Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| J.P. Marvel Investment Advisors, LLC | 12,324 | $3.03M | 0.63% | −20−0.2% | Reduced |
| Monetary Management Group Inc | 12,267 | $3.02M | 0.92% | −900−6.8% | Reduced |
| Wakefield Asset Management LLLP | 12,045 | $2.96M | 1.18% | −604−4.8% | Reduced |
| BLB&B Advisors, LLC | 12,012 | $2.96M | 0.21% | −186−1.5% | Reduced |
| Credit Agricole S A | 11,969 | $2.94M | 0.10% | −1,715−12.5% | Reduced |
| PFG Advisors | 11,943 | $2.94M | 0.22% | +212+1.8% | Added |
| Lowe Brockenbrough & Co Inc | 11,909 | $2.93M | 0.22% | −54−0.5% | Reduced |
| Liberty One Investment Management, LLC | 11,896 | $2.93M | 0.38% | +420+3.7% | Added |
| Permanens Capital L.P. | 11,870 | $2.92M | 0.67% | −3,590−23.2% | Reduced |
| AustralianSuper Pty Ltd | 11,808 | $2.91M | 0.02% | +1,484+14.4% | Added |
| Procyon Private Wealth Partners, LLC | 11,773 | $2.90M | 0.36% | +227+2.0% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 11,768 | $2.90M | 0.07% | +2,643+29.0% | Added |
| New Hampshire Trust | 11,762 | $2.89M | 0.75% | +95+0.8% | Added |
| Money Concepts Capital Corp | 11,690 | $2.88M | 0.29% | −11,306−49.2% | Reduced |
| Richelieu Gestion PLC | 11,668 | $2.87M | 2.39% | −1,078−8.5% | Reduced |
| Wright Investors Service Inc | 11,646 | $2.87M | 0.81% | +6,868+143.7% | Added |
| Whitener Capital Management, Inc. | 11,609 | $2.86M | 1.10% | +294+2.6% | Added |
| Slow Capital, Inc. | 11,582 | $2.85M | 0.49% | −214−1.8% | Reduced |
| Quantitative Investment Management, LLC | 11,557 | $2.84M | 0.27% | +11,557 | New |
| Pinnacle Holdings, LLC | 11,504 | $2.83M | 1.26% | −71−0.6% | Reduced |
| Spirit of America Management Corp | 11,490 | $2.83M | 0.64% | +150+1.3% | Added |
| Vestmark Advisory Solutions, Inc. | 11,469 | $2.82M | 0.11% | +444+4.0% | Added |
| Nicholas Hoffman & Company, LLC. | 11,439 | $2.81M | 0.11% | −187−1.6% | Reduced |
| Gateway Wealth Partners, LLC | 11,423 | $2.81M | 0.50% | +123+1.1% | Added |
| Fairfield, Bush & Co. | 11,402 | $2.81M | 0.77% | +4,749+71.4% | Added |
| MV Capital Management, Inc. | 11,388 | $2.80M | 0.37% | −287−2.5% | Reduced |
| Financial Sense Advisors, Inc. | 11,381 | $2.80M | 1.28% | −150−1.3% | Reduced |
| Providence Wealth Advisors, LLC | 11,434 | $2.80M | 3.10% | −318−2.7% | Reduced |
| Meiji Yasuda Life Insurance Co | 11,375 | $2.80M | 0.07% | +895+8.5% | Added |
| Coldstream Capital Management Inc | 11,362 | $2.80M | 0.09% | −1,172−9.4% | Reduced |
| Veriti Management LLC | 11,355 | $2.79M | 0.31% | +98+0.9% | Added |
| Essex Financial Services, Inc. | 11,270 | $2.77M | 0.32% | −1,024−8.3% | Reduced |
| Cambridge Advisors Inc. | 11,260 | $2.77M | 0.71% | −863−7.1% | Reduced |
| Commonwealth Retirement Investments LLC | 11,259 | $2.77M | 1.55% | +238+2.2% | Added |
| Gouws Capital LLC | 11,257 | $2.77M | 2.29% | +1,065+10.4% | Added |
| Gould Capital, LLC | 11,190 | $2.75M | 2.11% | +21+0.2% | Added |
| Ellis Investment Partners, LLC | 11,174 | $2.75M | 0.67% | −262−2.3% | Reduced |
| Level Four Advisory Services, LLC | 11,167 | $2.75M | 0.17% | +40.0% | Added |
| Strategic Advisors LLC | 11,143 | $2.74M | 0.52% | −6−0.1% | Reduced |
| StoneX Group Inc. | 11,124 | $2.74M | 0.28% | +629+6.0% | Added |
| Schnieders Capital Management LLC | 11,114 | $2.73M | 0.57% | +50.0% | Added |
| Financial Advisory Service, Inc. | 11,110 | $2.73M | 0.35% | +355+3.3% | Added |
| Modus Advisors, LLC | 11,110 | $2.73M | 1.17% | +357+3.3% | Added |
| Donaldson Capital Management, LLC | 11,102 | $2.73M | 0.12% | −140−1.2% | Reduced |
| Modera Wealth Management, LLC | 11,094 | $2.73M | 0.05% | +7,568+214.6% | Added |
| Regency Capital Management Inc. | 11,087 | $2.73M | 2.37% | +11,087 | New |
| South Dakota Investment Council | 11,055 | $2.72M | 0.06% | −1,100−9.0% | Reduced |
