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Livermore
Livermore
ZHEN

Sofos Investments, Inc.

SEC CIK
0001741736
Latest filing
May 8, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 3, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
844
+109 vs. Q2 2022
Portfolio value
$832.5M
−$234.2M (−22.0%) vs. Q2 2022
Filed
Nov 3, 2022
SEC
Holdings of Sofos Investments, Inc. in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Total Cash and SweepX00000002Cash50$210.1M25.2%+50New–
PIMCO72201F490BOND110$153.6M18.4%−11−9.1%Reduced–
Blackrock Fds V Hi Yld Bd Inst09260B630Com54$75.2M9.0%+54New–
Eaton Vance277911491mf88$52.9M6.4%00.0%Unchanged–
Parametric Cmdy Strat CL Inst277923223Mutual Fund105$45.8M5.5%−14−11.8%Reduced–
Vanguard BD Index FDS921937793LONG TERM BOND1,296$21.5M2.6%−144−10.0%Reduced–
Swan Defined Risk Fund66538E606FD78$20.7M2.5%−6−7.1%Reduced–
iShares Tr46434VBA7IBONDS DEC22 ETF125$10.5M1.3%00.0%Unchanged–
iShares Tr46434VAX8IBONDS DEC23 ETF125$10.4M1.3%00.0%Unchanged–
Abr Dynamic Blend Equity and Volatility34984Y781Mutual Fund27$10.3M1.2%−3−10.0%Reduced–
iShares Tr46434VBG4IBONDS DEC24 ETF120$10.1M1.2%−5−4.0%Reduced–
TMOThermo Fisher Scientific Inc.Stock10,140$8.25M1.0%−1,806−15.1%ReducedHistory
Symmetry Panoramic US Equity Fund87190B102Mutual Fund72$6.34M0.8%00.0%Unchanged–
SPGIS&P Global Inc.Stock7,015$6.22M0.7%−7,139−50.4%ReducedHistory
MSCIMSCI Inc.Stock8,862$5.95M0.7%−614−6.5%ReducedHistory
LMTLockheed Martin CorpStock7,334$5.86M0.7%−1,266−14.7%ReducedHistory
Symmetry Panoramic Global Fixed Income87190B706Mutual Fund36$5.84M0.7%00.0%Unchanged–
Kddi Corp ADR48667L106ADR270$5.41M0.6%+270New–
Symmetry Panoramic Global Equity Fund87190B300Mutual Fund55$5.07M0.6%00.0%Unchanged–
ASMLASML Holding NVADR9,824$4.78M0.6%−3,040−23.6%ReducedHistory
PSAPublic StorageCOM4,981$4.53M0.5%−966−16.2%ReducedHistory
Essilor Luxottica Unsponsored ADR297284200ADR1,156$4.51M0.5%+1,156New–
BKNGBooking Holdings Inc.Stock31,217$4.46M0.5%−5,512−15.0%ReducedHistory
VRTXVertex Pharmaceuticals IncStock8,120$4.45M0.5%−340−4.0%ReducedHistory
BLKBlackRock, Inc.COM8,800$4.23M0.5%−2,162−19.7%ReducedHistory
Straumann Hldg AG ADR86317T103ADR153$4.06M0.5%+153New–
Symmetry Panoramic Tax Managed GLB Eq FD87190B409Mutual Fund11$3.90M0.5%−1−8.3%Reduced–
ARGXArgenx SESPONSORED ADR6,001$3.78M0.5%+6,001NewHistory
CICigna GroupStock5,540$3.72M0.4%−1,060−16.1%ReducedHistory
DBX ETF Tr233051432XTRACK USD HIGH112,849$3.69M0.4%−126,952−52.9%Reduced–
DBX ETF Tr233051267XTRACKERS LOW60,316$3.50M0.4%−70,332−53.8%Reduced–
iShares Tr46434V4070-5YR HI YL CP81,767$3.27M0.4%−93,899−53.5%Reduced–
LULUlululemon athletica inc.Stock4,760$3.26M0.4%+4,760NewHistory
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF96$2.99M0.4%−4−4.0%Reduced–
Kensington Managd Incm Insti CL MF56167N324Fixed Income20$2.93M0.4%+20New–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF92$2.92M0.4%−4−4.2%Reduced–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF92$2.85M0.3%−4−4.2%Reduced–
SHWSherwin Williams CoCOM13,992$2.84M0.3%−114−0.8%ReducedHistory
