Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Jackson Square Capital, LLC | 16,820 | $4.14M | 1.66% | +14,099+518.2% | Added |
| Geneos Wealth Management Inc. | 16,707 | $4.11M | 0.22% | +4,370+35.4% | Added |
| Kinneret Advisory, LLC | 16,692 | $4.11M | 0.49% | 00.0% | Unchanged |
| Empirical Finance, LLC | 16,661 | $4.10M | 0.32% | +1,783+12.0% | Added |
| Resolute Wealth Strategies, LLC | 16,647 | $4.10M | 3.18% | −160−1.0% | Reduced |
| Pallas Capital Advisors LLC | 15,880 | $4.09M | 0.18% | −879−5.2% | Reduced |
| Bailard, Inc. | 16,480 | $4.05M | 0.14% | +153+0.9% | Added |
| Pinnacle Financial Partners Inc | 16,405 | $4.04M | 0.10% | −4,645−22.1% | Reduced |
| Ascent Wealth Partners, LLC | 16,866 | $4.02M | 0.71% | +1,146+7.3% | Added |
| Northwestern Mutual Investment Management Company, LLC | 16,256 | $4.00M | 0.10% | −103−0.6% | Reduced |
| Two Sigma Advisers, LP | 16,100 | $3.96M | 0.01% | −75,100−82.3% | Reduced |
| Greenleaf Trust | 16,042 | $3.95M | 0.04% | +474+3.0% | Added |
| Arrow Financial Corp | 15,954 | $3.93M | 0.47% | −435−2.7% | Reduced |
| Malaga Cove Capital, LLC | 15,937 | $3.92M | 1.81% | −159−1.0% | Reduced |
| Integrated Wealth Concepts LLC | 15,792 | $3.89M | 0.07% | +4,017+34.1% | Added |
| Bridgewater Associates, LP | 15,761 | $3.88M | 0.02% | +15,761 | New |
| Lake Street Advisors Group, LLC | 15,745 | $3.87M | 0.21% | +10+0.1% | Added |
| Canandaigua National Bank & Trust Co | 15,715 | $3.87M | 0.63% | −466−2.9% | Reduced |
| Foster & Motley Inc | 15,703 | $3.86M | 0.30% | +1,251+8.7% | Added |
| Monument Capital Management | 15,697 | $3.86M | 1.23% | −2,398−13.3% | Reduced |
| Siemens Fonds Invest GmbH | 15,762 | $3.86M | 0.38% | 00.0% | Unchanged |
| Roundview Capital LLC | 15,674 | $3.86M | 0.38% | −165−1.0% | Reduced |
| Robbins Farley LLC | 15,597 | $3.84M | 2.79% | +1,092+7.5% | Added |
| North Star Investment Management Corp. | 15,563 | $3.83M | 0.31% | −26−0.2% | Reduced |
| Equitable Trust Co | 15,498 | $3.81M | 0.29% | −965−5.9% | Reduced |
| EagleClaw Capital Managment, LLC | 15,495 | $3.81M | 0.88% | −40−0.3% | Reduced |
| Steel Peak Wealth Management LLC | 15,438 | $3.80M | 0.23% | −39,660−72.0% | Reduced |
| Robertson Stephens Wealth Management, LLC | 15,273 | $3.76M | 0.27% | −819−5.1% | Reduced |
| Park Avenue Securities LLC | 15,268 | $3.76M | 0.06% | +834+5.8% | Added |
| Ronald Blue Trust, Inc. | 16,322 | $3.73M | 0.06% | −160−1.0% | Reduced |
| Goelzer Investment Management, Inc. | 15,173 | $3.73M | 0.32% | −302−2.0% | Reduced |
| TCI Wealth Advisors, Inc. | 15,144 | $3.73M | 0.48% | +116+0.8% | Added |
| Kingswood Wealth Advisors, LLC | 15,141 | $3.73M | 1.19% | +15,141 | New |
| Apollon Wealth Management, LLC | 15,134 | $3.72M | 0.18% | +2,734+22.0% | Added |
| Eukles Asset Management | 15,131 | $3.72M | 1.90% | +100+0.7% | Added |
| RBF Capital, LLC | 15,000 | $3.69M | 0.23% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $3.69M | 1.03% | 00.0% | Unchanged |
| Shelton Capital Management | 14,916 | $3.67M | 0.13% | +4,684+45.8% | Added |
| Cary Street Partner Investment Advisory LLC | 14,773 | $3.63M | 0.23% | +3,974+36.8% | Added |
| Trifecta Capital Advisors, LLC | 14,771 | $3.63M | 1.17% | +1,120+8.2% | Added |
| Perpetual Ltd | 14,626 | $3.60M | 0.03% | −842−5.4% | Reduced |
| Creative Financial Designs Inc | 14,623 | $3.60M | 0.42% | −285−1.9% | Reduced |
| Guyasuta Investment Advisors Inc | 14,608 | $3.59M | 0.27% | −280−1.9% | Reduced |
| Webster Bank, N. A. | 14,599 | $3.59M | 0.46% | +69+0.5% | Added |
| Mutual Advisors, LLC | 14,469 | $3.56M | 0.14% | −204−1.4% | Reduced |
| Cullen/Frost Bankers, Inc. | 14,442 | $3.55M | 0.06% | −701−4.6% | Reduced |
| Freestone Capital Holdings, LLC | 14,302 | $3.52M | 0.14% | −28−0.2% | Reduced |
| Iowa State Bank | 14,276 | $3.51M | 0.88% | −690−4.6% | Reduced |
| Assenagon Asset Management S.A. | 14,222 | $3.50M | 0.01% | −100,419−87.6% | Reduced |
| Alberta Investment Management Corp | 14,200 | $3.49M | 0.03% | 00.0% | Unchanged |
