Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hartford Investment Management Co | 36,356 | $8.95M | 0.34% | −7,667−17.4% | Reduced |
| James Investment Research Inc | 36,120 | $8.89M | 1.14% | −1,551−4.1% | Reduced |
| Banque Cantonale Vaudoise | 36,100 | $8.88M | 0.41% | +10,284+39.8% | Added |
| JustInvest LLC | 36,091 | $8.88M | 0.27% | +2,627+7.9% | Added |
| Oppenheimer Asset Management Inc. | 36,057 | $8.87M | 0.13% | +3,866+12.0% | Added |
| Whittier Trust Co of Nevada Inc | 36,049 | $8.87M | 0.30% | −335−0.9% | Reduced |
| Achmea Investment Management B.V. | 35,890 | $8.83M | 0.19% | +13,375+59.4% | Added |
| Philadelphia Trust Co | 35,539 | $8.74M | 0.83% | +194+0.5% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 35,456 | $8.72M | 0.95% | −67−0.2% | Reduced |
| Tufton Capital Management | 35,066 | $8.63M | 1.86% | −1,247−3.4% | Reduced |
| Strategic Global Advisors, LLC | 34,952 | $8.60M | 1.32% | +34,952 | New |
| Illinois Municipal Retirement Fund | 34,741 | $8.55M | 0.17% | −2,774−7.4% | Reduced |
| Welch Group, LLC | 34,621 | $8.52M | 0.49% | +1,270+3.8% | Added |
| Shelter Mutual Insurance Co | 34,200 | $8.41M | 2.04% | 00.0% | Unchanged |
| Pacer Advisors, Inc. | 34,186 | $8.41M | 0.03% | −470−1.4% | Reduced |
| TownSquare Capital, LLC | 34,144 | $8.40M | 0.15% | +3,821+12.6% | Added |
| Lyell Wealth Management, LP | 33,531 | $8.25M | 1.05% | +2,363+7.6% | Added |
| Exchange Traded Concepts, LLC | 33,519 | $8.25M | 0.20% | +6,331+23.3% | Added |
| HB Wealth Management, LLC | 32,642 | $8.03M | 0.13% | +2,331+7.7% | Added |
| Brookstone Capital Management | 32,359 | $7.93M | 0.16% | +95+0.3% | Added |
| LMCG Investments, LLC | 32,032 | $7.88M | 0.51% | +7,303+29.5% | Added |
| Louisiana State Employees Retirement System | 31,900 | $7.85M | 0.17% | −1,900−5.6% | Reduced |
| Longbow Finance SA | 31,595 | $7.77M | 0.91% | −20−0.1% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 31,551 | $7.76M | 2.55% | −3,413−9.8% | Reduced |
| ClariVest Asset Management LLC | 31,480 | $7.75M | 0.39% | −5,800−15.6% | Reduced |
| First American Trust, FSB | 31,216 | $7.68M | 1.06% | −420−1.3% | Reduced |
| Segall Bryant & Hamill, LLC | 30,681 | $7.55M | 0.08% | −124−0.4% | Reduced |
| Dodge & Cox | 29,999 | $7.38M | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 29,908 | $7.36M | 0.06% | +24,207+424.6% | Added |
| Kanawha Capital Management LLC | 29,682 | $7.30M | 0.67% | −63−0.2% | Reduced |
| Old National Bancorp | 29,618 | $7.29M | 0.21% | −58,433−66.4% | Reduced |
| Bokf, NA | 29,484 | $7.25M | 0.15% | −218−0.7% | Reduced |
| American National Bank | 29,436 | $7.24M | 1.22% | +653+2.3% | Added |
| Kerrisdale Advisers, LLC | 29,369 | $7.23M | 1.95% | −1,800−5.8% | Reduced |
| Cannell Peter B & Co Inc | 29,323 | $7.21M | 0.24% | 00.0% | Unchanged |
| Central Bank & Trust Co | 29,190 | $7.18M | 1.22% | +824+2.9% | Added |
| Advisors Asset Management, Inc. | 29,161 | $7.18M | 0.15% | −6,767−18.8% | Reduced |
| Oak Harvest Investment Services | 29,055 | $7.15M | 1.60% | +2,800+10.7% | Added |
| Avantax Advisory Services, Inc. | 29,033 | $7.14M | 0.08% | +396+1.4% | Added |
| Vestcor Inc | 28,594 | $7.04M | 0.26% | −577−2.0% | Reduced |
| German American Bancorp, Inc. | 28,323 | $6.97M | 0.98% | +81+0.3% | Added |
| Kestra Private Wealth Services, LLC | 28,078 | $6.91M | 0.24% | +2,729+10.8% | Added |
| Ferguson Wellman Capital Management, Inc | 27,954 | $6.88M | 0.16% | −801−2.8% | Reduced |
| Sigma Planning Corp | 27,948 | $6.88M | 0.25% | −3,159−10.2% | Reduced |
| Integris Wealth Management, LLC | 27,808 | $6.84M | 2.42% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 27,447 | $6.75M | 0.44% | −1,809−6.2% | Reduced |
| Transform Wealth, LLC | 27,257 | $6.71M | 0.60% | −796−2.8% | Reduced |
| Nikko Asset Management Americas, Inc. | 27,045 | $6.65M | 0.07% | −2,554−8.6% | Reduced |
| Financial Partners Group, LLC | 27,031 | $6.65M | 3.35% | +800+3.0% | Added |
| Signet Financial Management, LLC | 26,989 | $6.64M | 1.05% | +203+0.8% | Added |