HUMHumana IncStock9,215$2.75M0.3%−1,549−14.4%ReducedHistory
MCKMcKesson CorpStock9,180$2.69M0.3%−274−2.9%ReducedHistory
Symmetry Panoramic International Equity87190B201Mutual Fund54$2.68M0.3%−6−10.0%Reduced–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF83,826$2.63M0.3%−98,967−54.1%Reduced–
UNHUnitedHealth Group IncStock12,120$2.58M0.3%−1,244−9.3%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM8,268$2.55M0.3%−9,462−53.4%ReducedHistory
GSGoldman Sachs Group IncStock4,688$2.55M0.3%−658−12.3%ReducedHistory
MOHMolina Healthcare, Inc.COM8,250$2.53M0.3%+690+9.1%AddedHistory
PXDPioneer Natural Resources CoCOM3,689$2.49M0.3%−325−8.1%ReducedHistory
Abr Dynamic Short Volatility Fund34984Y658Mutual Fund15$2.35M0.3%00.0%Unchanged–
UTHRUnited Therapeutics CorpCOM5,225$2.34M0.3%+3,101+146.0%AddedHistory
CHEChemed CorpCOM8,303$2.28M0.3%−1,546−15.7%ReducedHistory
SWAVShockwave Medical, Inc.COM4,170$2.21M0.3%+4,170NewHistory
ELVElevance Health, Inc.Stock7,264$2.12M0.3%+7,264NewHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF26,307$1.91M0.2%−27,640−51.2%Reduced–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF29,252$1.90M0.2%−30,841−51.3%Reduced–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF55,168$1.88M0.2%−54,534−49.7%Reduced–
Vanguard Emerging Markets Government Bond ETF921946885ETF32,519$1.87M0.2%−35,862−52.4%Reduced–
IDXXIDEXX Laboratories IncCOM3,586$1.84M0.2%−275−7.1%ReducedHistory
Global X FDS37954Y699MSCI SUPDIV EA44$1.82M0.2%+44New–
WisdomTree Tr97717W588US LARGECAP FUND45,049$1.73M0.2%−49,195−52.2%Reduced–
SPDR Series Trust78464A144ST STR CORPO ETF61,588$1.71M0.2%−68,803−52.8%Reduced–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF43,931$1.69M0.2%−45,059−50.6%Reduced–
MSFTMicrosoft CorpStock4,844$1.60M0.2%−6,435−57.1%ReducedHistory
MELIMercadolibre IncCOM4,140$1.54M0.2%+955+30.0%AddedHistory
Symmetry Panoramic US Fixed Income FD87190B508Mutual Fund36$1.51M0.2%−4−10.0%Reduced–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF41,031$1.46M0.2%−40,402−49.6%Reduced–
BIIBBiogen Inc.COM3,204$1.41M0.2%+348+12.2%AddedHistory
TSLATesla, Inc.Stock6,051$1.33M0.2%−12,174−66.8%ReducedConverted for a 3-for-1 splitHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF38,989$1.21M0.1%−42,750−52.3%Reduced–
iShares Tr46435G102CONV BD ETF16,440$1.15M0.1%−15,876−49.1%Reduced–
ILMNIllumina, Inc.COM2,292$943.0K0.1%+84+3.8%AddedHistory
KLACKLA CorpCOM NEW3,939$887.0K0.1%−208−5.0%ReducedHistory
AMZNAmazon Com IncStock4,698$844.0K0.1%−7,386−61.1%ReducedHistory
Guggenheim Limited Duration Instl CL40168W483Mutual Fund115$744.0K0.1%−5−4.2%Reduced–
INTUIntuit Inc.Stock3,692$735.0K0.1%−1,118−23.2%ReducedHistory
Merck KGaA589339209ADR160$695.0K0.1%+160New–
iShares Core MSCI Europe ETF46434V738ETF16,421$649.0K0.1%−17,616−51.8%Reduced–
GWWW.W. Grainger, Inc.Stock3,912$548.0K0.1%+3,004+330.8%AddedHistory
DHRDanaher CorpStock1,032$546.0K0.1%+16+1.6%AddedHistory
HDHome Depot, Inc.Stock2,484$542.0K0.1%−1,352−35.2%ReducedHistory
MRNAModerna, Inc.Stock2,056$532.0K0.1%−3,078−60.0%ReducedHistory
