Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Independent Advisor Alliance | 59,214 | $14.6M | 0.64% | −1,516−2.5% | Reduced |
| Congress Asset Management Co | 59,034 | $14.5M | 0.13% | −15,236−20.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 57,907 | $14.2M | 0.21% | −4,826−7.7% | Reduced |
| Norinchukin Bank, The | 57,566 | $14.2M | 0.24% | +6,223+12.1% | Added |
| Cubist Systematic Strategies, LLC | 57,228 | $14.1M | 0.16% | −7,229−11.2% | Reduced |
| Moran Wealth Management, LLC | 56,390 | $13.9M | 0.52% | −2,839−4.8% | Reduced |
| Nissay Asset Management Corp | 56,333 | $13.9M | 0.12% | −1,306−2.3% | Reduced |
| Wolverine Trading, LLC | 56,000 | $13.7M | 0.18% | +56,000 | New |
| Acadian Asset Management LLC | 55,465 | $13.6M | 0.06% | −156,836−73.9% | Reduced |
| Richard C. Young & CO., LTD. | 55,148 | $13.6M | 1.86% | +1,309+2.4% | Added |
| Fullerton Fund Management Co Ltd. | 54,995 | $13.5M | 0.95% | +54,995 | New |
| B. Metzler seel. Sohn & Co. AG | 54,749 | $13.5M | 0.18% | +2,135+4.1% | Added |
| RiverFront Investment Group, LLC | 54,683 | $13.5M | 0.44% | +2,160+4.1% | Added |
| Birmingham Capital Management Co Inc | 54,410 | $13.4M | 5.60% | −1,900−3.4% | Reduced |
| CBOE Vest Financial, LLC | 54,694 | $13.3M | 1.24% | +15,387+39.1% | Added |
| Crossmark Global Holdings, Inc. | 50,958 | $13.3M | 0.29% | +26,005+104.2% | Added |
| Greenwood Gearhart Inc | 53,894 | $13.3M | 1.54% | +2,958+5.8% | Added |
| Main Street Research LLC | 52,956 | $13.0M | 2.08% | −790−1.5% | Reduced |
| LaFleur & Godfrey LLC | 52,805 | $13.0M | 1.95% | +788+1.5% | Added |
| Gulf International Bank (UK) Ltd | 52,246 | $12.9M | 0.32% | −15,627−23.0% | Reduced |
| Charter Trust Co | 52,161 | $12.8M | 0.98% | −1,512−2.8% | Reduced |
| TD Waterhouse Canada Inc. | 50,863 | $12.7M | 0.13% | −8,642−14.5% | Reduced |
| Whittier Trust Co | 51,673 | $12.7M | 0.22% | −683−1.3% | Reduced |
| Aptus Capital Advisors, LLC | 51,656 | $12.7M | 0.37% | −3,739−6.7% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 51,448 | $12.7M | 0.16% | −94,097−64.7% | Reduced |
| Eisler Capital (UK) Ltd. | 51,284 | $12.6M | 1.36% | −81,739−61.4% | Reduced |
| Dearborn Partners LLC | 51,085 | $12.6M | 0.48% | +319+0.6% | Added |
| Baader Bank INC | 50,606 | $12.4M | 1.08% | +89+0.2% | Added |
| Howe & Rusling Inc | 50,556 | $12.4M | 1.39% | −80.0% | Reduced |
| Clear Harbor Asset Management, LLC | 50,479 | $12.4M | 1.22% | +389+0.8% | Added |
| Public Sector Pension Investment Board | 49,348 | $12.1M | 0.09% | −7,907−13.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 49,089 | $12.1M | 0.12% | +16,890+52.5% | Added |
| Bogart Wealth, LLC | 47,542 | $11.7M | 0.74% | +423+0.9% | Added |
| Wealthfront Advisers LLC | 47,366 | $11.7M | 0.05% | −8,615−15.4% | Reduced |
| Winslow Capital Management, LLC | 47,260 | $11.6M | 0.05% | +47,260 | New |
| Central Trust Co | 47,138 | $11.6M | 0.32% | +786+1.7% | Added |
| Canada Pension Plan Investment Board | 47,088 | $11.6M | 0.02% | −19,299−29.1% | Reduced |
| Teachers Retirement System of the State of Kentucky | 47,072 | $11.6M | 0.11% | −2,682−5.4% | Reduced |
| British Columbia Investment Management Corp | 46,616 | $11.5M | 0.11% | +175+0.4% | Added |
| Salem Investment Counselors Inc | 46,615 | $11.5M | 0.42% | +353+0.8% | Added |
| Congress Wealth Management LLC | 46,513 | $11.4M | 0.27% | +543+1.2% | Added |
| Lee Danner & Bass Inc | 46,430 | $11.4M | 0.98% | −3,890−7.7% | Reduced |
| ING Groep NV | 46,193 | $11.4M | 0.09% | −99,014−68.2% | Reduced |
| CIBC Private Wealth Group, LLC | 45,995 | $11.3M | 0.02% | −1,042−2.2% | Reduced |
| Mastrapasqua Asset Management Inc | 45,843 | $11.3M | 1.27% | −627−1.3% | Reduced |
| Wharton Business Group, LLC | 45,727 | $11.3M | 0.74% | −1,502−3.2% | Reduced |
| Cetera Advisors LLC | 45,409 | $11.2M | 0.18% | +15,052+49.6% | Added |
| ExodusPoint Capital Management, LP | 45,082 | $11.1M | 0.13% | +45,082 | New |
| Community Bank of Raymore | 45,065 | $11.1M | 4.80% | −10,720−19.2% | Reduced |
