Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capital International Ltd | 117,487 | $28.9M | 1.62% | +146+0.1% | Added |
| Adage Capital Partners GP, L.L.C. | 115,941 | $28.5M | 0.06% | −148,540−56.2% | Reduced |
| Yousif Capital Management, LLC | 114,666 | $28.2M | 0.34% | +422+0.4% | Added |
| Bradley Foster & Sargent Inc | 114,494 | $28.2M | 0.59% | +505+0.4% | Added |
| Wesleyan Assurance Society | 114,079 | $28.1M | 3.00% | 00.0% | Unchanged |
| Levin Capital Strategies, L.P. | 113,045 | $27.8M | 3.22% | −2,692−2.3% | Reduced |
| Jacobs Levy Equity Management, Inc | 112,401 | $27.7M | 0.16% | +22,344+24.8% | Added |
| Vontobel Holding Ltd. | 110,470 | $27.2M | 0.24% | +9,663+9.6% | Added |
| Edgar Lomax Co | 110,322 | $27.1M | 1.79% | −1,488−1.3% | Reduced |
| Macquarie Group Ltd | 110,258 | $27.1M | 0.03% | −17,660−13.8% | Reduced |
| USS Investment Management Ltd | 109,764 | $27.0M | 0.32% | 00.0% | Unchanged |
| Capital International Sarl | 109,211 | $26.9M | 1.21% | +10,193+10.3% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 108,977 | $26.8M | 0.13% | −59,850−35.5% | Reduced |
| Texas Permanent School Fund | 108,065 | $26.6M | 0.25% | −431−0.4% | Reduced |
| Daiwa Securities Group Inc. | 107,946 | $26.6M | 0.18% | +496+0.5% | Added |
| National Asset Management, Inc. | 107,001 | $26.3M | 0.59% | +67,639+171.8% | Added |
| Nichols & Pratt Advisers LLP | 106,387 | $26.2M | 1.91% | −450−0.4% | Reduced |
| O'Shaughnessy Asset Management, LLC | 105,115 | $25.9M | 0.38% | −301−0.3% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 103,926 | $25.6M | 0.84% | +3,104+3.1% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 101,824 | $25.1M | 0.16% | −235−0.2% | Reduced |
| IFM Investors Pty Ltd | 101,147 | $24.9M | 0.33% | +3,717+3.8% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 100,369 | $24.7M | 0.30% | +9,000+9.9% | Added |
| Paralel Advisors LLC | 100,000 | $24.6M | 1.31% | 00.0% | Unchanged |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 98,176 | $24.2M | 0.07% | −52,547−34.9% | Reduced |
| Xponance, Inc. | 97,908 | $24.1M | 0.32% | −6,062−5.8% | Reduced |
| Jennison Associates LLC | 97,604 | $24.0M | 0.02% | −12,068−11.0% | Reduced |
| Vaughan David Investments LLC | 97,084 | $23.9M | 0.70% | +220.0% | Added |
| Regions Financial Corp | 95,161 | $23.4M | 0.20% | +2,741+3.0% | Added |
| Stock Yards Bank & Trust Co | 93,131 | $22.9M | 0.84% | −132−0.1% | Reduced |
| Capital International Inc | 92,984 | $22.9M | 0.42% | +26,457+39.8% | Added |
| KBC Group NV | 92,932 | $22.9M | 0.09% | −21,320−18.7% | Reduced |
| Front Barnett Associates LLC | 91,585 | $22.5M | 2.54% | −1,105−1.2% | Reduced |
| SEI Investments Co | 90,996 | $22.4M | 0.04% | −13,170−12.6% | Reduced |
| Colony Group LLC | 90,776 | $22.3M | 0.32% | −8,458−8.5% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 89,880 | $22.1M | 0.17% | +1,658+1.9% | Added |
| Glenmede Trust Co NA | 96,545 | $22.1M | 0.13% | 00.0% | Unchanged |
| Utah Retirement Systems | 88,705 | $21.8M | 0.30% | −4,000−4.3% | Reduced |
| Chilton Capital Management LLC | 88,255 | $21.7M | 1.19% | −1,459−1.6% | Reduced |
| Foundry Partners, LLC | 88,185 | $21.7M | 1.33% | +10,433+13.4% | Added |
| Mercer Global Advisors Inc | 88,065 | $21.7M | 0.09% | −600−0.7% | Reduced |
| Busey Wealth Management | 86,487 | $21.3M | 0.87% | −2,012−2.3% | Reduced |
| Railway Pension Investments Ltd | 86,200 | $21.2M | 0.21% | +1,300+1.5% | Added |
| Quadrature Capital Ltd | 85,930 | $21.2M | 0.46% | +60,500+237.9% | Added |
| Guggenheim Capital LLC | 84,842 | $20.9M | 0.16% | +19,503+29.8% | Added |
| Public Employees Retirement Association of Colorado | 83,307 | $20.5M | 0.10% | −1,622−1.9% | Reduced |
| Harvest Portfolios Group Inc. | 83,287 | $20.5M | 0.94% | +14,214+20.6% | Added |
| Virginia Retirement Systems Et Al | 82,912 | $20.4M | 0.20% | −74,400−47.3% | Reduced |
| Stephens Inc | 82,244 | $20.2M | 0.36% | +8,490+11.5% | Added |
| Thrivent Financial for Lutherans | 81,437 | $20.0M | 0.05% | −1,758−2.1% | Reduced |
