedView
INTUINTUIT COMStock4,809$2.08M0.37%+490+11.3%AddedView
APOLLO DIVERSIFIED CREDIT FD CL A39822Y109NTF EQUITY FUNDS88,863$1.99M0.35%+50,429+131.2%Added–
NKENIKE INC CL BStock37,710$1.99M0.35%+2,162+6.1%AddedView
BBDCBARINGS BDC INCCOM240,300$1.98M0.35%+220,539+1,116.0%AddedView
DEODIAGEO PLCSPON ADR NEW26,052$1.94M0.35%+1,640+6.7%AddedView
NVONOVO-NORDISK A S ADRADR51,858$1.91M0.34%+5,838+12.7%AddedView
INVESCO STEELPATH MLP INCOME A00143K343NTF EQUITY FUNDS279,327$1.89M0.34%+15,878+6.0%Added–
BPREBLUEROCK PVT REAL ESTATE FDCOM112,043$1.86M0.33%+43,399+63.2%AddedView
GRIFFIN INST'L ACCESS REAL ESTATE FUND CLASS A SHARES39822J102M64,176$1.55M0.28%+19,976+45.2%Added–
ETFIS SER TR I26923G822VIRTUS INFRCAP76,001$1.55M0.28%+71,484+1,582.6%Added–
MIDAS59562C109NTF EQUITY FUNDS338,655$1.32M0.23%00.0%Unchanged–
VANGUARD INDEX FDS TOT STKIDX922908728COM7,818$1.22M0.22%+24+0.3%Added–
ISHARES MSCI USA QUALITY FACTOR ETF46432F339ETF5,679$1.09M0.19%−92−1.6%Reduced–
BNP PARIBAS NOTE CONV INDEX LNKD05601WW64NOTE CONV INDEX LNKD775,000$1.02M0.18%00.0%Unchanged–
XOMEXXON MOBIL CORPCOM5,972$1.01M0.18%+1,742+41.2%AddedView
APOLLO DIVERSIFIED CREDIT FUND CL C39822Y208MUTUAL FUND42,078$944.23K0.17%+40,793+3,174.6%Added–
SPDR SERIES TRUST78464A755ST STR SP METAL8,009$865.05K0.15%+8,009New–
Franklin BSP Capital Corp35250V104Common Stock63,194$858.17K0.15%+36,670+138.3%Added–
TIDAL TRUST III45259A316VISTASHARES TARG49,092$854.2K0.15%+49,092New–
WPCWP CAREY INCCOM12,112$823.13K0.15%−159−1.3%ReducedView
ARCCARES CAPITAL CORP COMCEF45,620$822.08K0.15%+45,020+7,503.3%AddedView
IAUISHARES GOLD TRUSTETF9,000$793.44K0.14%+9,000NewView
CVXCHEVRON CORPORATION COMStock3,774$780.88K0.14%+3,353+796.4%AddedView
First Eagle Credit Opportunities Fd I32010B106Com33,828$745.9K0.13%−14,176−29.5%Reduced–
FIDELITY ADVISOR TECHNOLOGY - I316391762EQUITY FUNDS18,087$719.15K0.13%+18,087New–
OBDCBLUE OWL CAPITAL CORPORATIONCOM61,458$679.72K0.12%+57,285+1,372.8%AddedView
VANECK ETF TRUST92189F106GOLD MINERS ETF7,100$651.57K0.12%+7,000+7,000.0%Added–
BNP PARIBAS NOTE CONV INDEX LNKD05592Q7K5NOTE CONV INDEX LNKD450,000$633.78K0.11%00.0%Unchanged–
VANECK ETF TRUST92189F791JUNIOR GOLD MINE5,115$614.01K0.11%+5,115New–
VANGUARD S&P 500 ETF922908363ETF1,005$600.29K0.11%−11−1.1%Reduced–
SCHWAB US DIVIDEND EQUITY ETF808524797ETF19,157$587.72K0.10%−150−0.8%Reduced–
CIONCION INVT CORPCOM85,834$587.11K0.10%+61,785+256.9%AddedView
J P MORGAN EXCHANGE TRADED F46641Q332EQUITY PREMIUM10,213$578.87K0.10%+9,694+1,867.8%Added–
INTCINTEL CORP COMStock13,062$576.43K0.10%00.0%UnchangedView
VANGUARD MORNINGSTAR VALUE ETF922908744ETF2,919$572.64K0.10%+2+0.1%Added–
NVDANVIDIA CORPORATION COMStock3,253$567.41K0.10%+941+40.7%AddedView
FROFRONTLINE PLCCOM16,000$557.76K0.10%+15,000+1,500.0%AddedView
CANTOR SILVERSTEIN OPPORTUNITY ZONE TRUST II, INC001780843REAL ESTATE INVESTME20,683$555.85K0.10%+20,683New–

Sold out since Q4 2025 (61)

Positions held at the end of Q4 2025 that are no longer in this filing.

