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Livermore
Livermore
ZHEN

Sofos Investments, Inc.

SEC CIK
0001741736
Latest filing
May 8, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 11, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
969
+14 vs. Q3 2021
Portfolio value
$1.27B
+$1.14B (+826.5%) vs. Q3 2021
Filed
Feb 11, 2022
SEC
Holdings of Sofos Investments, Inc. in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PIMCO72201F490BOND168$144.3M11.3%−11,923−98.6%Reduced–
0000000000Stock628$138.4M10.9%−129,623−99.5%Reduced–
Toews Hedged High Yield Bond Fund66537V617Mutual Fund308$63.2M5.0%−5,484−94.7%Reduced–
PIMCO Emerging Market Bond Inst693391559Mutual Fund230$49.3M3.9%−4,574−95.2%Reduced–
Swan Defined Risk Fund66538E606FD192$43.4M3.4%−2,563−93.0%Reduced–
Powershares ETF Trust Dyn En Ex Prod73935X658Stock437$37.7M3.0%+437New–
Vanguard BD Index FDS921937793LONG TERM BOND2,781$28.5M2.2%+2,509+922.4%Added–
Abr Dynamic Blend Equity and Volatility34984Y781Mutual Fund91$25.6M2.0%−1,645−94.8%Reduced–
SHOPShopify Inc.Stock46,818$21.7M1.7%+46,802+292,512.5%AddedHistory
iShares Tr46434VBA7IBONDS DEC22 ETF375$20.5M1.6%−260−40.9%Reduced–
Abr Dynamic Short Volatility Fund34984Y658Mutual Fund56$19.8M1.6%−1,510−96.4%Reduced–
MELIMercadolibre IncCOM71,444$16.3M1.3%+71,431+549,469.2%AddedHistory
IDXXIDEXX Laboratories IncCOM23,688$16.0M1.3%+23,658+78,860.0%AddedHistory
UNHUnitedHealth Group IncStock26,116$14.7M1.2%+26,073+60,634.9%AddedHistory
MSFTMicrosoft CorpStock18,741$14.7M1.2%+14,081+302.2%AddedHistory
Toews Tactical Opportunity66537V575Mutual Fund55$13.3M1.0%−920−94.4%Reduced–
AZOAutoZone IncCOM48,208$12.7M1.0%+48,202+803,366.7%AddedHistory
iShares Tr46434VAX8IBONDS DEC23 ETF260$12.7M1.0%−369−58.7%Reduced–
iShares Tr46434VBG4IBONDS DEC24 ETF260$12.7M1.0%−361−58.1%Reduced–
NFLXNetflix IncStock33,618$12.5M1.0%+32,615+3,251.7%AddedHistory
SPGIS&P Global Inc.Stock24,072$12.4M1.0%+24,045+89,055.6%AddedHistory
MTDMettler Toledo International IncCOM39,031$11.9M0.9%+39,024+557,485.7%AddedHistory
HDHome Depot, Inc.Stock16,614$11.8M0.9%+16,571+38,537.2%AddedHistory
ACNAccenture plcStock12,865$11.7M0.9%+12,836+44,262.1%AddedHistory
WATWaters CorpCOM16,785$11.1M0.9%+16,755+55,850.0%AddedHistory
ULTAUlta Beauty, Inc.Stock9,888$10.3M0.8%+9,862+37,930.8%AddedHistory
DPZDominos Pizza IncCOM12,972$10.3M0.8%+12,953+68,173.7%AddedHistory
ORLYO Reilly Automotive IncStock16,238$10.2M0.8%+16,223+108,153.3%AddedHistory
UBS AGH89231338COM522$10.1M0.8%+11+2.2%Added–
Intl Game Tech PLC Com459902102Equity841$9.71M0.8%+543+182.2%Added–
MSCIMSCI Inc.Stock17,164$9.59M0.8%+17,148+107,175.0%AddedHistory
BLKBlackRock, Inc.COM22,900$9.52M0.7%+22,889+208,081.8%AddedHistory
ASMLASML Holding NVADR25,315$9.33M0.7%+24,818+4,993.6%AddedHistory
Toews Tactical Oceana66537V591Mutual Fund45$9.08M0.7%−862−95.0%Reduced–
Toews Tactical Monument66537V583Mutual Fund364$8.97M0.7%−205−36.0%Reduced–
NXPINXP Semiconductors N.V.COM13,224$8.86M0.7%+13,184+32,960.0%AddedHistory
Sonic Healthcare Ltd83546A203ADR986$8.85M0.7%+732+288.2%Added–
MAMastercard IncStock14,037$8.61M0.7%+13,976+22,911.5%AddedHistory
KLACKLA CorpCOM NEW15,910$8.57M0.7%+15,890+79,450.0%AddedHistory
