Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Markel Group Inc.SuperinvestorMarkel Group | 293,000 | $72.1M | 0.86% | +5,500+1.9% | Added |
| State of Wisconsin Investment Board | 290,945 | $71.6M | 0.20% | −4,688−1.6% | Reduced |
| BNP Paribas Arbitrage, SA | 290,907 | $71.6M | 0.14% | −253−0.1% | Reduced |
| Public Employees Retirement System of Ohio | 287,226 | $70.7M | 0.28% | −22,998−7.4% | Reduced |
| M&T Bank Corp | 279,463 | $68.8M | 0.26% | −1,214−0.4% | Reduced |
| Janney Montgomery Scott LLC | 278,708 | $68.6M | 0.24% | +3,083+1.1% | Added |
| State of Tennessee, Treasury Department | 278,311 | $68.5M | 0.29% | −39,737−12.5% | Reduced |
| Standard Life Aberdeen plc | 277,687 | $68.3M | 0.16% | −70,827−20.3% | Reduced |
| Toronto Dominion Bank | 271,118 | $66.7M | 0.10% | +16,452+6.5% | Added |
| Swedbank AB | 269,629 | $66.3M | 0.12% | −6,002−2.2% | Reduced |
| Rockefeller Capital Management L.P. | 265,847 | $65.3M | 0.25% | +34,169+14.7% | Added |
| Nomura Asset Management Co Ltd | 265,204 | $65.3M | 0.30% | +21,925+9.0% | Added |
| LSV Asset Management | 264,000 | $65.0M | 0.14% | +221,100+515.4% | Added |
| Bessemer Group Inc | 263,011 | $64.7M | 0.14% | −226,599−46.3% | Reduced |
| Great West Life Assurance Co | 260,243 | $64.3M | 0.15% | −60,604−18.9% | Reduced |
| Mackenzie Financial Corp | 259,375 | $64.2M | 0.10% | −152,821−37.1% | Reduced |
| Storebrand Asset Management AS | 255,021 | $62.7M | 0.29% | −30.0% | Reduced |
| Truist Financial Corp | 254,672 | $62.7M | 0.10% | +3,013+1.2% | Added |
| Meitav Dash Investments Ltd | 256,186 | $62.6M | 0.51% | +195,661+323.3% | Added |
| Ensign Peak Advisors, Inc | 252,557 | $62.1M | 0.13% | −42,915−14.5% | Reduced |
| Pictet Asset Management SA | 251,240 | $61.8M | 0.07% | −1,028−0.4% | Reduced |
| Pinebridge Investments, L.P. | 250,103 | $61.5M | 0.66% | +230,256+1,160.2% | Added |
| Natixis Advisors, L.P. | 249,260 | $61.3M | 0.19% | +45,818+22.5% | Added |
| Mn Services Vermogensbeheer B.V. | 247,628 | $60.9M | 0.57% | −20,200−7.5% | Reduced |
| TD Asset Management Inc | 246,202 | $60.6M | 0.07% | −732,761−74.9% | Reduced |
| Susquehanna International Group, LLP | 242,650 | $59.7M | 0.10% | −288,323−54.3% | Reduced |
| Empower Advisory Group, LLC | 241,212 | $59.4M | 0.26% | +234,750+3,632.8% | Added |
| Brandywine Global Investment Management, LLC | 240,821 | $59.3M | 0.49% | −124,796−34.1% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 238,324 | $58.6M | 0.90% | +9,105+4.0% | Added |
| Treasurer of the State of North Carolina | 233,196 | $57.4M | 0.30% | +3,244+1.4% | Added |
| Squarepoint Ops LLC | 222,737 | $54.8M | 0.30% | +184,708+485.7% | Added |
| Russell Investments Group, Ltd. | 220,433 | $54.1M | 0.10% | −7,665−3.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 216,150 | $53.2M | 0.07% | −38,683−15.2% | Reduced |
| Fort Washington Investment Advisors Inc | 201,373 | $49.5M | 0.36% | −1,850−0.9% | Reduced |
| Royal London Asset Management Ltd | 199,641 | $49.1M | 0.16% | +13,467+7.2% | Added |
| Qube Research & Technologies Ltd | 198,966 | $49.0M | 0.19% | −279,770−58.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 198,632 | $48.9M | 0.08% | −28,475−12.5% | Reduced |
| American Century Companies Inc | 197,668 | $48.6M | 0.04% | +48,508+32.5% | Added |
| Victory Capital Management Inc | 197,038 | $48.5M | 0.05% | −56,765−22.4% | Reduced |
| Bollard Group LLC | 194,834 | $47.9M | 1.63% | +923+0.5% | Added |
| Mariner, LLC | 193,823 | $47.7M | 0.13% | +5,750+3.1% | Added |
| Teacher Retirement System of Texas | 193,681 | $47.7M | 0.32% | +4,679+2.5% | Added |
| Huntington National Bank | 192,606 | $47.4M | 0.44% | −126,000−39.5% | Reduced |
| Allianz Asset Management GmbH | 190,502 | $46.9M | 0.10% | −425−0.2% | Reduced |
| Country Trust Bank | 188,581 | $46.4M | 1.26% | +12,267+7.0% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 187,469 | $46.1M | 0.20% | −46,664−19.9% | Reduced |
| Employees Retirement System of Texas | 186,200 | $45.8M | 0.63% | +48,000+34.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 182,582 | $44.9M | 0.20% | +4,080+2.3% | Added |
