Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Consolidated Capital Management, LLC | 22,236 | $5.47M | 2.69% | +27+0.1% | Added |
| Raymond James Trust N.A. | 22,112 | $5.44M | 0.16% | +184+0.8% | Added |
| Intech Investment Management LLC | 22,092 | $5.44M | 0.06% | −102,747−82.3% | Reduced |
| Citizens National Bank Trust Department | 22,084 | $5.43M | 1.44% | −325−1.5% | Reduced |
| Monte Financial Group, LLC | 21,947 | $5.40M | 2.63% | +345+1.6% | Added |
| Brinker Capital Investments, LLC | 21,917 | $5.39M | 0.06% | +1,381+6.7% | Added |
| Orion Portfolio Solutions, LLC | 21,917 | $5.39M | 0.06% | +1,381+6.7% | Added |
| Searle & Co. | 20,322 | $5.39M | 1.67% | 00.0% | Unchanged |
| Financial & Tax Architects, LLC | 21,865 | $5.38M | 1.66% | +1,314+6.4% | Added |
| NBT Bank N A | 21,656 | $5.33M | 0.76% | −469−2.1% | Reduced |
| Ellsworth Advisors, LLC | 21,577 | $5.31M | 1.83% | +410+1.9% | Added |
| Paradiem, LLC | 21,501 | $5.29M | 1.51% | +1,450+7.2% | Added |
| Viking Fund Management LLC | 21,500 | $5.29M | 1.00% | 00.0% | Unchanged |
| Knuff & Co LLC | 21,486 | $5.29M | 1.98% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 21,459 | $5.28M | 0.35% | −306−1.4% | Reduced |
| Churchill Management Corp | 21,443 | $5.28M | 0.09% | −225−1.0% | Reduced |
| Trinity Legacy Partners, LLC | 21,435 | $5.27M | 1.84% | −23−0.1% | Reduced |
| Allworth Financial LP | 21,432 | $5.27M | 0.04% | +226+1.1% | Added |
| Stamos Capital Partners, L.P. | 21,410 | $5.27M | 1.23% | +1,810+9.2% | Added |
| L & S Advisors Inc | 21,384 | $5.26M | 0.70% | +21,384 | New |
| City Holding Co | 21,355 | $5.25M | 0.90% | −630−2.9% | Reduced |
| Hallmark Capital Management Inc | 21,245 | $5.23M | 0.47% | −826−3.7% | Reduced |
| Adviser Investments LLC | 21,216 | $5.22M | 0.11% | +16,632+362.8% | Added |
| Koshinski Asset Management, Inc. | 21,058 | $5.18M | 0.56% | −4,755−18.4% | Reduced |
| Sawtooth Solutions, LLC | 21,034 | $5.18M | 0.14% | −6,465−23.5% | Reduced |
| Bourgeon Capital Management LLC | 20,965 | $5.16M | 1.20% | −20,019−48.8% | Reduced |
| B & T Capital Management DBA Alpha Capital Management | 21,384 | $5.12M | 1.28% | 00.0% | Unchanged |
| Highland Capital Management, LLC | 20,733 | $5.10M | 0.33% | −1,770−7.9% | Reduced |
| Bank of Hawaii | 20,660 | $5.08M | 0.28% | −275−1.3% | Reduced |
| Wedbush Securities Inc | 20,585 | $5.07M | 0.24% | +479+2.4% | Added |
| Tiaa, FSB | 20,480 | $5.04M | 0.02% | −358−1.7% | Reduced |
| Knights of Columbus Asset Advisors LLC | 20,432 | $5.03M | 0.45% | −25−0.1% | Reduced |
| Anderson Hoagland & Co | 20,417 | $5.02M | 0.65% | 00.0% | Unchanged |
| Boit C F David | 20,400 | $5.02M | 3.34% | 00.0% | Unchanged |
| Asset Dedication, LLC | 20,497 | $5.00M | 0.43% | +1,277+6.6% | Added |
| CWM, LLC | 20,291 | $4.99M | 0.03% | +254+1.3% | Added |
| Community Bank, N.A. | 20,235 | $4.98M | 0.66% | −900−4.3% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 20,118 | $4.95M | 4.03% | 00.0% | Unchanged |
| Bleakley Financial Group, LLC | 20,099 | $4.95M | 0.15% | +93+0.5% | Added |
| Northeast Investment Management | 20,014 | $4.92M | 0.28% | −581−2.8% | Reduced |
| Caldwell Trust Co | 20,005 | $4.92M | 0.64% | −126−0.6% | Reduced |
| Hixon Zuercher, LLC | 19,923 | $4.90M | 2.47% | +879+4.6% | Added |
| Ieq Capital, LLC | 19,891 | $4.89M | 0.10% | +89+0.4% | Added |
| Global Retirement Partners, LLC | 19,891 | $4.89M | 0.24% | +1,349+7.3% | Added |
| King Luther Capital Management Corp | 19,600 | $4.82M | 0.02% | +49+0.3% | Added |
| Summitry LLC | 19,546 | $4.81M | 0.30% | +370+1.9% | Added |
| Columbia Asset Management | 19,413 | $4.78M | 1.03% | +40+0.2% | Added |
| Family Legacy, Inc. | 19,396 | $4.77M | 1.92% | −303−1.5% | Reduced |
| Bridge Creek Capital Management LLC | 19,219 | $4.73M | 1.69% | +53+0.3% | Added |
| Romano Brothers and Company | 19,204 | $4.73M | 0.70% | −234−1.2% | Reduced |