First Tr Exch Traded FD III PFD Secs Inc ETF00337E112ETF80$8.47M0.7%−334−80.7%Reduced–
Makita Cor560877300ADR1,419$8.12M0.6%+1,270+852.3%Added–
AMZNAmazon Com IncStock120,397$7.98M0.6%+120,068+36,494.8%AddedHistory
Symmetry Panoramic US Equity Fund87190B102Mutual Fund105$7.94M0.6%−405−79.4%Reduced–
DHRDanaher CorpStock8,901$7.39M0.6%+8,860+21,609.8%AddedHistory
DBX ETF Tr233051432XTRACK USD HIGH179,497$7.00M0.5%+12,033+7.2%Added–
Symmetry Panoramic Global Fixed Income87190B706Mutual Fund50$6.61M0.5%−576−92.0%Reduced–
GOOGLAlphabet Inc.Stock107,189$6.41M0.5%+107,187+5,359,350.0%AddedHistory
Symmetry Panoramic Global Equity Fund87190B300Mutual Fund84$6.39M0.5%−361−81.1%Reduced–
LMTLockheed Martin CorpStock9,940$6.24M0.5%+9,922+55,122.2%AddedHistory
Swan Defined Risk Emerging MRKTS I26203E109Mutual Fund40$6.19M0.5%−544−93.2%Reduced–
iShares Tr46434V4070-5YR HI YL CP136,250$6.11M0.5%+5,827+4.5%Added–
Guggenheim S&P 500 Equal Weight Energy E001208211ETF5,683$5.87M0.5%+5,683New–
PIMCO Credit Opportunities Bond Fund72201W394Mutual Fund50$5.70M0.4%−663−93.0%Reduced–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 505,904$5.58M0.4%+5,893+53,572.7%Added–
Toews Unconstrained Income66538B883Mutual Fund280$5.58M0.4%−283−50.3%Reduced–
METAMeta Platforms, Inc.Stock14,399$5.42M0.4%+12,521+666.7%AddedHistory
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF234$5.25M0.4%+11+4.9%Added–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF234$5.23M0.4%−95−28.9%Reduced–
Symmetry Panoramic Tax Managed GLB Eq FD87190B409Mutual Fund15$5.02M0.4%−331−95.7%Reduced–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF136,088$4.84M0.4%+9,183+7.2%Added–
GSGoldman Sachs Group IncStock8,809$4.67M0.4%+8,797+73,308.3%AddedHistory
SHWSherwin Williams CoCOM14,892$4.16M0.3%+2,111+16.5%AddedHistory
GLOBGlobant S.A.COM8,164$4.11M0.3%+8,151+62,700.0%AddedHistory
Criteo S A Spons ADS001576427ADR1,014$3.96M0.3%+1,014New–
Twilio Inc CL A87309T200COMMON STOCK8,416$3.84M0.3%+8,401+56,006.7%Added–
WSTWest Pharmaceutical Services IncCOM11,725$3.70M0.3%+11,724+1,172,400.0%AddedHistory
Treasury Wine Estates Ltd Sponsored ADR89465J109ADR252$3.70M0.3%−146−36.7%Reduced–
LHLabcorp Holdings Inc.COM NEW9,734$3.65M0.3%+9,722+81,016.7%AddedHistory
HCAHCA Healthcare, Inc.COM6,425$3.59M0.3%+6,411+45,792.9%AddedHistory
HUMHumana IncStock12,528$3.58M0.3%+12,527+1,252,700.0%AddedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF47,149$3.53M0.3%+2,163+4.8%Added–
MEDPMedpace Holdings, Inc.COM5,450$3.49M0.3%+5,448+272,400.0%AddedHistory
Symmetry Panoramic International Equity87190B201Mutual Fund91$3.48M0.3%−183−66.8%Reduced–
TMOThermo Fisher Scientific Inc.Stock17,342$3.47M0.3%+17,341+1,734,100.0%AddedHistory
LLYEli Lilly & CoStock6,900$3.44M0.3%+6,900NewHistory
CRLCharles River Laboratories International, Inc.COM9,425$3.42M0.3%+9,416+104,622.2%AddedHistory
MRNAModerna, Inc.Stock10,660$3.40M0.3%+7,644+253.4%AddedHistory
BIOBio-Rad Laboratories, Inc.CL A18,900$3.31M0.3%+18,899+1,889,900.0%AddedHistory
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF108$3.29M0.3%−112−50.9%Reduced–