Sofos Investments, Inc. positions sold out since Q4 2025
SecurityClassShares, Q4 2025Value, Q4 2025% of portfolio, Q4 2025
AZNASTRAZENECA PLCSPONSORED ADR33,313$3.06M0.59%
SCHWAB CHARLES FAMILY FD TREAS808515480Cash Sweep2,236,011$2.24M0.43%
0000000000Stock419,517$475.04K0.09%
PUT TESLA INC 250 EXP 01/20/230NONUMBEROEQ22,000$301.84K0.06%
GUGGENHEIM DEFINED P UNIT 2098 DIVIDEND GROWTH PORT SER 19 MONTHLY RE40176W319UIT STOCK21,599$280.38K0.05%
US TREASUR NT 4.25 01/26UST NOTE DUE 01/31/2691282CJV4COM194,000$194.02K0.04%
FIRST TR EXCHANGE-TRADED FD336917109SHS1,372$60.83K0.01%
American Fd Washington939330106COM770$50.18K0.01%
UNITED STATES TREAS NTS91282CGR6US Government Note/Bond50,000$50.09K0.01%
BXBLACKSTONE INCCOM235$36.22K0.01%
J P MORGAN EXCHANGE TRADED F46641Q647MUNICIPAL ETF565$28.53K0.01%
FIRST TR EXCHANGE-TRADED FD33733E732WCM INTL EQUITY1,483$25.23K0.00%
ODFLOLD DOMINION FREIGHT LINE INCOM160$25.09K0.00%
FIRST TR EXCHANGE-TRADED FD33739Q705FT VEST S&P 500491$24.13K0.00%
Fidelity Large Cap Growth Idx31635V729Equities518$23.95K0.00%
FIRST TR EXCHANGE-TRADED FD33738D788CORE INVESTMENT947$20.11K0.00%
FIDELITY SELECT BROKERAGE & INV MGMT316390855EQUITY FUNDS100$19.05K0.00%
BJBJS WHSL CLUB HLDGS INCCOM200$18.01K0.00%
FIDELITY STK SEL SM CAP315912303COM419$17.72K0.00%
OHIOMEGA HEALTHCARE INVS INCCOM385$17.07K0.00%
BEAUFORT CNTY S C GO ADV REF BDS074347F75GO ADV REF BDS15,000$15.04K0.00%
J P MORGAN EXCHANGE TRADED F46641Q654ULTRA SHT MUNCPL270$13.75K0.00%
APAAPA CORPORATION COMStock500$12.23K0.00%
FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND337345102ETF50$11.51K0.00%
FIDELITY COVINGTON TRUST316092873MSCI COMMNTN SVC151$11.07K0.00%
RKTROCKET COS INC COM CL AStock553$10.71K0.00%
PECOPHILLIPS EDISON & CO INCCOMMON STOCK300$10.67K0.00%
Lord Abbett Ultra Short Bond I54401E457Mutual Fund999$10.04K0.00%
SFIXSTITCH FIX INC COM CL AStock1,850$9.71K0.00%
FIRST TRUST PORTFOLIOS UNIT 11884 AI ROBOTICS & TECHNOLOGY OPPORTUNITY30339J610UIT STOCK764$8.92K0.00%
FIRST TRUST PORTFOLIOS UNIT 11988 VEST LARGE CAP BUFFERED 10 PORTFOLIO30340C182UIT STOCK733$8.15K0.00%
FIRST TRUST PORTFOLIOS UNIT 11967 CAP STRENGTH OPPORTUNITY PORT SER 3630339X239UIT STOCK761$8.08K0.00%
ISHARES TRUST ISHARES 0-1 YEAR TREASURY BOND ETF464288679ETF66$7.27K0.00%
TMUST-MOBILE US INC COMStock35$7.11K0.00%
HONEYWELL INTERN 4.25 29 DUE 01/15/29438516CL8CORPORATE BONDS7,000$7.05K0.00%
THE GOLDMAN SACHS VAR 28 DUE 02/28/2838141GPC2CORPORATE BONDS7,000$6.37K0.00%
ISHARES U.S. HEALTHCARE PROVIDERS ETF464288828ETF115$5.51K0.00%
ISHARES TR464289867CORE 60 BALA ETF80$5.2K0.00%
NIONIO INC SPON ADSADR1,000$5.1K0.00%
ALEDO TEX INDPT SCH 0 26GO UTX DUE 02/15/26OID014464UH2MUNI BONDS5,000$4.98K0.00%
ETNEATON CORP PLC SHSStock15$4.78K0.00%
SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF808524755ETF102$4.61K0.00%
NOWSERVICENOW INC COMStock25$3.83K0.00%
SCHWAB U.S. SMALL-CAP ETF808524607ETF98$2.79K0.00%
LORD ABBETT SHORT DURATION HIGH YIELD I54401T504NTF BOND FUNDS256$2.51K0.00%
SJTSAN JUAN BASIN RTY TRUNIT BEN INT366$2.06K0.00%
APPLE INC037833BY5cb2,000$2K0.00%
SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF808524730ETF37$1.33K0.00%
TOEWS TACTICAL OCEANA66537V591Mutual Fund114$1.3K0.00%
SCHWAB FUNDAMENTAL U.S. SMALL COMPANY ETF808524763ETF38$1.2K0.00%
PUBLIC FIN AUTH 4.25 34MULT HSG DUE 07/01/34OID XTRO74443FBF2MUNI BONDS1,000$1K0.00%
SCHWAB EMERGING MARKETS EQUITY ETF808524706ETF25$8190.00%
INVESCO MAIN STREET FUND CLASS A00141B725M9$5810.00%
DEFINIUM THERAPEUTICS INC COM SHS60255C885Stock35$4690.00%
KULRKULR TECHNOLOGY GROUP INCCOM150$4440.00%
NLOPNET LEASE OFFICE PROPERTIESCOM10$2580.00%
LORD ABBETT HIGH YIELD F54400N508BOND FUNDS3$210.00%
PIMCO INVESTMENT GRADE CREDIT BOND I-272201M685BOND FUNDS1$110.00%
LEGG MASON WESTERN ASSET CORE PLUS BOND PORTFOLIO CLASS I957663503M1$90.00%
PIMCO INTERNATIONAL BOND (USD-HDG) I-272201M784BOND FUNDS1$60.00%
DIGATRADE FINL CORP XXXREGISTRATION REVOKED BY THE SEC EFF: 07/01/2525381C109FOREIGN CANADIAN300,000$00.00%

