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Livermore
Livermore
ZHEN

Sofos Investments, Inc.

SEC CIK
0001741736
Latest filing
May 8, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 9, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,646
+512 vs. Q1 2023
Portfolio value
$22.6M
+$20.3M (+893.9%) vs. Q1 2023
Filed
Aug 9, 2023
SEC
Holdings of Sofos Investments, Inc. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Swan Defined Risk Fund66538E606FD15$2.53M11.2%+1+7.1%Added–
Ohio National Fund Inc. ON U.S. Low Volatility PortfolioOHBRAIEQ4Fixed Income2,918$1.27M5.6%+2,918New–
AB VPS Global Risk Allocation-Moderate PortfolioOHNFSIX12Fixed Income601$1.25M5.5%+601New–
Ohio National Fund Inc. ON iShares Managed Risk Balanced Portfo0P0001J8QFixed Income1,586$1.06M4.7%+1,586New–
JNL/Mellon U.S. Stock Market Index0P0001AMJDomestic Equities65$1.04M4.6%+65New–
PIMCO72201F490BOND10$890.1K3.9%00.0%Unchanged–
Ohio National Fund Inc. ON Risk Managed Balanced Portfolio0P000123JFixed Income884$846.2K3.7%+884New–
JNL/T. Rowe Price Short-Term Bond0P00005U1Fixed Income30$794.4K3.5%+30New–
JNL/Mellon Small Cap Index0P00003E5Domestic Equities273$502.6K2.2%+273New–
BlackRock Advantage LG Cap Core CL Instl09250J502EQ FD729$496.1K2.2%+729New–
JNL/Mellon S&P 400 MidCap Index0P00003EHDomestic Equities275$487.2K2.2%+275New–
Toews Hedged High Yield Bond Fund66537V617Mutual Fund10$430.4K1.9%00.0%Unchanged–
SA DFA Ultra Short Bond Portfolio0P00003BXFixed Income38$278.9K1.2%+38New–
SA Schroders VCP Global Allocation0P00016Y4Fixed Income26$277.7K1.2%+26New–
Ohio National Fund Inc. ON BlackRock Balanced Allocation Portfo0P00003D1Fixed Income1,355$271.9K1.2%+1,355New–
Lazard Retirement Global Dynamic Multi-Asset0P0000VPUFixed Income749$268.5K1.2%+749New–
Kensington Managd Incm Insti CL MF56167N324Fixed Income10$256.7K1.1%00.0%Unchanged–
JNL/WMC Government Money Market0P00003EIFixed Income22$238.2K1.1%+22New–
iShares Tr46428743220 YR TR BD ETF3,824$234.8K1.0%+78+2.1%Added–
SA American Funds VCP Managed Allocation0P00017JUFixed Income33$228.7K1.0%+33New–
Toews Tactical Opportunity66537V575Mutual Fund10$226.4K1.0%00.0%Unchanged–
Franklin VolSmart Allocation VIP Fund0P0000Y0XFixed Income802$225.2K1.0%+802New–
Invesco V.I. Balanced-Risk Allocation Fund0P0000I2IFixed Income632$225.1K1.0%+632New–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF77,142$216.4K1.0%+5,506+7.7%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF75,774$214.9K0.9%+6,178+8.9%Added–
Toews Tactical Oceana66537V591Mutual Fund9$179.6K0.8%00.0%Unchanged–
Fidelity VIP Target Volatility Portfolio0P0000XO1Fixed Income511$167.5K0.7%+511New–
iShares Tr4642874407-10 YR TRSY BD6,521$164.2K0.7%+143+2.2%Added–
Blackrock Fds V Hi Yld Bd Inst09260B630Com7$157.0K0.7%00.0%Unchanged–
Toews Tactical Monument66537V583Mutual Fund13$151.5K0.7%+1+8.3%Added–
American Beacon Ahl024525677MF10$147.3K0.7%00.0%Unchanged–
Toews Unconstrained Income66538B883Mutual Fund9$140.9K0.6%00.0%Unchanged–
PIMCO693390700Com8$134.4K0.6%+8New–
Vanguard BD Index FDS921937793LONG TERM BOND75$133.7K0.6%−2−2.6%Reduced–
iShares MSCI Eafe ETF464287465ETF979$124.8K0.6%+1+0.1%Added–
Sierra Tactical CR Incm CL Instl MF66537Y488Fixed Income20$124.2K0.5%00.0%Unchanged–
SPYSPDR S&P 500 ETF TrustETF443$117.5K0.5%+30+7.3%AddedHistory