ELVElevance Health, Inc.Stock10,208$3.28M0.3%+10,208NewHistory
Catalent Inc Com001596783Stock3,200$3.25M0.3%+3,196+79,900.0%Added–
IQVIQVIA Holdings Inc.Stock6,251$3.22M0.3%+6,192+10,494.9%AddedHistory
TSLATesla, Inc.Stock8,505$3.06M0.2%+5,083+148.5%AddedHistory
SPDR Series Trust78464A144ST STR CORPO ETF90,526$3.06M0.2%+3,553+4.1%Added–
INVAInnoviva, Inc.Stock374$3.00M0.2%+374NewHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF33,241$2.95M0.2%−3,878−10.4%Reduced–
Biolife Solutions Inc Com New09062W105Stock851$2.83M0.2%+851Added–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF66,577$2.75M0.2%−69−0.1%Reduced–
Lightspeed Pos Inc Sub VTG Shs001823306Stock1,080$2.75M0.2%+1,022+1,762.1%Added–
Optimizerx Corp Com68401U105Stock1,364$2.71M0.2%+1,364New–
CDMOAvid Bioservices, Inc.Stock638$2.70M0.2%+638NewHistory
DXCMDexcom IncCOM11,814$2.68M0.2%+11,814NewHistory
iShares Core S&P 500 ETF464287200ETF2,385$2.66M0.2%+2,378+33,971.4%Added–
Hive Blockchain Technologies Ltd001720424Stock292$2.66M0.2%+292New–
Mowi ASA624678108ADR576$2.63M0.2%+461+400.9%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF35,866$2.55M0.2%−213−0.6%Reduced–
WisdomTree Tr97717W588US LARGECAP FUND54,247$2.54M0.2%+90+0.2%Added–
Global X MSCI Superdividend Eafe ETF001432353ETF64$2.49M0.2%+64New–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF52,128$2.37M0.2%+356+0.7%Added–
REGNRegeneron Pharmaceuticals, Inc.COM8,216$2.36M0.2%+8,212+205,300.0%AddedHistory

Sold out since Q3 2021 (115)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Sofos Investments, Inc. sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Asm International N.V. (ADR)N07045102COMMON0$394.0K0.3%–
SBACSba Communications CorpCOM0$331.0K0.2%History
AREAlexandria Real Estate Equities, Inc.COM0$191.0K0.1%History
American National Insur.028591105COM0$189.0K0.1%–
SUISun Communities IncCOM0$185.0K0.1%History
ADIAnalog Devices IncStock0$167.0K0.1%History
Fox Factory Hldg Corp Com001424929Stock0$145.0K0.1%–
Ferguson PLC001714179Stock0$140.0K0.1%–
Cnooc LtdY1662W117ADR0$122.0K0.1%–
RETAReata Pharmaceuticals IncCL A0$101.0K0.1%History
State Street Industrial Select Sector SPDR ETF81369Y704ETF395$98.0K0.1%–
FMCFMC CorpCOM NEW0$92.0K0.1%History
iShares Tr464288695GLOBAL MATER ETF0$85.0K0.1%–
L Oreal Co ADR001336216ADR0$83.0K0.1%–
B Riley Finl Inc001464790Stock0$59.0K<0.1%–
Victorias Secret and Co Common Stock001856437Stock142$55.0K<0.1%–
Jardine Matheson Hldgs Ltd ADR000870016ADR1$53.0K<0.1%–
Total S.A.00892E113ADR1$48.0K<0.1%–
Perrigo Co PCL Shs001585364Stock4$47.0K<0.1%–
AVNTAvient CorpCOM0$46.0K<0.1%History
SNVSynovus Financial CorpCOM1$44.0K<0.1%History
Merck KGaA ShsD5357W103COM21$43.0K<0.1%–
Bank OZK001569650Stock1$43.0K<0.1%–
HRLHormel Foods CorpCOM0$41.0K<0.1%History
Zurich Ins Group Ltd001127799ADR1$41.0K<0.1%–
MLKNMillerknoll, Inc.COM0$38.0K<0.1%History
MGM Growth Pptys LLC CL A Com001656936REIT2$38.0K<0.1%–
BTIBritish American Tobacco p.l.c.SPONSORED ADR0$35.0K<0.1%History
OVVOvintiv Inc.Stock9$33.0K<0.1%History
Schneider Electric SE ADR000923734ADR1$33.0K<0.1%–
Bayerische Motoren Werke A G ADR072743206ADR1$33.0K<0.1%–
Naspers Ltd631512100ADR29$33.0K<0.1%–
Gpo Fin Banorte40052P107ADR1$32.0K<0.1%–