| American Assets Investment Management, LLC | 45,000 | $11.1M | 1.23% | 00.0% | Unchanged |
| Allied Investment Advisors, LLC | 44,018 | $10.8M | 3.14% | +758+1.8% | Added |
| Clifford Swan Investment Counsel LLC | 43,444 | $10.7M | 0.43% | −542−1.2% | Reduced |
| Culbertson A N & Co Inc | 43,371 | $10.7M | 2.06% | +421+1.0% | Added |
| Trexquant Investment LP | 43,224 | $10.6M | 0.28% | −1,477−3.3% | Reduced |
| Securian Asset Management, Inc | 42,831 | $10.5M | 0.27% | −922−2.1% | Reduced |
| Elo Mutual Pension Insurance Co | 42,491 | $10.5M | 0.31% | +937+2.3% | Added |
| Jacobs & Co | 42,463 | $10.4M | 1.24% | −118−0.3% | Reduced |
| Davenport & Co LLC | 42,408 | $10.4M | 0.08% | −566−1.3% | Reduced |
| Bank of Nova Scotia | 42,391 | $10.4M | 0.03% | +6,678+18.7% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 42,095 | $10.4M | 0.52% | +9,553+29.4% | Added |
| Atwater Malick LLC | 41,843 | $10.3M | 4.40% | +985+2.4% | Added |
| Hantz Financial Services, Inc. | 41,546 | $10.2M | 0.26% | +119+0.3% | Added |
| Cornerstone Advisors, LLC | 41,500 | $10.2M | 0.49% | +1,500+3.8% | Added |
| Stockman Wealth Management, Inc. | 41,461 | $10.2M | 2.19% | +1,457+3.6% | Added |
| Kentucky Retirement Systems | 41,436 | $10.2M | 0.34% | +289+0.7% | Added |
| Atria Investments LLC | 41,358 | $10.2M | 0.18% | −222−0.5% | Reduced |
| Advisory Services Network, LLC | 41,157 | $10.1M | 0.27% | −182−0.4% | Reduced |
| Tower Research Capital LLC (TRC) | 40,887 | $10.1M | 0.34% | −9,846−19.4% | Reduced |
| Scotia Capital Inc. | 40,829 | $10.0M | 0.07% | −3,111−7.1% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 40,683 | $10.0M | 1.07% | −1,102−2.6% | Reduced |
| PGGM Investments | 40,521 | $9.97M | 0.16% | +2,929+7.8% | Added |
| Prime Capital Investment Advisors, LLC | 40,403 | $9.94M | 0.20% | +2,300+6.0% | Added |
| Stillwater Capital Advisors, LLC | 40,393 | $9.94M | 1.76% | +310+0.8% | Added |
| Pittenger & Anderson Inc | 40,135 | $9.88M | 0.47% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 40,133 | $9.87M | 0.12% | −240−0.6% | Reduced |
| Freemont Management S.A. | 40,000 | $9.84M | 1.24% | 00.0% | Unchanged |
| MainStreet Investment Advisors LLC | 39,943 | $9.83M | 1.07% | +1,110+2.9% | Added |
| LS Investment Advisors, LLC | 39,832 | $9.80M | 1.72% | +173+0.4% | Added |
| Andra AP-fonden | 39,800 | $9.79M | 0.25% | −6,700−14.4% | Reduced |
| Maryland State Retirement & Pension System | 39,454 | $9.71M | 0.20% | −1,745−4.2% | Reduced |
| Noesis Capital Mangement Corp | 39,282 | $9.67M | 2.38% | −653−1.6% | Reduced |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 39,368 | $9.65M | 0.69% | +39,368 | New |
| Fayez Sarofim & Co | 39,174 | $9.64M | 0.03% | +1,576+4.2% | Added |
| Prio Wealth Limited Partnership | 39,140 | $9.63M | 0.34% | −170−0.4% | Reduced |
| Citadel Advisors LLC | 38,858 | $9.56M | 0.01% | −174,805−81.8% | Reduced |
| First National Trust Co | 38,679 | $9.52M | 0.44% | −37,443−49.2% | Reduced |
| Ziegler Capital Management, LLC | 38,404 | $9.45M | 0.36% | −5,754−13.0% | Reduced |
| Capstone Investment Advisors, LLC | 38,133 | $9.38M | 0.28% | +37,382+4,977.6% | Added |
| Atria Wealth Solutions, Inc. | 38,091 | $9.37M | 0.13% | +857+2.3% | Added |
| Prospera Financial Services Inc | 37,935 | $9.34M | 0.36% | +1,353+3.7% | Added |
| Simmons Bank | 37,943 | $9.34M | 0.78% | −274−0.7% | Reduced |
| Ethic Inc. | 37,787 | $9.30M | 0.34% | −290−0.8% | Reduced |
| Putnam Investments LLC | 37,493 | $9.23M | 0.01% | +259+0.7% | Added |
| Dakota Wealth Management | 37,313 | $9.18M | 0.43% | −29,078−43.8% | Reduced |
| Prudential PLC | 37,301 | $9.18M | 0.11% | −742−2.0% | Reduced |
| Rafferty Asset Management, LLC | 37,245 | $9.16M | 0.05% | +3,280+9.7% | Added |
| Synovus Financial Corp | 37,127 | $9.14M | 0.10% | +366+1.0% | Added |
| Parsons Capital Management Inc | 37,025 | $9.11M | 0.70% | +460+1.3% | Added |
| Cullinan Associates Inc | 36,759 | $9.04M | 0.50% | +5,657+18.2% | Added |
| Snowden Capital Advisors LLC | 36,397 | $8.96M | 0.32% | +1,550+4.4% | Added |