Skip to main content
Livermore
Livermore
ZHEN

Sofos Investments, Inc.

SEC CIK
0001741736
Latest filing
May 8, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 15, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,404
+560 vs. Q3 2022
Portfolio value
$9.50M
−$823.0M (−98.9%) vs. Q3 2022
Filed
Feb 15, 2023
SEC
Holdings of Sofos Investments, Inc. in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Swan Defined Risk Fund66538E606FD14$2.39M25.2%−64−82.1%Reduced–
PIMCO72201F490BOND10$695.6K7.3%−100−90.9%Reduced–
Toews Hedged High Yield Bond Fund66537V617Mutual Fund10$435.9K4.6%00.0%Unchanged–
Toews Tactical Opportunity66537V575Mutual Fund10$278.7K2.9%−10−50.0%Reduced–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF29,062$212.5K2.2%−190−0.6%Reduced–
Toews Tactical Oceana66537V591Mutual Fund8$201.3K2.1%−8−50.0%Reduced–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF26,616$186.6K2.0%+309+1.2%Added–
Eaton Vance277911491mf8$186.0K2.0%−80−90.9%Reduced–
Toews Unconstrained Income66538B883Mutual Fund9$175.8K1.9%00.0%Unchanged–
Blackrock Fds V Hi Yld Bd Inst09260B630Com7$173.6K1.8%−47−87.0%Reduced–
iShares Tr46429B7470-5 YR TIPS ETF27,503$160.0K1.7%−1,988−6.7%Reduced–
Toews Tactical Monument66537V583Mutual Fund12$158.3K1.7%−12−50.0%Reduced–
Catalyst/Millburn Hedge Strategy I62827P816Equities36$110.8K1.2%+36New–
PIMCO693390700Com8$110.2K1.2%+8New–
Parametric Cmdy Strat CL Inst277923223Mutual Fund6$106.6K1.1%−99−94.3%Reduced–
Abr Dynamic Short Volatility Fund34984Y658Mutual Fund5$104.2K1.1%−10−66.7%Reduced–
SPYSPDR S&P 500 ETF TrustETF382$102.6K1.1%+382NewHistory
Vanguard Short-Term Bond ETF921937827ETF1,351$102.5K1.1%−1,538−53.2%Reduced–
Vanguard BD Index FDS921937793LONG TERM BOND72$99.7K1.0%−1,224−94.4%Reduced–
Abr Dynamic Blend Equity and Volatility34984Y781Mutual Fund10$95.9K1.0%−17−63.0%Reduced–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF243$94.1K1.0%−1,339−84.6%Reduced–
American Beacon Ahl024525677MF10$63.4K0.7%−3−23.1%Reduced–
Vanguard Mortgage-Backed Securities ETF92206C771ETF2,016$56.3K0.6%−223−10.0%Reduced–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT288$50.5K0.5%−1,469−83.6%Reduced–
AAPLApple Inc.Stock2,203$48.2K0.5%−3,887−63.8%ReducedHistory
Kensington Managd Incm Insti CL MF56167N324Fixed Income10$42.8K0.5%−10−50.0%Reduced–
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS118$39.4K0.4%−617−83.9%Reduced–
Invesco Exchange Traded FD T46137V324S&P500 EQL IND178$38.5K0.4%−907−83.6%Reduced–
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW156$37.2K0.4%+6+4.0%Added–
ACNAccenture plcStock267$33.6K0.4%−5,644−95.5%ReducedHistory
Nestle SA ADR641069406COM4,635$33.3K0.4%−1,964−29.8%Reduced–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 50276$32.2K0.3%−1,607−85.3%Reduced–
JNJJohnson & JohnsonStock1,514$31.4K0.3%−3,755−71.3%ReducedHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL122$29.3K0.3%+9+8.0%Added–
iShares Tr46435G672CORE INTL AGGR89,274$28.5K0.3%−724−0.8%Reduced–
MAMastercard IncStock348$28.4K0.3%−7,036−95.3%ReducedHistory
DBX ETF Tr233051267XTRACKERS LOW60,451$27.9K0.3%+135+0.2%Added–