Toews Tactical Opportunity66537V575Mutual Fund20$526.0K0.1%00.0%Unchanged–
TDK Corp Amern Dep SH872351408ADR124$516.0K0.1%00.0%Unchanged–
STESTERIS plcSHS USD1,660$473.0K0.1%−400−19.4%ReducedHistory
EQIXEquinix IncCOM3,983$472.0K0.1%+3,983NewHistory
AJGArthur J. Gallagher & Co.COM1,197$443.0K0.1%+56+4.9%AddedHistory
UPWKUpwork, IncCOM31,777$433.0K0.1%−44,664−58.4%ReducedHistory
JKHYJack Henry & Associates IncStock1,274$411.0K<0.1%+14+1.1%AddedHistory
AVGOBroadcom Inc.Stock1,776$410.0K<0.1%−2,598−59.4%ReducedHistory
COSTCostco Wholesale CorpStock3,304$391.0K<0.1%−49−1.5%ReducedHistory
DGDollar General CorpCOM1,440$380.0K<0.1%−30−2.0%ReducedHistory
WMTWalmart Inc.Stock2,661$376.0K<0.1%−3,762−58.6%ReducedHistory
iShares Tr46434V696CORE MSCI PAC7,837$376.0K<0.1%−8,472−51.9%Reduced–
RRXRegal Rexnord CorpCOM980$374.0K<0.1%+980NewHistory
TSCOTractor Supply CoCOM1,302$373.0K<0.1%−56−4.1%ReducedHistory
Toews Unconstrained Income66538B883Mutual Fund9$357.0K<0.1%00.0%Unchanged–
SBUXStarbucks CorpStock2,714$350.0K<0.1%−5,254−65.9%ReducedHistory
DRIDarden Restaurants IncCOM1,134$350.0K<0.1%+117+11.5%AddedHistory
URIUnited Rentals, Inc.COM2,430$347.0K<0.1%+243+11.1%AddedHistory
MCDMcDonalds CorpStock1,617$341.0K<0.1%−112−6.5%ReducedHistory
UPSUnited Parcel Service IncStock1,296$337.0K<0.1%−168−11.5%ReducedHistory

Sold out since Q2 2022 (93)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Sofos Investments, Inc. sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Aberdeen STD Palladium ETF0000000NAStock50,106$355.0M33.3%–
BlackRock High Yield Bond Instl091929638Mutual Fund63$76.6M7.2%–
AONAon plcCOM9,720$7.83M0.7%History
ALCAlcon IncCOM1,330$6.44M0.6%History
Icl Group Ltd ILS1M5920A109COM180$4.11M0.4%–
IAC Interactivecorp New44891N109COM1,444$3.54M0.3%–
WPCW. P. Carey Inc.COMMON STOCK1,494$2.58M0.2%History
INVAInnoviva, Inc.Stock270$2.32M0.2%History
Alps ETF Tr00162Q866COM102$1.17M0.1%–
EQIXEquinix IncCOM4,599$545.0K0.1%History
Altaba Inc021346101COM80$365.0K<0.1%–
AMPAmeriprise Financial IncCOM2,142$315.0K<0.1%History
APAAPA CorpCOM245$313.0K<0.1%History
Morgan Stanley Finance LLC. Note Index LNKD61773QYB9NOTE INDEX LNKD–$281.0K<0.1%–
Morgan Stanley Finance LLC. Note Index LNKD61773H3V9NOTE INDEX LNKD–$222.0K<0.1%–
Baker Michael Corp Com057149106Stock464$210.0K<0.1%–
SKMSK Telecom Co LtdSPONSORED ADR88$198.0K<0.1%History
Goldman Sachs Ba 3.35PER CENT23CD Fdic Ins Due 08/22/23US38148PU96CERTIFICATE DEPOSIT–$196.0K<0.1%–
BMW Bank of North America NA CD05580ANX8CD–$175.0K<0.1%–
Morgan Stanley Finance LLC. Note Index LNKD61773QGX1NOTE INDEX LNKD–$174.0K<0.1%–
Energy Transfer LP30064K105Stock20$151.0K<0.1%–
CIONCION Investment CorpCOM16,561$143.0K<0.1%History
BBDCBarings BDC, Inc.COM13,801$128.0K<0.1%History
Citibank NA CD Index LNKD17294XY67CD INDEX LNKD–$97.0K<0.1%–
Credit Suisse AG London Branch Note Index LNKD22553PRR2NOTE INDEX LNKD–$95.0K<0.1%–
Western Asset Emrg MKT Debt FD Com95766E103Closed End Fund63$90.0K<0.1%–
Powershares73935S105EXCHANGE TRADED27$67.0K<0.1%–
Citibank NA CD17294X2E5CD–$48.0K<0.1%–
