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Sofos Investments, Inc.

SEC CIK
0001741736
Latest filing
May 8, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Jun 26, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
1,984
+617 vs. Q4 2023
Portfolio value
$745.6M
+$389.7M (+109.5%) vs. Q4 2023
Filed
Jun 26, 2024
AmendedSECSEC
Holdings of Sofos Investments, Inc. in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr46435G672CORE INTL AGGR882,247$44.0M5.9%+462,958+110.4%Added–
DBX ETF Tr233051432XTRACK USD HIGH1,086,653$38.7M5.2%+556,822+105.1%Added–
iShares Tr46434V4070-5YR HI YL CP763,303$32.4M4.3%+391,259+105.2%Added–
WisdomTree Tr97717W588US LARGECAP FUND505,984$26.7M3.6%+256,305+102.7%Added–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF813,072$26.6M3.6%+419,207+106.4%Added–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF620,568$26.4M3.5%+314,740+102.9%Added–
iShares Tr46429B7470-5 YR TIPS ETF266,647$26.4M3.5%+137,666+106.7%Added–
DBX ETF Tr233051267XTRACKERS LOW571,222$26.4M3.5%+294,206+106.2%Added–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF490,754$25.1M3.4%+247,014+101.3%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF310,802$21.5M2.9%+157,181+102.3%Added–
Vanguard Emerging Markets Government Bond ETF921946885ETF335,646$21.4M2.9%+174,166+107.9%Added–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF492,816$19.7M2.6%+253,189+105.7%Added–
SPDR Index Shs FDS78463X509ST PORT MARK ETF517,578$18.5M2.5%+265,728+105.5%Added–
SPDR Series Trust78464A144ST STR CORPO ETF612,861$17.9M2.4%+318,757+108.4%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF312,439$15.1M2.0%+158,613+103.1%Added–
iShares Core S&P 500 ETF464287200ETF28,240$14.1M1.9%+13,243+88.3%Added–
iShares Tr46435G102CONV BD ETF148,442$11.8M1.6%+77,854+110.3%Added–
iShares Core MSCI Europe ETF46434V738ETF195,285$11.0M1.5%+99,013+102.8%Added–
MSFTMicrosoft CorpStock25,661$10.2M1.4%+12,871+100.6%AddedHistory
AMZNAmazon Com IncStock58,502$9.73M1.3%+29,420+101.2%AddedHistory
TSLATesla, Inc.Stock40,486$8.52M1.1%+21,132+109.2%AddedHistory
SHWSherwin Williams CoCOM25,532$8.42M1.1%+12,770+100.1%AddedHistory
UPWKUpwork, IncCOM600,327$8.13M1.1%+304,876+103.2%AddedHistory
NVSNovartis AGADR70,209$6.94M0.9%+36,244+106.7%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF82,060$6.31M0.8%+41,160+100.6%Added–
Vanguard Mortgage-Backed Securities ETF92206C771ETF136,350$6.27M0.8%+67,938+99.3%Added–
iShares Tr46434V860TRS FLT RT BD121,855$6.16M0.8%+61,886+103.2%Added–
iShares Tr46434V878ULTRA SHORT DUR121,871$6.15M0.8%+62,203+104.2%Added–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS105,491$6.14M0.8%+53,599+103.3%Added–
iShares Tr46434V696CORE MSCI PAC96,608$5.94M0.8%+49,070+103.2%Added–
ARMArm Holdings PLCADR55,129$5.47M0.7%+26,582+93.1%AddedHistory
NVONovo Nordisk A SADR46,686$5.41M0.7%+23,175+98.6%AddedHistory
AAPLApple Inc.Stock29,862$5.40M0.7%+16,523+123.9%AddedHistory
METAMeta Platforms, Inc.Stock12,747$5.35M0.7%+6,317+98.2%AddedHistory
BRK.BBerkshire Hathaway IncStock12,242$4.76M0.6%+6,221+103.3%AddedHistory
MARMarriott International IncStock19,326$4.62M0.6%+9,727+101.3%AddedHistory
GOOGAlphabet Inc.Stock31,367$4.60M0.6%+15,871+102.4%AddedHistory