SPDR Series Trust78464A144ST STR CORPO ETF62,795$27.4K0.3%+1,207+2.0%Added–
MSFTMicrosoft CorpStock2,278$27.1K0.3%−2,566−53.0%ReducedHistory
BRK.BBerkshire Hathaway IncStock1,226$23.8K0.3%−6,108−83.3%ReducedHistory
GOOGLAlphabet Inc.Stock88$23.8K0.3%−2,600−96.7%ReducedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF99$23.1K0.2%−693−87.5%Reduced–
PGProcter & Gamble CoStock1,710$21.8K0.2%−2,901−62.9%ReducedHistory
GDGeneral Dynamics CorpStock248$20.9K0.2%−3,356−93.1%ReducedHistory
Invesco Exchange Traded FD T46137V373S&P500 EQL STP171$20.5K0.2%−907−84.1%Reduced–
SPGSimon Property Group Inc.REIT117$20.2K0.2%−513−81.4%ReducedHistory
ASMLASML Holding NVADR830$19.2K0.2%−8,994−91.6%ReducedHistory
NEENextera Energy IncStock84$18.4K0.2%−540−86.5%ReducedHistory
RTXRTX CorpStock101$18.1K0.2%−1,293−92.8%ReducedHistory
DOXAmdocs LtdSHS91$18.1K0.2%+91NewHistory
NXPINXP Semiconductors N.V.COM158$17.8K0.2%−3,098−95.1%ReducedHistory
LMTLockheed Martin CorpStock486$17.7K0.2%−6,848−93.4%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock551$17.4K0.2%−9,589−94.6%ReducedHistory
Swan Defined Risk Growth CL I MF66538R797Domestic Equities14$17.3K0.2%+1+7.7%Added–
KLACKLA CorpCOM NEW377$17.3K0.2%−3,562−90.4%ReducedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS114$17.2K0.2%−444−79.6%ReducedHistory
MSCIMSCI Inc.Stock465$17.0K0.2%−8,397−94.8%ReducedHistory
OMCOmnicom Group Inc.COM82$17.0K0.2%−1,367−94.3%ReducedHistory
Vanguard Materials ETF92204A801ETF170$16.8K0.2%−274−61.7%Reduced–
ADPAutomatic Data Processing IncStock239$16.8K0.2%−4,959−95.4%ReducedHistory
DKSDick's Sporting Goods, Inc.Stock120$16.7K0.2%−615−83.7%ReducedHistory
URIUnited Rentals, Inc.COM355$16.4K0.2%−2,075−85.4%ReducedHistory
DGXQuest Diagnostics IncCOM156$15.9K0.2%−3,288−95.5%ReducedHistory
State Street SPDR S&P Biotech ETF78464A870ETF83$15.6K0.2%−75−47.5%Reduced–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL116$15.3K0.2%−633−84.5%Reduced–
SPDR Index Shs FDS78463X509ST PORT MARK ETF39,402$15.2K0.2%+413+1.1%Added–
DRIDarden Restaurants IncCOM138$15.2K0.2%−996−87.8%ReducedHistory
Symmetry Panoramic US Fixed Income FD87190B508Mutual Fund9$15.2K0.2%−27−75.0%Reduced–
LULUlululemon athletica inc.Stock320$15.2K0.2%−4,440−93.3%ReducedHistory
GWWW.W. Grainger, Inc.Stock556$15.2K0.2%−3,356−85.8%ReducedHistory
MRKMerck & Co., Inc.Stock111$15.1K0.2%−1,867−94.4%ReducedHistory
SONYSony Group CorpSPONSORED ADR76$15.1K0.2%−1,332−94.6%ReducedHistory
CECelanese CorpStock102$15.0K0.2%−708−87.4%ReducedHistory
SYKStryker CorpStock1,226$15.0K0.2%−4,437−78.4%ReducedHistory
CVXChevron CorpStock179$14.9K0.2%−3,277−94.8%ReducedHistory
CBChubb LtdStock221$14.8K0.2%−3,419−93.9%ReducedHistory
AXPAmerican Express CoStock148$14.8K0.2%−2,687−94.8%ReducedHistory
EOGEOG Resources IncStock130$14.7K0.2%−2,670−95.4%ReducedHistory
MDTMedtronic plcStock78$14.7K0.2%−1,461−94.9%ReducedHistory
Vanguard Utilities ETF92204A876ETF153$14.6K0.2%−131−46.1%Reduced–
Symmetry Panoramic Tax Managed GLB Eq FD87190B409Mutual Fund12$14.2K0.1%+1+9.1%Added–