Credit Suisse AG London Branch Note Index LNKD22553PVF3NOTE INDEX LNKD–$48.0K<0.1%–
JPMorgan Chase Bank NA CD Index LNKD48128WTZ8CD INDEX LNKD–$48.0K<0.1%–
Citigrp Global MKTS Hldgs Inc Note Index LNKD17330FJJ1NOTE INDEX LNKD–$46.0K<0.1%–
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK3,075$41.0K<0.1%History
Global X FDS37950E747GLBX MSCI NORW26$31.0K<0.1%–
NVAXNovavax IncStock306$31.0K<0.1%History
USOUnited States Oil Fund, LPCOM80$28.0K<0.1%History
Ipath Series B Bloomberg Natural Gas Sub06739H644ETF29$20.0K<0.1%–
Blackstone Group LP09253U108COM364$18.0K<0.1%–
Gaylord Entertainment Corp367905106COMMON STOCK42$14.0K<0.1%–
Intl Game Tech PLC Com459902102Equity19$12.0K<0.1%–
iShares464286731ETF100$12.0K<0.1%–
VanEck Vectors Vietnam ETF57060U761ETF14$11.0K<0.1%–
UBS AGH89231338COM16$10.0K<0.1%–
Sylvamo Corp Common Stock828456202Stock66$10.0K<0.1%–
iShares464286830ETF44$6.00K<0.1%–
OTTROtter Tail CorpCOM134$4.00K<0.1%History
MOMOHello Group Inc.ADR5$4.00K<0.1%History
Owl Rock Capital Corporation Com68273G101Closed End Fund24$4.00K<0.1%–
FAFFirst American Financial CorpStock106$3.00K<0.1%History
AEOAmerican Eagle Outfitters IncCOM300$3.00K<0.1%History
CNSCohen & Steers, Inc.COM128$3.00K<0.1%History
FGCOFinancial Gravity Companies, Inc.COM42,600$3.00K<0.1%History
Apollo Global Management, Inc.037612306COM CL A48$2.00K<0.1%–
iShares MSCI Singap ETF464286673ETF36$2.00K<0.1%–
SONDSonder Holdings Inc.COMMON STOCK2,400$2.00K<0.1%History
TAPMolson Coors Beverage CoCL B2$00.0%History
SBRASabra Health Care REIT, Inc.REIT252––History
NBISNebius Group N.V.Stock440––History
iShares Tr464287184CHINA LG-CAP ETF68–––
TACTransalta CorpCOM209––History
BTIBritish American Tobacco p.l.c.SPONSORED ADR774––History
PIMCO ETF Tr72201R7830-5 HIGH YIELD1,513–––
iShares Tr464287515EXPANDED TECH4,860–––
GFIGold Fields LtdSPONSORED ADR63––History
UISUnisys CorpCOM NEW84––History
SPDR Series Trust78464A714ST STR SP RETAIL1,044–––
WSRWhitestone REITCOM220––History
PACPacific Airport GroupSPON ADS B2,660––History
NVSTEnvista Holdings CorpCOM702––History
ICUIIcu Medical IncCOM2,952––History
RYNRayonier IncCOM777––History
MMacy's, Inc.COM126––History
SSLSasol LtdSPONSORED ADR460––History
ASRSoutheast Airport GroupSPON ADR SER B3,724––History
PLCEChildrens Place, Inc.COM273––History
AHRTAH Realty Trust, Inc.COM234––History
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR1,380––History
BFSSaul Centers, Inc.COM940––History
ADTNADTRAN Holdings, Inc.COM72––History
ALSumisho Air Lease CorpCL A231––History
MDRXVeradigm Inc.COM270––History
CAJPYCanon IncSPONSORED ADR437––History
China Life Ins Co Ltd16939P106SPON ADR REP H171–––
CRCrane CoCOM616––History
Enerplus Corp292766102COM247–––
GSKGSK plcSPONSORED ADR1,980––History
IAUiShares Gold TrustISHARES170––History
Meridian Bioscience Inc589584101COM540–––
NXGNNextgen Healthcare, Inc.COM306––History
ProShares Tr74347R669PSHS ULT SEMICDT73–––
Qiwi PLC74735M108SPON ADR REP B20–––
UMPQUmpqua Holdings CorpCOM34––History
Yamana Gold Inc98462Y100COM100–––
SVASinovac Biotech LtdSHS144––History