| Financial Counselors Inc | 178,778 | $44.0M | 0.89% | −2,158−1.2% | Reduced |
| Tocqueville Asset Management L.P. | 176,584 | $43.4M | 0.78% | −4,590−2.5% | Reduced |
| Gateway Investment Advisers LLC | 168,204 | $41.4M | 0.49% | −238−0.1% | Reduced |
| Conning Inc. | 167,857 | $41.2M | 1.38% | +11,088+7.1% | Added |
| Manning & Napier Group, LLC | 167,150 | $41.1M | 0.47% | +26,933+19.2% | Added |
| Nisa Investment Advisors, LLC | 164,064 | $40.4M | 0.30% | −7,195−4.2% | Reduced |
| Aviva PLC | 162,744 | $40.0M | 0.16% | +61,377+60.5% | Added |
| Creative Planning | 162,143 | $39.9M | 0.05% | +4,981+3.2% | Added |
| Hyman Charles D | 161,765 | $39.8M | 2.49% | +1,129+0.7% | Added |
| Cerity Partners LLC | 161,573 | $39.8M | 0.15% | +14,435+9.8% | Added |
| United Capital Financial Advisers, LLC | 160,879 | $39.6M | 0.22% | −1,162−0.7% | Reduced |
| Rheos Capital Works Inc. | 160,000 | $39.4M | 2.12% | 00.0% | Unchanged |
| Candriam Luxembourg S.C.A. | 159,405 | $39.2M | 0.28% | +26,858+20.3% | Added |
| Heritage Investors Management Corp | 156,702 | $38.6M | 1.54% | −80.0% | Reduced |
| Calamos Advisors LLC | 156,253 | $38.4M | 0.20% | 00.0% | Unchanged |
| Voloridge Investment Management, LLC | 156,220 | $38.4M | 0.18% | +103,208+194.7% | Added |
| American International Group, Inc. | 153,916 | $37.9M | 0.23% | +750.0% | Added |
| Atalanta Sosnoff Capital, LLC | 152,457 | $37.5M | 1.02% | +150,373+7,215.6% | Added |
| Federated Hermes, Inc. | 149,635 | $36.8M | 0.09% | −17,523−10.5% | Reduced |
| Tredje AP-fonden | 148,865 | $36.6M | 0.52% | +43,048+40.7% | Added |
| Arizona State Retirement System | 147,595 | $36.3M | 0.29% | +5,500+3.9% | Added |
| MetLife Investment Management | 146,973 | $36.2M | 0.26% | −5,432−3.6% | Reduced |
| Marshall Wace, LLP | 146,343 | $36.0M | 0.08% | +46,489+46.6% | Added |
| Keybank National Association | 145,712 | $35.9M | 0.16% | −822−0.6% | Reduced |
| MML Investors Services, LLC | 145,402 | $35.8M | 0.20% | +22,723+18.5% | Added |
| InterOcean Capital Group, LLC | 142,685 | $35.1M | 1.10% | −38,634−21.3% | Reduced |
| AMF Pensionsforsakring AB | 142,377 | $35.1M | 0.32% | −44,944−24.0% | Reduced |
| Factory Mutual Insurance Co | 141,800 | $34.9M | 0.51% | −21,600−13.2% | Reduced |
| State of Michigan Retirement System | 141,672 | $34.9M | 0.22% | −1,200−0.8% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 140,081 | $34.5M | 4.56% | −5,851−4.0% | Reduced |
| Rathbone Brothers plc | 139,756 | $34.4M | 0.32% | +23,804+20.5% | Added |
| Amalgamated Bank | 138,848 | $34.2M | 0.28% | −5,811−4.0% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 137,553 | $33.8M | 0.07% | −18,641−11.9% | Reduced |
| Madison Asset Management, LLC | 136,624 | $33.6M | 0.49% | −8,738−6.0% | Reduced |
| Meyer Handelman Co | 135,816 | $33.4M | 1.35% | +3,800+2.9% | Added |
| Captrust Financial Advisors | 135,356 | $33.3M | 0.13% | +2,341+1.8% | Added |
| Commerce Bank | 134,625 | $33.1M | 0.25% | +20,889+18.4% | Added |
| CIBC World Markets Inc. | 133,590 | $32.9M | 0.11% | −1,917−1.4% | Reduced |
| Varma Mutual Pension Insurance Co | 131,792 | $32.4M | 0.39% | +51,020+63.2% | Added |
| Twin Tree Management, LP | 131,662 | $32.4M | 0.67% | +127,117+2,796.9% | Added |
| Robeco Institutional Asset Management B.V. | 131,419 | $32.3M | 0.08% | −10,332−7.3% | Reduced |
| DnB Asset Management AS | 129,285 | $31.8M | 0.18% | −3,101−2.3% | Reduced |
| Janus Henderson Group PLC | 125,746 | $30.9M | 0.02% | −6,768−5.1% | Reduced |
| Handelsbanken Fonder AB | 124,946 | $30.7M | 0.16% | +88,142+239.5% | Added |
| Blair William & Co | 124,252 | $30.6M | 0.11% | −226−0.2% | Reduced |
| Forsta Ap-Fonden | 124,000 | $30.5M | 0.33% | −17,300−12.2% | Reduced |
| Gabelli Funds LLC | 120,475 | $29.6M | 0.22% | −995−0.8% | Reduced |
| S&CO Inc | 119,252 | $29.3M | 2.36% | −235−0.2% | Reduced |
| Ofi Invest Asset Management | 118,991 | $29.3M | 1.16% | −28,167,921−99.6% | Reduced |
| Willis Investment Counsel | 118,882 | $29.3M | 1.91% | −18,945−13.7% | Reduced |
| Cetera Advisor Networks LLC | 118,810 | $29.2M | 0.20% | +5,018+4.4% | Added |
| Kestra Advisory Services, LLC | 117,999 | $29.0M | 0.29% | −600−0.5% | Reduced |