13F filings by quarter

Sofos Investments, Inc. 13F filings by quarter
QuarterFiledPositionsTotal valueChangesFiling
Q1 2026May 8, 2026972$561.97Mvs. Q4 2025SEC
Q4 2025Feb 13, 2026788$519.51Mvs. Q3 2025SEC
Q3 2025Nov 14, 2025993$505.93M–SEC
Q1 2025Apr 30, 20251,080$458.58M–SEC
Q2 2024Aug 6, 20241,429$400.43Mvs. Q1 2024SEC
Q1 2024Jun 26, 2024Amended1,984$745.65Mvs. Q4 2023SECSEC
Q4 2023Jun 26, 2024Amended1,521$9.43Bvs. Q3 2023SECSEC
Q3 2023Nov 16, 20231,231$9.07Bvs. Q2 2023SEC
Q2 2023Aug 9, 20231,646$36.74Mvs. Q1 2023SEC
Q1 2023May 12, 20231,134$3.25Mvs. Q4 2022SEC
Q4 2022Feb 15, 20231,404$19.17Mvs. Q3 2022SEC
Q3 2022Nov 3, 2022844$2.96Bvs. Q2 2022SEC
Q2 2022Aug 5, 2022735$3.22Bvs. Q1 2022SEC
Q1 2022May 13, 2022904$3.57Bvs. Q4 2021SEC
Q4 2021Feb 11, 2022969$4.43Bvs. Q3 2021SEC
Q3 2021Nov 12, 2021955$212.42Mvs. Q2 2021SEC
Q2 2021Aug 11, 2021980$279.15Mvs. Q1 2021SEC
Q1 2021May 17, 2021763$4.89M–SEC