CMGChipotle Mexican Grill IncCOM1,756$4.56M0.6%+880+100.5%AddedHistory
NFLXNetflix IncStock8,284$4.53M0.6%+4,131+99.5%AddedHistory
CRMSalesforce, Inc.Stock15,969$4.51M0.6%+7,965+99.5%AddedHistory
INTUIntuit Inc.Stock7,000$4.46M0.6%+3,498+99.9%AddedHistory
SYKStryker CorpStock13,125$4.32M0.6%+6,610+101.5%AddedHistory
SPDR Series Trust78464A805ST STR PR SP150069,695$4.28M0.6%+35,695+105.0%Added–
ASMLASML Holding NVADR4,873$4.21M0.6%+2,445+100.7%AddedHistory
SMGScotts Miracle-Gro CoStock55,618$3.85M0.5%+28,234+103.1%AddedHistory
ADSKAutodesk, Inc.COM15,235$3.84M0.5%+7,712+102.5%AddedHistory
WMTWalmart Inc.Stock45,267$3.81M0.5%+11,979+36.0%AddedConverted for a 3-for-1 splitHistory
BABoeing CoStock16,765$3.78M0.5%+8,679+107.3%AddedHistory
DISWalt Disney CoStock35,087$3.74M0.5%+17,859+103.7%AddedHistory
CLColgate Palmolive CoStock43,958$3.73M0.5%+22,133+101.4%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR30,458$3.66M0.5%+15,273+100.6%AddedHistory
MRNAModerna, Inc.Stock35,140$3.62M0.5%+17,897+103.8%AddedHistory
KOCoca Cola CoStock59,056$3.55M0.5%+30,198+104.6%AddedHistory
PGProcter & Gamble CoStock22,789$3.52M0.5%+11,683+105.2%AddedHistory
SBUXStarbucks CorpStock36,633$3.43M0.5%+19,365+112.1%AddedHistory
MMM3M CoStock31,383$3.38M0.5%+16,271+107.7%AddedHistory
JNJJohnson & JohnsonStock20,806$3.28M0.4%+10,687+105.6%AddedHistory
AZNAstraZeneca PLCSPONSORED ADR47,733$3.22M0.4%+25,072+110.6%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA29,535$3.22M0.4%+12,317+71.5%Added–
ULUnilever PLCSPON ADR NEW65,229$3.22M0.4%+33,848+107.9%AddedHistory
DEODiageo PLCSPON ADR NEW21,123$3.11M0.4%+11,109+110.9%AddedHistory
NKENIKE, Inc.Stock30,249$3.05M0.4%+15,701+107.9%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD60,321$2.77M0.4%+22,787+60.7%Added–
Vanguard Index FDS Tot Stkidx922908728COM15,226$1.85M0.2%+7,626+100.3%Added–
iShares Core MSCI Eafe ETF46432F842ETF25,283$1.82M0.2%+10,375+69.6%Added–
Swan Defined Risk Fund66538E606FD110,325$1.63M0.2%+108,759+6,945.0%Added–
BNP Paribas Note Conv Index LNKD05601WW64NOTE CONV INDEX LNKD1,550,000$1.58M0.2%+775,000+100.0%Added–
Vanguard Morningstar Growth ETF922908736ETF4,856$1.58M0.2%+2,167+80.6%Added–
BNP Paribas Note Conv Index LNKD05601WW49NOTE CONV INDEX LNKD1,500,000$1.54M0.2%+750,000+100.0%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF9,888$1.53M0.2%+4,329+77.9%Added–
INTCIntel CorpStock31,213$1.47M0.2%+15,735+101.7%AddedHistory
Credit Suisse AG London Branch Note Index LNKD22553QBX4NOTE INDEX LNKD1,500,000$1.44M0.2%+750,000+100.0%Added–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF15,426$1.42M0.2%+14,771+2,255.1%Added–
Invesco QQQ Trust Series I46090E103ETF3,222$1.37M0.2%+1,446+81.4%Added–
iShares Tr464287721U.S. TECH ETF10,244$1.31M0.2%+4,203+69.6%Added–
Schwab808515605Cash Sweep1,146,874$1.15M0.2%+490,347+74.7%Added–
PIMCO72201F490BOND105,379$1.12M0.1%+87,616+493.3%Added–
First Tr Exchng Traded FD VI33740U737FT VEST US EQT31,200$1.05M0.1%+15,000+92.6%Added–
Vanguard Morningstar Value ETF922908744ETF6,675$1.04M0.1%+3,094+86.4%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF20,119$1.03M0.1%+7,362+57.7%Added–
iShares Tips Bond ETF464287176ETF9,249$993.4K0.1%+4,840+109.8%Added–
