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Livermore
Livermore
ZHEN

Sofos Investments, Inc.

SEC CIK
0001741736
Latest filing
May 8, 2026

The latest 13F from Sofos Investments, Inc. covers Q1 2026 (filed May 8, 2026): 972 long positions worth $562.0M. The top 10 holdings make up 37.9% of the portfolio, and the largest is iShares Tr at 5.6%. Livermore has 20 filings on Form 13F from this institution, going back to Q1 2021.

What changed in Q1 2026

Share counts compared with Q4 2025: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

Full comparison
New
243
Est. +$14.7M
Added
189
Est. +$45.0M
Reduced
102
Est. −$3.24M
Sold out
59
Est. −$4.11M

Top 5 holdings

Share of this quarter's portfolio value

  1. iShares Tr46435G672
    5.6%$31.5M
  2. DBX ETF Tr233051432
    5.0%$27.9M
  3. iShares Tr46434V407
    4.1%$22.9M
  4. State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853
    3.6%$20.0M
  5. WisdomTree Tr97717W588
    3.5%$19.5M

Share of portfolio

Top 5 holdings and the other 967 positions, by share of portfolio value

  1. iShares Tr5.6%
  2. DBX ETF Tr5.0%
  3. iShares Tr4.1%
  4. State Street SPDR Portfolio S&P 600 Small Cap ETF3.6%
  5. WisdomTree Tr3.5%
  6. Other 967 positions78.3%

Biggest buys

New and added positions, by estimated amount bought

  1. Schwab808515605
    +$5.87MAdded
  2. SPYSPDR S&P 500 ETF Trust
    +$3.81MAddedHistory
  3. Cliffwater Corporate Len186854204
    +$2.29MAdded
  4. FSKFS KKR Capital Corp
    +$1.88MAddedHistory
  5. BBDCBarings BDC, Inc.
    +$1.82MAddedHistory

Largest weight increases

New and added positions, by percentage points of the portfolio gained

  1. Schwab808515605
    +1.02 pp0.3% → 1.3%
  2. SPYSPDR S&P 500 ETF Trust
    +0.65 pp0.2% → 0.9%History
  3. Cliffwater Corporate Len186854204
    +0.41 pp<0.1% → 0.4%
  4. BBDCBarings BDC, Inc.
    +0.32 pp<0.1% → 0.4%History
  5. FSKFS KKR Capital Corp
    +0.30 pp0.1% → 0.4%History

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. Schwab Charles Family FD Treas808515480
    −$2.24MSold out
  2. 0000000000
    −$475.0KSold out
  3. American Funds Washingto N Mutual F939330825
    −$345.8KReduced
  4. First Eagle Credit Opportunities Fd I32010B106
    −$312.6KReduced
  5. Put Tesla Inc 250 Exp 01/20/230NONUMBER
    −$301.8KSold out

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. TSLATesla, Inc.
    −0.49 pp2.1% → 1.6%History
  2. Schwab Charles Family FD Treas808515480
    −0.43 pp0.4% → 0.0%
  3. GOOGAlphabet Inc.
    −0.19 pp1.0% → 0.8%History
  4. METAMeta Platforms, Inc.
    −0.17 pp0.9% → 0.7%History
  5. 0000000000
    −0.09 pp0.1% → 0.0%

Metrics

13F metrics for Q1 2026, computed only from the numbers in the filings. Definitions below.

Portfolio value
$562.0M
+$42.5M (+8.2%) vs. prior quarter
Positions
972
+184 vs. prior quarter
Top 10 concentration
37.9%
Top 10 as share of value
Turnover
1.4%
Q1 2026, one quarter
Average holding period
2.9 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q1 2021), so positions held before then are understated.

13F filings by quarter

18 quarters, going back to Q1 2021. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $5.40B (Q3 2023)

Q1 2021: $4.89MQ2 2021: $216.8MQ3 2021: $137.4MQ4 2021: $1.27BQ1 2022: $1.19BQ2 2022: $1.07BQ3 2022: $832.5MQ4 2022: $9.50MQ1 2023: $2.28MQ2 2023: $22.6MQ3 2023: $5.40BQ4 2023: $356.0MQ1 2024: $745.6MQ2 2024: $400.3MQ1 2025: $458.6MQ3 2025: $505.9MQ4 2025: $519.5MQ1 2026: $562.0M
Q1 2021Q1 2026
13F filings of Sofos Investments, Inc. by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q1 2026May 8, 2026972$562.0MiShares TrDBX ETF TriShares Trvs. Q4 2025SEC
Q4 2025Feb 13, 2026788$519.5MiShares TrDBX ETF TriShares Trvs. Q3 2025SEC
Q3 2025Nov 14, 2025993$505.9MiShares TrDBX ETF TriShares Tr–SEC
Q1 2025Apr 30, 20251,080$458.6MiShares TrDBX ETF TriShares Tr–SEC
Q2 2024Aug 6, 20241,429$400.3MiShares TrDBX ETF TriShares Trvs. Q1 2024SEC
Q1 2024Jun 26, 2024Amended1,984$745.6MiShares TrDBX ETF TriShares Trvs. Q4 2023SECSEC
Q4 2023Jun 26, 2024Amended1,367$356.0MiShares TrDBX ETF TriShares Trvs. Q3 2023SEC
Q3 2023Nov 16, 20231,231$5.40BAberdeen STD Palladium ETFState Street SPDR Portfolio S&P 600 Small Cap ETFState Street SPDR Portfolio S&P 500 Growth ETFvs. Q2 2023SEC
Q2 2023Aug 9, 20231,646$22.6MSwan Defined Risk FundOhio National Fund Inc. ON U.S. Low Volatility PortfolioAB VPS Global Risk Allocation-Moderate Portfoliovs. Q1 2023SEC
Q1 2023May 12, 20231,134$2.28MPIMCOVanguard Short-Term Bond ETFBlackrock Fds V Hi Yld Bd Instvs. Q4 2022SEC
Q4 2022Feb 15, 20231,404$9.50MSwan Defined Risk FundPIMCOToews Hedged High Yield Bond Fundvs. Q3 2022SEC
Q3 2022Nov 3, 2022844$832.5MTotal Cash and SweepPIMCOBlackrock Fds V Hi Yld Bd Instvs. Q2 2022SEC
Q2 2022Aug 5, 2022735$1.07BAberdeen STD Palladium ETFPIMCOBlackRock High Yield Bond Instlvs. Q1 2022SEC
Q1 2022May 13, 2022904$1.19BPIMCOAberdeen STD Palladium ETFBlackRock Tech Opportunities FD Instvs. Q4 2021SEC
Q4 2021Feb 11, 2022969$1.27BPIMCO0Toews Hedged High Yield Bond Fundvs. Q3 2021SEC
Q3 2021Nov 12, 2021955$137.4MiShares TrDBX ETF TriShares Trvs. Q2 2021SEC
Q2 2021Aug 11, 2021980$216.8MiShares TrDBX ETF TriShares Trvs. Q1 2021SEC
Q1 2021May 17, 2021763$4.89M0iShares Semiconductor ETFVanguard Short-Term Bond ETF–SEC