| Quantinno Capital Management LP | 26,791 | $6.59M | 0.38% | +9,418+54.2% | Added |
| Farmers & Merchants Investments Inc | 26,722 | $6.57M | 0.25% | −915−3.3% | Reduced |
| Welch & Forbes LLC | 26,673 | $6.56M | 0.10% | −618−2.3% | Reduced |
| Sigma Investment Counselors Inc | 26,661 | $6.56M | 0.48% | +287+1.1% | Added |
| Miracle Mile Advisors, LLC | 26,551 | $6.53M | 0.20% | −1,470−5.2% | Reduced |
| Consolidated Planning Corp | 26,533 | $6.53M | 1.37% | +437+1.7% | Added |
| Silver Oak Securities, Inc | 26,500 | $6.52M | 1.05% | +325+1.2% | Added |
| Independent Wealth Network Inc. | 26,452 | $6.51M | 3.91% | +15+0.1% | Added |
| Addenda Capital Inc. | 26,360 | $6.49M | 0.27% | −110.0% | Reduced |
| Toroso Investments, LLC | 26,320 | $6.48M | 0.19% | +7,570+40.4% | Added |
| Simplex Trading, LLC | 26,254 | $6.46M | 0.27% | +26,254 | New |
| Grantham, Mayo, Van Otterloo & Co. LLC | 26,189 | $6.44M | 0.03% | +22,023+528.6% | Added |
| Savant Capital, LLC | 26,073 | $6.42M | 0.10% | +814+3.2% | Added |
| United Services Automobile Association | 25,929 | $6.38M | 0.18% | −141−0.5% | Reduced |
| Uniplan Investment Counsel, Inc. | 25,824 | $6.35M | 0.46% | −672−2.5% | Reduced |
| United Capital Management of KS, Inc. | 25,748 | $6.34M | 2.03% | +25,748 | New |
| Dai-Ichi Life Insurance Company, Ltd | 25,609 | $6.30M | 0.13% | −10,052−28.2% | Reduced |
| Logan Capital Management Inc | 25,461 | $6.26M | 0.30% | −998−3.8% | Reduced |
| Veritable, L.P. | 25,354 | $6.24M | 0.10% | −373−1.4% | Reduced |
| New Mexico Educational Retirement Board | 25,302 | $6.23M | 0.27% | +1,200+5.0% | Added |
| First Financial Bank - Trust Division | 25,197 | $6.20M | 0.65% | −365−1.4% | Reduced |
| Capital Group Investment Management Pte. Ltd. | 25,082 | $6.17M | 0.31% | +176+0.7% | Added |
| Benjamin F. Edwards & Company, Inc. | 25,064 | $6.17M | 0.23% | +97+0.4% | Added |
| Investment Management Corp of Ontario | 24,827 | $6.11M | 0.26% | −1,509−5.7% | Reduced |
| Community Bank & Trust, Waco, Texas | 24,625 | $6.06M | 1.82% | +2,204+9.8% | Added |
| Chartwell Investment Partners, LLC | 24,585 | $6.05M | 0.22% | +626+2.6% | Added |
| Aull & Monroe Investment Management Corp | 24,434 | $6.01M | 3.03% | −120.0% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 24,025 | $5.91M | 0.57% | +15,794+191.9% | Added |
| Fusion Capital, LLC | 24,011 | $5.91M | 3.30% | +168+0.7% | Added |
| Ilmarinen Mutual Pension Insurance Co | 24,000 | $5.91M | 0.07% | 00.0% | Unchanged |
| La Banque Postale Asset Management SA | 23,958 | $5.89M | 0.14% | −858−3.5% | Reduced |
| Wesbanco Bank Inc | 23,755 | $5.84M | 0.25% | −374−1.6% | Reduced |
| Perigon Wealth Management, LLC | 23,720 | $5.84M | 0.23% | +19,319+439.0% | Added |
| Beacon Investment Advisory Services, Inc. | 23,617 | $5.81M | 0.27% | +133+0.6% | Added |
| BKD Wealth Advisors, LLC | 23,606 | $5.81M | 0.17% | +4,680+24.7% | Added |
| Principle Wealth Partners LLC | 23,602 | $5.81M | 0.58% | +207+0.9% | Added |
| Hartford Financial Management Inc. | 23,514 | $5.79M | 1.43% | +696+3.1% | Added |
| Sentry LLC | 23,486 | $5.78M | 1.26% | +30.0% | Added |
| Buckingham Strategic Wealth, LLC | 23,362 | $5.75M | 0.08% | +4,161+21.7% | Added |
| Narwhal Capital Management | 23,315 | $5.74M | 0.67% | +2,211+10.5% | Added |
| Meridian Wealth Management, LLC | 23,276 | $5.73M | 0.48% | +1,365+6.2% | Added |
| Advisor Partners II, LLC | 23,248 | $5.72M | 0.27% | +762+3.4% | Added |
| Lincoln National Corp | 23,195 | $5.71M | 0.11% | −346−1.5% | Reduced |
| Spinnaker Trust | 22,944 | $5.65M | 0.41% | 00.0% | Unchanged |
| Northwest Investment Counselors, LLC | 22,809 | $5.61M | 1.50% | −1,201−5.0% | Reduced |
| Employees Provident Fund Board | 22,600 | $5.56M | 0.13% | +22,600 | New |
| Metropolitan Life Insurance Co | 22,459 | $5.53M | 0.27% | −818−3.5% | Reduced |
| Kiwi Wealth Investments Limited Partnership | 22,454 | $5.53M | 0.34% | −12,466−35.7% | Reduced |
| Kavar Capital Partners Group, LLC | 22,445 | $5.52M | 1.18% | +9,280+70.5% | Added |
| Biechele Royce Advisors | 22,406 | $5.51M | 1.92% | −836−3.6% | Reduced |