BNP Paribas Note Conv Index LNKD05592Q7H2NOTE CONV INDEX LNKD900,000$971.7K0.1%+450,000+100.0%Added–
BNP Paribas Note Conv Index LNKD05592Q7K5NOTE CONV INDEX LNKD900,000$968.3K0.1%+450,000+100.0%Added–
LMTLockheed Martin CorpStock2,114$960.0K0.1%+1,058+100.2%AddedHistory
iShares Tr464288588MBS ETF9,173$857.6K0.1%+3,278+55.6%Added–
GLDSPDR Gold TrustETF4,323$857.3K0.1%+2,101+94.6%AddedHistory
AB Large Cap Growth FD Inc01877C408ADVISOR CL7,830$776.0K0.1%+3,994+104.1%Added–
New York Life Investments Et45409B461CANDRIAM US LRG17,601$758.7K0.1%+8,305+89.3%Added–
Vanguard Total Bond Market ETF921937835ETF10,349$757.0K0.1%+4,532+77.9%Added–
iShares Tr46436E767ESG MSCI USA ETF17,137$724.7K0.1%+7,945+86.4%Added–
iShares Tr464288885EAFE GRWTH ETF7,179$712.7K0.1%+2,519+54.1%Added–
iShares Tr464288877EAFE VALUE ETF13,286$702.9K0.1%+4,664+54.1%Added–
ABTAbbott LaboratoriesStock6,056$687.3K0.1%+5,736+1,792.5%AddedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF8,273$682.4K0.1%+3,613+77.5%Added–
0000000000Stock30,189$675.5K0.1%+30,011+16,860.1%Added–
Barclays Bank PLC Note Conv Index LNKD06749NEN8NOTE CONV INDEX LNKD678,000$663.6K0.1%+339,000+100.0%Added–
DBX ETF Tr233051150XTRACKERS MSCI13,626$635.6K0.1%+6,397+88.5%Added–
iShares Core S&P Mid-Cap ETF464287507ETF6,306$609.4K0.1%+1,076+20.6%AddedConverted for a 5-for-1 split–
iShares Tr464287622RUS 1000 ETF2,186$596.7K0.1%+908+71.0%Added–
DBX ETF Tr233051143XTRACKRS S&P 50013,052$594.7K0.1%+6,148+89.0%Added–

Sold out since Q4 2023 (97)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Sofos Investments, Inc. sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
iShares Tr46434VBG4IBONDS DEC24 ETF413$10.3K<0.1%–
Global X FDS37950E333GLBX SUPRINC ETF728$6.62K<0.1%–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF123$3.07K<0.1%–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF126$3.02K<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF124$2.97K<0.1%–
Global X FDS37954Y699MSCI SUPDIV EA159$2.29K<0.1%–
Global X FDS37950E291GLOBX SUPDV US112$1.91K<0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF19$1.72K<0.1%–
Vanguard World FD921910709EXTENDED DUR19$1.50K<0.1%–
Global X FDS37954Y806ALTERNATIVE INCM89$1.01K<0.1%–
iShares Tr464288729GLOB INDSTRL ETF5$691<0.1%–
CRVLCorvel CorpCOM2$568<0.1%History
WNSWNS (Holdings) LtdCOM SHS9$535<0.1%History
OVVOvintiv Inc.COM10$415<0.1%History
GBCIGlacier Bancorp, Inc.COM9$401<0.1%History
Flexshares Tr33939L886ULTR SHO INC FD5$372<0.1%–
WisdomTree Tr97717W307US LARGECAP DIVD5$355<0.1%–
LMATLemaitre Vascular IncCOM6$326<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF4$320<0.1%–
ProShares Ultrashort S&P 50074347G416ETF11$314<0.1%–
FNFFidelity National Financial, Inc.COM SHS6$301<0.1%History
WisdomTree Tr97717W505US MIDCAP DIVID6$297<0.1%–
Subaru Corp86428V104ADR32$283<0.1%–
GMEDGlobus Medical IncStock6$275<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT8$267<0.1%–
WisdomTree Tr97717W604US SMALLCAP DIVD8$266<0.1%–
SKF AB Sponsored ADR784375404ADR13$265<0.1%–
NVRNVR IncCOM0$256<0.1%History
First Tr Exch TRD Alphdx FD33737J109ASIA EX JAPAN8$228<0.1%–
HSICHenry Schein IncCOM3$219<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR2$212<0.1%History