BGBunge Global SACOM100$14.2K0.1%−481−82.8%ReducedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF78$14.2K0.1%−58−42.6%Reduced–
AMGNAmgen IncStock263$14.2K0.1%−6,487−96.1%ReducedHistory
PXDPioneer Natural Resources CoCOM228$14.0K0.1%−3,461−93.8%ReducedHistory
COPConocoPhillipsStock118$13.8K0.1%−1,820−93.9%ReducedHistory
SPGIS&P Global Inc.Stock335$13.6K0.1%−6,680−95.2%ReducedHistory
MTBM&T Bank CorpCOM145$13.5K0.1%−4,431−96.8%ReducedHistory
OKTAOkta, Inc.CL A68$13.5K0.1%−445−86.7%ReducedHistory
VLOValero Energy CorpStock127$13.4K0.1%−2,334−94.8%ReducedHistory
SPDR Series Trust78468R556SP O&G EXPL PRO136$13.3K0.1%−114−45.6%Reduced–
DTEDte Energy CoCOM118$13.3K0.1%−917−88.6%ReducedHistory
ICLRIcon PLCCOM194$13.1K0.1%−3,854−95.2%ReducedHistory
CHKPCheck Point Software Technologies LtdORD126$12.7K0.1%−2,338−94.9%ReducedHistory
CXTCrane NXT, Co.COM100$12.6K0.1%−516−83.8%ReducedHistory
GIBCgi IncCL A86$12.6K0.1%−289−77.1%ReducedHistory
MOHMolina Healthcare, Inc.COM330$12.5K0.1%−7,920−96.0%ReducedHistory
UTHRUnited Therapeutics CorpCOM278$12.3K0.1%−4,947−94.7%ReducedHistory
CBTCabot CorpCOM67$12.2K0.1%−381−85.0%ReducedHistory
FNFabrinetSHS128$12.2K0.1%−1,487−92.1%ReducedHistory

Sold out since Q3 2022 (188)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 188 by value last quarter.

Positions of Sofos Investments, Inc. sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Total Cash and SweepX00000002Cash50$210.1M25.2%–
iShares Tr46434VBA7IBONDS DEC22 ETF125$10.5M1.3%–
iShares Tr46434VAX8IBONDS DEC23 ETF125$10.4M1.3%–
iShares Tr46434VBG4IBONDS DEC24 ETF120$10.1M1.2%–
ARGXArgenx SESPONSORED ADR6,001$3.78M0.5%History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF96$2.99M0.4%–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF92$2.92M0.4%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF92$2.85M0.3%–
CHEChemed CorpCOM8,303$2.28M0.3%History
Global X FDS37954Y699MSCI SUPDIV EA44$1.82M0.2%–
Guggenheim Limited Duration Instl CL40168W483Mutual Fund115$744.0K0.1%–
WSTWest Pharmaceutical Services IncCOM738$335.0K<0.1%History
Subaru Corp86428V104ADR32$236.0K<0.1%–
LHCGLHC Group, IncCOM492$235.0K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A1,251$230.0K<0.1%History
SKF AB Sponsored ADR784375404ADR52$175.0K<0.1%–
CMICummins IncStock408$165.0K<0.1%History
NVRNVR IncCOM7,974$146.0K<0.1%History
Altaba Inc Escrow021ESC017COM8$71.0K<0.1%–
Asm International N.V. (ADR)N07045102COMMON227$54.0K<0.1%–
China Shenhua Energy C ADR16942A302ADR12$47.0K<0.1%–
Mitsui & Co Ltd606827202COM429$34.0K<0.1%–
FERGFerguson Enterprises Inc.SHS103$32.0K<0.1%History
Gpo Fin Banorte40052P107ADR32$30.0K<0.1%–
Jardine Matheson Hldgs Ltd Unsponsord ADR471115402ADR51$25.0K<0.1%–
Bayerische Motoren Werke A G Sponsored ADR072743305ADR23$23.0K<0.1%–
Munchener Ruckversicherungs-Gesellschaft AG ADR626188106ADR24$23.0K<0.1%–
Sekisui House Ltd Sponsored ADR816078307ADR17$22.0K<0.1%–
China Overseas Land & Investme169403201CS13$20.0K<0.1%–
Sandvik AB ADR800212201ADR14$20.0K<0.1%–
Sun Hung Kai Properties Ltd86676H302COM11$20.0K<0.1%–
Legal General Group PLC Sponsored ADR52463H103ADR12$18.0K<0.1%–