| Empowered Funds, LLC | 19,186 | $4.72M | 0.17% | −8,742−31.3% | Reduced |
| EA Series Trust | 19,186 | $4.72M | 0.17% | +19,186 | New |
| Burney Co | 19,104 | $4.70M | 0.22% | −1,155−5.7% | Reduced |
| MEMBERS Trust Co | 19,081 | $4.69M | 0.14% | +8,647+82.9% | Added |
| Retirement Group, LLC | 18,967 | $4.67M | 1.94% | −739−3.8% | Reduced |
| Valeo Financial Advisors, LLC | 18,929 | $4.66M | 0.21% | −7,885−29.4% | Reduced |
| Kiley Juergens Wealth Management, LLC | 18,926 | $4.66M | 1.61% | −299−1.6% | Reduced |
| Neville Rodie & Shaw Inc | 18,894 | $4.65M | 0.40% | −2,150−10.2% | Reduced |
| Centiva Capital, LP | 18,853 | $4.64M | 0.23% | +12,494+196.5% | Added |
| DFPG Investments, LLC | 17,626 | $4.63M | 0.42% | +3,165+21.9% | Added |
| Edmond de Rothschild Holding S.A. | 18,784 | $4.62M | 0.09% | +263+1.4% | Added |
| Gluskin Sheff & Assoc Inc | 18,704 | $4.60M | 0.28% | −8,636−31.6% | Reduced |
| Country Club Bank | 18,674 | $4.56M | 0.36% | +624+3.5% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 18,500 | $4.55M | 0.34% | −17−0.1% | Reduced |
| Teza Capital Management LLC | 18,418 | $4.53M | 0.74% | +11,807+178.6% | Added |
| Colonial Trust Advisors | 18,407 | $4.53M | 0.50% | −850−4.4% | Reduced |
| Sandhill Capital Partners LLC | 18,277 | $4.50M | 0.41% | −518−2.8% | Reduced |
| Physicians Financial Services, Inc. | 18,245 | $4.49M | 1.76% | −50−0.3% | Reduced |
| Reliant Investment Management, LLC | 18,145 | $4.46M | 2.57% | +290+1.6% | Added |
| Aries Wealth Management | 18,128 | $4.46M | 1.73% | 00.0% | Unchanged |
| Ipswich Investment Management Co., Inc. | 18,089 | $4.45M | 1.17% | −320−1.7% | Reduced |
| Advocate Group LLC | 17,931 | $4.41M | 0.97% | +1,878+11.7% | Added |
| KMG Fiduciary Partners, LLC | 17,915 | $4.41M | 0.57% | +1,766+10.9% | Added |
| Pathstone Family Office, LLC | 19,090 | $4.40M | 0.06% | −1,117−5.5% | Reduced |
| Gateway Advisory, LLC | 17,816 | $4.38M | 0.93% | +318+1.8% | Added |
| iA Global Asset Management Inc. | 17,780 | $4.38M | 0.12% | +17,780 | New |
| Oak Harbor Wealth Partners, LLC | 17,762 | $4.37M | 1.50% | −10−0.1% | Reduced |
| Beese Fulmer Investment Management, Inc. | 17,761 | $4.37M | 0.47% | −295−1.6% | Reduced |
| Drexel Morgan & Co. | 17,746 | $4.37M | 1.13% | 00.0% | Unchanged |
| Metis Global Partners, LLC | 17,727 | $4.36M | 0.23% | −1,088−5.8% | Reduced |
| Montgomery Investment Management Inc | 17,704 | $4.36M | 1.46% | −150−0.8% | Reduced |
| Perfromance Wealth Partners, LLC | 17,791 | $4.36M | 0.20% | +3,209+22.0% | Added |
| Mathes Company, Inc. | 17,668 | $4.35M | 1.90% | +17,668 | New |
| Griffin Asset Management, Inc. | 17,666 | $4.35M | 0.59% | +321+1.9% | Added |
| Mairs & Power Inc | 17,655 | $4.34M | 0.05% | −265−1.5% | Reduced |
| Crestwood Advisors Group LLC | 17,548 | $4.32M | 0.14% | +12+0.1% | Added |
| Argyle Capital Management Inc. | 17,460 | $4.30M | 1.55% | −1,675−8.8% | Reduced |
| Altrius Capital Management Inc | 17,422 | $4.29M | 1.27% | +105+0.6% | Added |
| AIA Group Ltd | 17,293 | $4.25M | 0.21% | +9,486+121.5% | Added |
| Williams Jones Wealth Management, LLC. | 17,223 | $4.24M | 0.06% | −113−0.7% | Reduced |
| Marketfield Asset Management LLC | 17,182 | $4.23M | 3.40% | +463+2.8% | Added |
| Abbrea Capital, LLC | 17,147 | $4.22M | 0.65% | 00.0% | Unchanged |
| Twin Capital Management Inc | 17,125 | $4.21M | 0.55% | −526−3.0% | Reduced |
| DT Investment Partners, LLC | 14,532 | $4.19M | 0.48% | −116−0.8% | Reduced |
| McGuire Investment Group, LLC | 17,045 | $4.19M | 0.78% | +4,038+31.0% | Added |
| Terry L. Blaker | 17,040 | $4.19M | 0.35% | 00.0% | Unchanged |
| Parcion Private Wealth LLC | 17,029 | $4.19M | 0.42% | +395+2.4% | Added |
| Keeler Thomas Management LLC | 16,997 | $4.18M | 1.69% | +16,997 | New |
| Silvercrest Asset Management Group LLC | 16,946 | $4.17M | 0.03% | +526+3.2% | Added |
| FRG Family Wealth Advisors LLC | 16,907 | $4.16M | 0.91% | +51+0.3% | Added |