| Pinnacle Associates Ltd | 80,324 | $19.8M | 0.34% | +13,633+20.4% | Added |
| Cutler Investment Counsel LLC | 80,292 | $19.8M | 2.99% | −506−0.6% | Reduced |
| Janney Capital Management LLC | 80,093 | $19.7M | 1.37% | −1,543−1.9% | Reduced |
| Erste Asset Management GmbH | 79,785 | $19.5M | 0.34% | −18,518−18.8% | Reduced |
| Glenview Trust Co | 79,206 | $19.5M | 0.53% | −6,990−8.1% | Reduced |
| CIBC Asset Management Inc | 79,139 | $19.5M | 0.08% | −930−1.2% | Reduced |
| Banco Santander, S.A. | 78,325 | $19.3M | 0.25% | +2,860+3.8% | Added |
| Mutual of America Capital Management LLC | 78,106 | $19.2M | 0.22% | −440−0.6% | Reduced |
| Peapack Gladstone Financial Corp | 76,155 | $18.7M | 0.33% | +8,651+12.8% | Added |
| Umb Bank N A | 75,947 | $18.7M | 0.28% | −60,143−44.2% | Reduced |
| Marco Investment Management LLC | 74,848 | $18.4M | 1.99% | +240+0.3% | Added |
| AE Wealth Management LLC | 74,808 | $18.4M | 0.11% | −22,585−23.2% | Reduced |
| Oppenheimer & Co Inc | 74,680 | $18.4M | 0.37% | +4,251+6.0% | Added |
| ARK Investment Management LLCSuperinvestorARK Invest | 74,339 | $18.3M | 0.12% | +3,035+4.3% | Added |
| Worldquant Millennium Advisors LLC | 74,207 | $18.3M | 0.31% | +54,945+285.3% | Added |
| New York Life Investment Management LLC | 73,432 | $18.1M | 0.19% | −566−0.8% | Reduced |
| D.A. Davidson & Co. | 73,320 | $18.0M | 0.19% | +1,759+2.5% | Added |
| Associated Banc-Corp | 72,935 | $17.9M | 0.68% | −2,582−3.4% | Reduced |
| FineMark National Bank & Trust | 72,678 | $17.9M | 0.73% | +480+0.7% | Added |
| Blue Chip Partners, Inc. | 72,300 | $17.8M | 2.02% | +2,626+3.8% | Added |
| NorthCrest Asset Manangement, LLC | 72,237 | $17.8M | 0.70% | −562−0.8% | Reduced |
| Private Advisor Group, LLC | 69,925 | $17.5M | 0.15% | −3,722−5.1% | Reduced |
| State of Alaska, Department of Revenue | 70,976 | $17.5M | 0.21% | −30,348−30.0% | Reduced |
| Alpha Cubed Investments, LLC | 70,948 | $17.5M | 1.18% | +62,851+776.2% | Added |
| Cetera Investment Advisers | 70,597 | $17.4M | 0.15% | +638+0.9% | Added |
| Badgley Phelps Wealth Managers, LLC | 70,319 | $17.3M | 0.57% | +1,223+1.8% | Added |
| Cresset Asset Management, LLC | 69,027 | $17.0M | 0.12% | +60,194+681.5% | Added |
| Grassi Investment Management | 69,004 | $17.0M | 1.87% | 00.0% | Unchanged |
| Westchester Capital Management, Inc. | 68,958 | $17.0M | 4.72% | +281+0.4% | Added |
| Brown Advisory Inc | 68,719 | $16.9M | 0.03% | +245+0.4% | Added |
| Ausdal Financial Partners, Inc. | 68,717 | $16.9M | 2.31% | +695+1.0% | Added |
| CCM Investment Advisers LLC | 68,422 | $16.8M | 2.26% | +1,242+1.8% | Added |
| GWM Advisors LLC | 67,390 | $16.6M | 0.19% | +7,822+13.1% | Added |
| Capital Investment Advisors, LLC | 67,011 | $16.5M | 0.50% | +4,883+7.9% | Added |
| Lido Advisors, LLC | 66,824 | $16.4M | 0.19% | +23,351+53.7% | Added |
| Swiss Life Asset Management Ltd | 65,770 | $16.2M | 0.24% | +1,203+1.9% | Added |
| Advisors Capital Management, LLC | 65,728 | $16.2M | 0.39% | +2,478+3.9% | Added |
| Gotham Asset Management, LLC | 65,386 | $16.1M | 0.35% | −4,372−6.3% | Reduced |
| Baker Avenue Asset Management, LP | 64,930 | $16.0M | 0.80% | −2,889−4.3% | Reduced |
| Delta Asset Management LLC | 64,354 | $15.8M | 1.57% | +864+1.4% | Added |
| Fiduciary Trust Co | 64,206 | $15.8M | 0.28% | +280.0% | Added |
| Callahan Advisors, LLC | 64,157 | $15.8M | 1.92% | +7,352+12.9% | Added |
| Massmutual Trust Co FSB | 62,325 | $15.3M | 0.55% | +1,017+1.7% | Added |
| Integrated Advisors Network LLC | 62,024 | $15.3M | 0.88% | +13,840+28.7% | Added |
| Kovitz Investment Group Partners, LLC | 61,621 | $15.2M | 0.22% | −220−0.4% | Reduced |
| Czech National Bank | 61,008 | $15.0M | 0.34% | −274−0.4% | Reduced |
| Beacon Pointe Advisors, LLC | 60,983 | $15.0M | 0.25% | −1,892−3.0% | Reduced |
| M&G Investment Management Ltd | 60,507 | $14.9M | 0.09% | −156−0.3% | Reduced |
| CIBC World Markets Corp | 60,389 | $14.9M | 0.12% | −18,270−23.2% | Reduced |
| Blackhill Capital Inc | 60,000 | $14.8M | 1.58% | 00.0% | Unchanged |
| KCM Investment Advisors LLC | 59,386 | $14.6M | 0.59% | −488−0.8% | Reduced |