Catalyst/Millburn Hedge Strategy I62827P816Equities35$112.7K0.5%+35New–
Fidelity VIP Target Volatility PortfolioOHNFSIX87Fixed Income286$104.3K0.5%+286New–
SA BlackRock VCP Global Multi Asset0P00016Y3Fixed Income12$103.4K0.5%+12New–
SA PIMCO VCP Tactical Balanced Portfolio0P0000Y1DFixed Income14$99.2K0.4%+14New–
Abr Dynamic Short Volatility Fund34984Y658Mutual Fund7$89.1K0.4%+1+16.7%Added–
Goldman Sachs Trend Driven Allocation FundONFSGSX45Fixed Income313$83.7K0.4%+313New–
PIMCO Total Return Portfolio74440B108Fixed Income9$77.5K0.3%+9New–
Loan CollateralOHNFSLCX8Fixed Income35$73.4K0.3%+35New–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF294$70.3K0.3%+18+6.5%Added–
Abr Dynamic Blend Equity and Volatility34984Y781Mutual Fund10$68.1K0.3%00.0%Unchanged–
AAPLApple Inc.Stock9,775$67.3K0.3%+95+1.0%AddedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF11,697$66.9K0.3%+121+1.0%Added–
Sierra Tactical Bond CL Insti MF66538J472Fixed Income26$62.7K0.3%00.0%Unchanged–
Goldman Sachs Trend Driven Allocation Fund0P0000UWQFixed Income305$45.9K0.2%+305New–
ACNAccenture plcStock309$45.9K0.2%+23+8.0%AddedHistory
iShares Semiconductor ETF464287523ETF507$45.3K0.2%+62+13.9%Added–
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW176$45.0K0.2%+11+6.7%Added–
Cohen & Steers Institutional Realty Shares19247U106Com44$44.6K0.2%+1+2.3%Added–
Virtus ETF Tr II92790A207NEWFLEET HIG YLD21$44.6K0.2%+21New–
Goldman Sachs U.S. Equity Insights Fund0P00003D9Fixed Income237$41.8K0.2%+237New–
Vanguard Energy ETF92204A306ETF113$39.8K0.2%−1−0.9%Reduced–
iShares Tr464288281JPMORGAN USD EMG7,327$38.9K0.2%+1,257+20.7%Added–
JNJJohnson & JohnsonStock5,622$36.8K0.2%+242+4.5%AddedHistory
iShares Tr46435G672CORE INTL AGGR225,402$36.4K0.2%+6,568+3.0%Added–
iShares Core MSCI Eafe ETF46432F842ETF72,802$35.1K0.2%+5,021+7.4%Added–
ASMLASML Holding NVADR2,053$34.7K0.2%+55+2.8%AddedHistory
Janus Henderson Research Portfolio0P000034HFixed Income300$34.6K0.2%+300New–
MAMastercard IncStock393$34.1K0.2%+30+8.3%AddedHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL124$33.2K0.1%+3+2.5%Added–
iShares Tr46435G474FALN ANGLS USD697$33.0K0.1%+71+11.3%Added–
PGProcter & Gamble CoStock6,329$33.0K0.1%+98+1.6%AddedHistory
GOOGLAlphabet Inc.Stock120$33.0K0.1%+16+15.4%AddedHistory
Goldman Sachs Large Cap Value Fund38142V225Domestic Equities300$32.7K0.1%+300New–
MSFTMicrosoft CorpStock8,624$32.5K0.1%+20+0.2%AddedHistory
AWKAmerican Water Works Company, Inc.Stock143$32.4K0.1%−3−2.1%ReducedHistory
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT298$32.2K0.1%+6+2.1%Added–
AB VPS Global Risk Allocation-Moderate Portfolio0P00015DAFixed Income12$31.8K0.1%+12New–
GS VIT Government Money Market Fund0P0000ZMEFixed Income10$31.7K0.1%+10New–
iShares Tr46429B7470-5 YR TIPS ETF69,122$31.5K0.1%+1,608+2.4%Added–
SPDR Series Trust78468R622ST BLOO HIGH ETF92$31.2K0.1%−1−1.1%Reduced–
Fidelity MSCI Information Technology Index ETF316092808ETF131$30.9K0.1%+131New–
Nestle SA ADR641069406COM17,327$30.6K0.1%+57+0.3%Added–
Vanguard Short-Term Bond ETF921937827ETF9,698$30.1K0.1%+3,616+59.5%Added–
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS138$29.9K0.1%+10+7.8%Added–
iShares Tr4642874571 3 YR TREAS BD81$29.7K0.1%−1−1.2%Reduced–