SUMSummit Materials, Inc.CL A0$32.0K<0.1%History
NVTAInvitae CorpCOM0$28.0K<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW0$26.0K<0.1%History
Vinci S A ADR001065198ADR1$26.0K<0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF642$25.0K<0.1%–
NTUSNatus Medical IncStock117$25.0K<0.1%History
Controladora Vuela Cia de Avia Spon ADR00212E109ADR3$22.0K<0.1%–
Phibro Animal Health Corp CL A Com001069899Stock129$22.0K<0.1%–
Sekisui House Ltd Sponsored ADR001132527ADR1$21.0K<0.1%–
Legal & Gen Group PLC Sponsored ADR000764068ADR2$19.0K<0.1%–
Prosus N V Sponsored ADR001778970Stock46$16.0K<0.1%–
Corepoint Lodging Inc Com001707178REIT5$16.0K<0.1%–
LKNCYLuckin Coffee Inc.ADR34$14.0K<0.1%History
ORGOOrganogenesis Holdings Inc.Stock185$14.0K<0.1%History
Swatch Group AG ADR870123106ADR0$13.0K<0.1%–
Sun Hung Kai Pptys Ltd Sponsored ADR000819951ADR2$12.0K<0.1%–
Industrial and Commercial BK of ChinaY3990B112Stock2$11.0K<0.1%–
Antero Midstream Corp Com026375105Stock3$10.0K<0.1%–
Agricultural BK China ADR00850M102ADR3$9.00K<0.1%–
Subaru Corp86428V104ADR31$9.00K<0.1%–
China Shenhua Energy Co Ltd ADR001445470ADR4$9.00K<0.1%–
ZNGAZynga IncCL A0$8.00K<0.1%History
Enel Societa Per Azioni ADR001096200ADR0$8.00K<0.1%–
CXCemex SAB de CVSPON ADR NEW520$7.00K<0.1%History
Gte Corp Debenture - Unsecured362320AT0DEBENTURE - UNSECURED–$6.00K<0.1%–
ENDPEndo International plcSHS1,441$3.00K<0.1%History
Mallinckrodt Pub Ltd Co001567892Stock46$00.0%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF90–––
State Street Financial Select Sector SPDR ETF81369Y605ETF27–––
VNTVontier CorpStock1––History
Fidelity MSCI Health Care Index ETF316092600ETF2–––
Fidelity MSCI Financials Index ETF316092501ETF77–––
Fidelity MSCI Information Technology Index ETF316092808ETF18–––
ORealty Income CorpREIT4––History
GMEDGlobus Medical IncStock3––History
FNFFidelity National Financial, Inc.COM SHS7––History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2–––
MMSIMerit Medical Systems IncCOM43––History
RWTRedwood Trust IncCOM6––History
GBDCGolub Capital BDC, Inc.COM3––History
FHNFirst Horizon CorpCOM2––History
FFBCFirst Financial BancorpCOM1––History
BENFranklin Templeton IncCOM1––History
TNLTravel & Leisure Co.COM6––History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT7–––
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL13–––
UISUnisys CorpCOM NEW81––History
RRXRegal Rexnord CorpCOM3––History
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR28–––
ITGRInteger Holdings CorpCOM32––History
WSRWhitestone REITCOM6––History
DHTDHT Holdings, Inc.SHS NEW70––History
KIMKimco Realty CorpCOM3––History
NVSTEnvista Holdings CorpCOM72––History
SFBSServisFirst Bancshares, Inc.COM1––History
AXSMAxsome Therapeutics, Inc.COM1––History
POOLPool CorpCOM21––History
STWDStarwood Property Trust, Inc.COM3––History
CATYCathay General BancorpCOM1––History
BKEBuckle IncCOM1––History
CNACna Financial CorpCOM1––History
INGNInogen IncCOM53––History
MGNXMacrogenics IncCOM1––History
MEDMedifast IncCOM14––History
BFSSaul Centers, Inc.COM2––History
TALTAL Education GroupSPONSORED ADS24––History
VNDAVanda Pharmaceuticals Inc.COM185––History