UHSUniversal Health Services IncCL B1$209<0.1%History
FTVFortive CorpStock2$207<0.1%History
NTAPNetApp, Inc.Stock2$201<0.1%History
WisdomTree Tr97717W760INTL SMCAP DIV3$201<0.1%–
CNMDCONMED CorpCOM2$200<0.1%History
WisdomTree Tr97717W778INTL MIDCAP DV3$194<0.1%–
FFIVF5, Inc.Stock1$182<0.1%History
BIOBio-Rad Laboratories, Inc.CL A0$178<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF5$178<0.1%–
First Tr Exch TRD Alphdx FD33737J158JAPAN ALPHADEX3$175<0.1%–
EBAYeBay IncCOM4$172<0.1%History
WisdomTree Tr97717W802ITL HIGH DIV FD4$165<0.1%–
CTLTCatalent, Inc.COM4$160<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW2$156<0.1%History
First Tr Exch TRD Alphdx FD33737J125LATIN AMER ALP7$138<0.1%–
WisdomTree Tr97717W331GLB EX US RL EST7$132<0.1%–
XRAYDentsply Sirona Inc.Stock4$124<0.1%History
PRGOPERRIGO Co plcSHS4$124<0.1%History
Asm International N.V. (ADR)N07045102COMMON0$123<0.1%–
ANIKAnika Therapeutics, Inc.COM4$87<0.1%History
MTLSMaterialise NVSPONSORED ADS13$86<0.1%History
PETSPetmed Express IncCOM9$67<0.1%History
SEVNSeven Hills Realty TrustCOM6$67<0.1%History
AMHAmerican Homes 4 RentCL A1$65<0.1%History
BFSSaul Centers, Inc.COM1$65<0.1%History
JOEST JOE CoCOM1$59<0.1%History
Mitsui & Co Ltd606827202COM0$59<0.1%–
WSRWhitestone REITCOM5$58<0.1%History
ESRTEmpire State Realty Trust, Inc.CL A6$57<0.1%History
INVHInvitation Homes Inc.COM1$55<0.1%History
WTKWYWolters Kluwer N VADR0$55<0.1%History
China Shenhua Energy C ADR16942A302ADR4$54<0.1%–
MDCSekisui House U.S., Inc.COM1$47<0.1%History
Gpo Fin Banorte40052P107ADR1$46<0.1%–
TCMDTactile Systems Technology IncCOM4$44<0.1%History
Munchener Ruckversicherungs-Gesellschaft AG ADR626188106ADR1$41<0.1%–
Bayerische Motoren Werke A G Sponsored ADR072743305ADR1$38<0.1%–
Iberdrola SA Spon ADR450737101COM1$38<0.1%–
Zurich Insurance Group AG Sponsored ADR989825104COM1$38<0.1%–
Inhibrx Inc Ordinary Shares45720N107Domestic Equities1$34<0.1%–
CMCanadian Imperial Bank of CommerceCOM1$33<0.1%History
Vinci SA927320101COM1$33<0.1%–
HMCHonda Motor Co LtdADR ECH CNV IN 31$32<0.1%History
Sandvik AB ADR800212201ADR1$32<0.1%–
MGAMagna International IncCOM1$31<0.1%History
Global X FDS37950E747GLBX MSCI NORW1$30<0.1%–
Sekisui House Ltd Sponsored ADR816078307ADR1$29<0.1%–
FTSFortis Inc.COM1$28<0.1%History
SPBSpectrum Brands Holdings, Inc.COM0$26<0.1%History
Anglo American PLC ADR03485P300ADR2$26<0.1%–
Legal General Group PLC Sponsored ADR52463H103ADR2$25<0.1%–
VLRSControladora Vuela Compania de Aviacion, S.A.B. de C.V.SPON ADR RP 103$24<0.1%History
Jardine Matheson Hldgs Ltd Unsponsord ADR471115402ADR1$21<0.1%–
Sun Hung Kai Properties Ltd86676H302COM2$20<0.1%–
FGF&G Annuities & Life, Inc.COMMON STOCK0$18<0.1%History
EHABEnhabit, Inc.COM1$15<0.1%History
SLVMSylvamo CorpCOMMON STOCK0$14<0.1%History
China Overseas Land & Investme169403201CS1$13<0.1%–
NTESNetEase, Inc.SPONSORED ADS0$11<0.1%History
iShares Inc464286640MSCI CHILE ETF0$11<0.1%–
MRTXMirati Therapeutics, Inc.COM0$9<0.1%History
AVALGrupo Aval Acciones Y Valores S.A.SPONSORED ADS3$8<0.1%History
MOMOHello Group Inc.ADS1$5<0.1%History
iShares Inc46434G814MSCI MLY ETF NEW0$5<0.1%–
LHLabcorp Holdings Inc.Stock0$3<0.1%History
ZIMVZimVie Inc.Stock0$2<0.1%History