Invesco Exchange Traded FD T46137V324S&P500 EQL IND205$27.6K0.1%+17+9.0%Added–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 50350$26.4K0.1%+39+12.5%Added–
JNL/WMC Balanced0P00003CIFixed Income125$26.1K0.1%+125New–
The Prudential Series Fund Inc. PSF PGIM Jennison Focused Blend0P00003D3Fixed Income416$25.9K0.1%+416New–
MDTMedtronic plcStock88$25.8K0.1%+7+8.6%AddedHistory
BNY Mellon ETF Trust09661T800HIGH YIELD ETF46$25.7K0.1%+46New–
GLDSPDR Gold TrustETF1,818$24.8K0.1%−79−4.2%ReducedHistory
BRK.BBerkshire Hathaway IncStock4,425$24.1K0.1%+956+27.6%AddedHistory
NXPINXP Semiconductors N.V.COM205$23.2K0.1%+19+10.2%AddedHistory
OMCOmnicom Group Inc.COM95$23.0K0.1%+1+1.1%AddedHistory
AONAon plcCL A345$22.7K0.1%+30+9.5%AddedHistory
XOMExxonMobil Holdings CorpCOM572$22.6K0.1%+46+8.7%AddedHistory
JNL/American Funds Growth0P0000VX0Fixed Income38$22.4K0.1%+38New–
SPDR Series Trust78468R606ST PORT HIGH ETF23$22.0K0.1%+23New–
CSCOCisco Systems, Inc.Stock183$21.8K0.1%+131+251.9%AddedHistory
CVXChevron CorpStock214$21.7K0.1%+51+31.3%AddedHistory
IPGInterpublic Group of Companies, Inc.COM39$21.7K0.1%+2+5.4%AddedHistory
PIMCO Real Return Portfolio0P0001DD3Fixed Income133$21.0K0.1%+133New–

Sold out since Q1 2023 (192)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 192 by value last quarter.

Positions of Sofos Investments, Inc. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
PIMCO ETF Tr72201R30415+ YR US TIPS62$11.0K0.5%–
iShares Tr46434VAX8IBONDS DEC23 ETF25$10.5K0.5%–
iShares Tr46434VBG4IBONDS DEC24 ETF25$10.2K0.4%–
WPMWheaton Precious Metals Corp.COM48$4.22K0.2%History
YUMCYum China Holdings, Inc.COM63$4.07K0.2%History
TXTernium S.A.SPONSORED ADS41$4.05K0.2%History
STNStantec IncCOM58$3.94K0.2%History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF25$3.04K0.1%–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF24$3.00K0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF24$2.96K0.1%–
GMEDGlobus Medical IncStock57$2.23K0.1%History
ANIKAnika Therapeutics, Inc.COM29$2.07K0.1%History
NBIXNeurocrine Biosciences IncStock101$2.06K0.1%History
ACHCAcadia Healthcare Company, Inc.COM72$2.06K0.1%History
IQVIQVIA Holdings Inc.Stock199$1.99K0.1%History
Vanguard World FD921910709EXTENDED DUR91$1.67K0.1%–
Vanguard Ftse Developed Markets ETF921943858ETF45$1.58K0.1%–
HRMYHarmony Biosciences Holdings, Inc.COM33$1.55K0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF40$1.39K0.1%–
ARLPAlliance Resource Partners LPStock20$944<0.1%History
WNS Hldgs Ltd92932M101SPON ADR93$789<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR56$645<0.1%–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF208$634<0.1%–
iShares Tr464288729GLOB INDSTRL ETF114$619<0.1%–
APTVAptiv PLCSHS112$599<0.1%History
ACHAccendra Health IncStock15$592<0.1%History
Shaw Communications Inc82028K200CL B CONV30$518<0.1%–
State Street Technology Select Sector SPDR ETF81369Y803ETF309$441<0.1%–
CRVLCorvel CorpCOM190$437<0.1%History
ProShares Ultrashort S&P 50074347G416ETF40$418<0.1%–
Flexshares Tr33939L886ULTR SHO INC FD75$371<0.1%–
OVVOvintiv Inc.COM36$341<0.1%History
WisdomTree Tr97717W307US LARGECAP DIVD62$331<0.1%–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF67$298<0.1%–
Vanguard Intl Equity Index F922042676GLB EX US ETF41$297<0.1%–
LMATLemaitre Vascular IncCOM51$296<0.1%History