| Pflug Koory, LLC | 14,166 | $3.49M | 1.78% | −66−0.5% | Reduced |
| MAI Capital Management | 14,157 | $3.48M | 0.05% | +453+3.3% | Added |
| Leuthold Group, LLC | 14,152 | $3.48M | 0.45% | −515−3.5% | Reduced |
| Tower View Investment Management & Research LLC | 14,145 | $3.48M | 2.36% | −749−5.0% | Reduced |
| Trust Co of Vermont | 14,140 | $3.48M | 0.23% | +523+3.8% | Added |
| Sandy Spring Bank | 14,108 | $3.47M | 0.18% | +116+0.8% | Added |
| Sturgeon Ventures LLP | 13,955 | $3.43M | 4.65% | 00.0% | Unchanged |
| Blue Edge Capital, LLC | 13,876 | $3.41M | 0.69% | −93−0.7% | Reduced |
| Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD | 13,932 | $3.41M | 0.70% | +13,932 | New |
| Kames Capital plc | 13,871 | $3.41M | 0.06% | −385−2.7% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 13,759 | $3.39M | 0.16% | +3,026+28.2% | Added |
| First Citizens Bank & Trust Co | 13,727 | $3.38M | 0.06% | +602+4.6% | Added |
| Fund Management at Engine No. 1 LLC | 13,711 | $3.37M | 0.62% | −2,357−14.7% | Reduced |
| Stonebridge Capital Management Inc | 13,710 | $3.37M | 1.57% | −812−5.6% | Reduced |
| Genus Capital Management Inc. | 13,664 | $3.36M | 0.49% | +13,664 | New |
| Great Valley Advisor Group, Inc. | 13,655 | $3.36M | 0.14% | +934+7.3% | Added |
| Anchor Investment Management, LLC | 13,642 | $3.36M | 0.43% | +3,179+30.4% | Added |
| Ameritas Investment Partners, Inc. | 13,619 | $3.35M | 0.13% | +129+1.0% | Added |
| Plimoth Trust Co LLC | 13,594 | $3.34M | 1.00% | +44+0.3% | Added |
| Graphene Investments SAS | 13,500 | $3.32M | 2.19% | 00.0% | Unchanged |
| IronBridge Private Wealth, LLC | 13,486 | $3.32M | 1.87% | +13,486 | New |
| Wetherby Asset Management Inc | 13,423 | $3.30M | 0.18% | −1,853−12.1% | Reduced |
| AAFMAA Wealth Management & Trust LLC | 13,364 | $3.29M | 2.72% | +752+6.0% | Added |
| Financial Advocates Investment Management | 13,356 | $3.29M | 0.24% | +6,687+100.3% | Added |
| SeaCrest Wealth Management, LLC | 13,321 | $3.28M | 0.41% | +5,106+62.2% | Added |
| Richard Bernstein Advisors LLC | 13,294 | $3.27M | 0.07% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 13,288 | $3.27M | 0.13% | +1,459+12.3% | Added |
| Clearbridge Investments, LLC | 13,166 | $3.24M | 0.00% | +1,154+9.6% | Added |
| FourThought Financial Partners, LLC | 13,097 | $3.22M | 0.42% | +10.0% | Added |
| Hayek Kallen Investment Management | 13,056 | $3.21M | 1.37% | −149−1.1% | Reduced |
| Wells Trecaso Financial Group, LLC | 13,000 | $3.20M | 1.38% | +11,215+628.3% | Added |
| Assetmark, Inc | 12,990 | $3.20M | 0.01% | −1,058−7.5% | Reduced |
| Compagnie Lombard Odier SCmA | 12,983 | $3.19M | 0.09% | −2,129−14.1% | Reduced |
| Sowell Financial Services LLC | 12,939 | $3.18M | 0.18% | +3,713+40.2% | Added |
| Studio Investment Management LLC | 12,925 | $3.18M | 0.89% | +511+4.1% | Added |
| Brown Brothers Harriman & Co | 12,902 | $3.17M | 0.03% | −885−6.4% | Reduced |
| Azimuth Capital Investment Management LLC | 12,865 | $3.17M | 0.15% | +500+4.0% | Added |
| Beck Bode, LLC | 12,862 | $3.16M | 0.77% | +2,799+27.8% | Added |
| G&S Capital LLC | 12,806 | $3.15M | 1.51% | +5,027+64.6% | Added |
| Leavell Investment Management, Inc. | 12,782 | $3.15M | 0.21% | −334−2.5% | Reduced |
| Applied Capital LLC | 12,737 | $3.13M | 2.97% | +23+0.2% | Added |
| Viewpoint Capital Management LLC | 12,663 | $3.12M | 2.41% | +1,115+9.7% | Added |
| Ogorek Anthony Joseph | 12,623 | $3.10M | 1.19% | −1,047−7.7% | Reduced |
| Stratos Wealth Partners, LTD. | 12,611 | $3.10M | 0.07% | −482−3.7% | Reduced |
| Caldwell Sutter Capital, Inc. | 12,590 | $3.10M | 1.62% | +2,963+30.8% | Added |
| Stoneridge Investment Partners LLC | 12,545 | $3.09M | 1.34% | +355+2.9% | Added |
| Ashton Thomas Private Wealth, LLC | 12,522 | $3.08M | 0.24% | +171+1.4% | Added |
| Susquehanna Fundamental Investments, LLC | 12,500 | $3.08M | 0.11% | −27,700−68.9% | Reduced |
| Barbara Oil Co. | 12,500 | $3.08M | 1.41% | 00.0% | Unchanged |
| Castellan Group, LLC | 12,396 | $3.05M | 1.95% | −1,268−9.3% | Reduced |