WisdomTree Tr97717W836JP SMALLCP DIV114$15.0K<0.1%–
iShares Inc46434G772MSCI TAIWAN ETF86$10.0K<0.1%–
LCILannett Co IncCOM0$10.0K<0.1%History
iShares Inc464286772MSCI STH KOR ETF94$6.00K<0.1%–
SCCOSouthern Copper CorpStock45$3.00K<0.1%History
MOAltria Group, Inc.Stock40$3.00K<0.1%History
CPBCAMPBELL'S CoCOM47$3.00K<0.1%History
CINFCincinnati Financial CorpCOM90$2.00K<0.1%History
WMBWilliams Companies, Inc.COM29$2.00K<0.1%History
Fin Gravity Companies Inc Com31374E106COM42,600$2.00K<0.1%–
Basf SE055262505ADR1$00.0%–
State Street Technology Select Sector SPDR ETF81369Y803ETF119–––
FTVFortive CorpStock232––History
EWEdwards Lifesciences CorpStock249––History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF63–––
ARCCAres Capital CorpCEF34––History
ARLPAlliance Resource Partners LPStock46––History
iShares Russell 2000 ETF464287655ETF165–––
SYYSysco CorpStock142––History
iShares MSCI USA Min Vol Factor ETF46429B697ETF264–––
KDKyndryl Holdings, Inc.Stock32––History
ZIMVZimVie Inc.Stock30––History
Vanguard Total Bond Market ETF921937835ETF71–––
ZBHZimmer Biomet Holdings, Inc.Stock315––History
iShares MSCI USA Momentum Factor ETF46432F396ETF524–––
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF142–––
Vanguard Ftse Emerging Markets ETF922042858ETF36–––
AVNSAvanos Medical, Inc.Stock330––History
State Street Utilities Select Sector SPDR ETF81369Y886ETF198–––
FFIVF5, Inc.Stock290––History
AEMAgnico Eagle Mines LtdStock42––History
XRAYDentsply Sirona Inc.Stock84––History
NTAPNetApp, Inc.Stock124––History
Vanguard Ftse Developed Markets ETF921943858ETF36–––
GMEDGlobus Medical IncStock180––History
LTCLTC Properties IncREIT666––History
FNFFidelity National Financial, Inc.COM SHS144––History
DBCInvesco DB Commodity Index Tracking FundUNIT24––History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT145–––
FPIFarmland Partners Inc.COM247––History
BMOBank of MontrealCOM88––History
First Tr Exchange-Traded FD33734X150INDLS PROD DUR46–––
WisdomTree Tr97717W307US LARGECAP DIVD55–––
iShares Inc46434G780MSCI SINGPOR ETF34–––
WisdomTree Tr97717W760INTL SMCAP DIV51–––
iShares Inc464286806MSCI GERMANY ETF40–––
iShares Inc464286756MSCI SWEDEN ETF54–––
iShares Tr464287622RUS 1000 ETF197–––
RDNRadian Group IncCOM19––History
iShares Inc464286400MSCI BRAZIL ETF60–––
WisdomTree Tr97717W604US SMALLCAP DIVD26–––
First Tr Exch Traded FD III33739E108PFD SECS INC ETF68–––
First Tr Exch TRD Alphdx FD33737J158JAPAN ALPHADEX38–––
WCNWaste Connections, Inc.COM2,295––History
SLPSimulations Plus, Inc.COM735––History
ELSEquity Lifestyle Properties IncCOM1,134––History
GBDCGolub Capital BDC, Inc.COM12––History
Global X FDS37954Y806ALTERNATIVE INCM44–––
CMCanadian Imperial Bank of CommerceCOM44––History
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH18–––
EXRExtra Space Storage Inc.COM2,768––History
DVADavita Inc.COM249––History
Global X FDS37950E333GLBX SUPRINC ETF40–––
THCTenet Healthcare CorpCOM NEW936––History
SPDR Series Trust78464A292ST STR PFD ETF35–––
iShares Inc464286814MSCI NETHERL ETF62–––
iShares Inc464286749MSCI SWITZERLAND74–––
iShares Inc464286640MSCI CHILE ETF48–––