BIOBio-Rad Laboratories, Inc.CL A479$266<0.1%History
WisdomTree Tr97717W505US MIDCAP DIVID41$266<0.1%–
SKF AB Sponsored ADR784375404ADR20$262<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH155$254<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT151$250<0.1%–
CHEChemed CorpCOM538$250<0.1%History
Subaru Corp86428V104ADR8$248<0.1%–
WisdomTree Tr97717W604US SMALLCAP DIVD29$236<0.1%–
HSICHenry Schein IncCOM82$236<0.1%History
NATINational Instruments CorpCOM52$226<0.1%History
First Tr Exch TRD Alphdx FD33737J109ASIA EX JAPAN27$224<0.1%–
DVADavita Inc.COM81$210<0.1%History
FNFFidelity National Financial, Inc.COM SHS35$207<0.1%History
NVRNVR IncCOM5,572$204<0.1%History
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX35$201<0.1%–
WisdomTree Tr97717W760INTL SMCAP DIV61$192<0.1%–
FTVFortive CorpStock68$191<0.1%History
CNMDCONMED CorpCOM104$189<0.1%History
WisdomTree Tr97717W778INTL MIDCAP DV58$186<0.1%–
ETEnergy Transfer LPCOM UT LTD PTN12$184<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF34$181<0.1%–
CHRWC. H. Robinson Worldwide, Inc.COM NEW99$180<0.1%History
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH21$165<0.1%–
WisdomTree Tr97717W802ITL HIGH DIV FD38$160<0.1%–
First Tr Exch TRD Alphdx FD33737J158JAPAN ALPHADEX45$157<0.1%–
FFIVF5, Inc.Stock146$148<0.1%History
NTAPNetApp, Inc.Stock64$146<0.1%History
PETSPetmed Express IncCOM16$144<0.1%History
XRAYDentsply Sirona Inc.Stock39$137<0.1%History
PRGOPERRIGO Co plcSHS36$137<0.1%History
Invesco Exchange Traded FD T46137V589GBL LISTED PVT10$131<0.1%–
TIMBTim S.A.SPONSORED ADR12$125<0.1%History
WisdomTree Tr97717W331GLB EX US RL EST17$123<0.1%–
SYNHSyneos Health, Inc.CL A36$121<0.1%History
First Tr Exch TRD Alphdx FD33737J125LATIN AMER ALP17$115<0.1%–
MTLSMaterialise NVSPONSORED ADS8$109<0.1%History
NUVANuvasive IncCOM41$103<0.1%History
WisdomTree Tr97717W851JAPN HEDGE EQT71$100<0.1%–
iShares Inc464286822MSCI MEXICO ETF60$100<0.1%–
iShares Tr464288422INTL DEVPPTY ETF27$99<0.1%–
Asm International N.V. (ADR)N07045102COMMON403$96<0.1%–
BNP Paribas Note Conv Index LNKD05602Y6Y7NOTE CONV INDEX LNKD–$79<0.1%–
WBDWarner Bros. Discovery, Inc.Stock15$67<0.1%History
DBCInvesco DB Commodity Index Tracking FundUNIT24$60<0.1%History
iShares Tr46435G334MSCI UK ETF NEW32$56<0.1%–
TCMDTactile Systems Technology IncCOM16$51<0.1%History
Morgan Stanley Finance LLC. Note Index LNKD61773H3V9NOTE INDEX LNKD–$51<0.1%–
China Shenhua Energy C ADR16942A302ADR13$50<0.1%–
Mitsui & Co Ltd606827202COM624$49<0.1%–
WTKWYWolters Kluwer N VADR126$48<0.1%History
Schwab U.S. REIT ETF808524847ETF20$45<0.1%–
iShares Inc464286749MSCI SWITZERLAND45$43<0.1%–
CPCanadian Pacific Kansas City LtdCOM77$42<0.1%History
iShares Inc464286814MSCI NETHERL ETF42$41<0.1%–
FERGFerguson Enterprises Inc.SHS134$41<0.1%History
iShares Inc464286707MSCI FRANCE ETF38$40<0.1%–
Gpo Fin Banorte40052P107ADR42$39<0.1%–
Bayerische Motoren Werke A G Sponsored ADR072743305ADR36$38<0.1%–
Zurich Insurance Group AG Sponsored ADR989825104COM48$35<0.1%–
Anglo American PLC ADR03485P300ADR17$34<0.1%–
Munchener Ruckversicherungs-Gesellschaft AG ADR626188106ADR35$34<0.1%–
BMOBank of MontrealCOM89$33<0.1%History
VLRSControladora Vuela Compania de Aviacion, S.A.B. de C.V.SPON ADR RP 1012$32<0.1%History
Sandvik AB ADR800212201ADR21$32<0.1%–