| Heritage Trust Co | 11,053 | $2.72M | 0.40% | +1,763+19.0% | Added |
| Merit Financial Group, LLC | 11,028 | $2.71M | 0.09% | +681+6.6% | Added |
| Jefferies Financial Group Inc. | 10,988 | $2.70M | 0.06% | +2,134+24.1% | Added |
| Sequoia Financial Advisors, LLC | 10,980 | $2.70M | 0.05% | +752+7.4% | Added |
| Kinloch Capital, LLC | 10,940 | $2.69M | 1.60% | −119−1.1% | Reduced |
| CPA Asset Management LLC | 10,901 | $2.68M | 1.93% | 00.0% | Unchanged |
| Mission Creek Capital Partners, Inc. | 10,893 | $2.68M | 0.86% | −872−7.4% | Reduced |
| Jacobi Capital Management LLC | 10,892 | $2.68M | 0.30% | +89+0.8% | Added |
| Graypoint LLC | 10,880 | $2.68M | 0.27% | −305−2.7% | Reduced |
| Trust Co of Toledo NA | 10,877 | $2.68M | 0.45% | −393−3.5% | Reduced |
| Hodges Capital Management Inc. | 0 | $2.67M | 0.16% | −10,699−100.0% | Reduced |
| Edge Capital Group, LLC | 10,839 | $2.67M | 0.15% | −156−1.4% | Reduced |
| Capital Investment Counsel, Inc | 10,835 | $2.67M | 0.52% | +300+2.8% | Added |
| Asset Management Group, Inc. | 10,832 | $2.67M | 0.57% | +53+0.5% | Added |
| Boyd Watterson Asset Management LLC | 10,817 | $2.66M | 1.06% | +40.0% | Added |
| Hennessy Advisors Inc | 10,800 | $2.66M | 0.19% | −300−2.7% | Reduced |
| Spire Wealth Management | 10,763 | $2.65M | 0.10% | −548−4.8% | Reduced |
| Ergoteles LLC | 10,758 | $2.65M | 0.13% | +10,758 | New |
| Ameritas Advisory Services, LLC | 10,763 | $2.64M | 0.34% | −7,016−39.5% | Reduced |
| Alps Advisors Inc | 10,690 | $2.63M | 0.02% | +1,127+11.8% | Added |
| Horizon Investments, LLC | 10,687 | $2.62M | 0.08% | +553+5.5% | Added |
| Whalerock Point Partners, LLC | 10,572 | $2.60M | 0.88% | +67+0.6% | Added |
| Truvestments Capital LLC | 10,515 | $2.59M | 1.29% | +364+3.6% | Added |
| Mitchell McLeod Pugh & Williams Inc | 10,477 | $2.58M | 0.75% | +28+0.3% | Added |
| Mystic Asset Management, Inc. | 10,443 | $2.57M | 1.38% | −175−1.6% | Reduced |
| Private Trust Co NA | 10,433 | $2.57M | 0.32% | +543+5.5% | Added |
| Capital Asset Advisory Services LLC | 10,028 | $2.56M | 0.18% | +1,231+14.0% | Added |
| Profund Advisors LLC | 10,358 | $2.55M | 0.14% | +334+3.3% | Added |
| Focus Financial Network, Inc. | 10,324 | $2.54M | 0.14% | +105+1.0% | Added |
| Beck Capital Management, LLC | 10,313 | $2.54M | 1.00% | −1,085−9.5% | Reduced |
| Global Wealth Management Investment Advisory, Inc. | 10,251 | $2.52M | 0.69% | +341+3.4% | Added |
| Traynor Capital Management, Inc. | 10,244 | $2.52M | 0.33% | +230+2.3% | Added |
| IHT Wealth Management, LLC | 10,233 | $2.52M | 0.13% | +1,679+19.6% | Added |
| RSM US Wealth Management LLC | 10,226 | $2.52M | 0.09% | −1,342−11.6% | Reduced |
| Equitable Holdings, Inc. | 10,209 | $2.51M | 0.04% | +1,855+22.2% | Added |
| Smith, Moore & Co. | 10,206 | $2.51M | 0.32% | −367−3.5% | Reduced |
| Tokio Marine Asset Management Co Ltd | 10,199 | $2.51M | 0.16% | −82−0.8% | Reduced |
| WR Wealth Planners, LLC | 10,144 | $2.50M | 0.97% | +2,424+31.4% | Added |
| Adirondack Trust Co | 9,364 | $2.48M | 1.16% | −413−4.2% | Reduced |
| Aire Advisors, LLC | 10,086 | $2.48M | 0.65% | −45−0.4% | Reduced |
| Naples Global Advisors, LLC | 10,072 | $2.48M | 0.29% | +758+8.1% | Added |
| Holderness Investments Co | 10,060 | $2.48M | 0.91% | +152+1.5% | Added |
| Oxbow Advisors, LLC | 10,050 | $2.47M | 0.39% | +1,350+15.5% | Added |
| First Horizon Advisors, Inc. | 10,032 | $2.47M | 0.09% | −1,157−10.3% | Reduced |
| Signaturefd, LLC | 10,010 | $2.46M | 0.06% | −1,184−10.6% | Reduced |
| 1st Source Bank | 9,929 | $2.44M | 0.16% | +21+0.2% | Added |
| Thoroughbred Financial Services, LLC | 9,896 | $2.44M | 0.32% | +421+4.4% | Added |
| Eagle Asset Management Inc | 9,879 | $2.43M | 0.01% | +3,156+46.9% | Added |
| Mill Capital Management, LLC | 9,866 | $2.43M | 0.23% | 00.0% | Unchanged |
| Smith, Salley & Associates | 9,861 | $2.43M | 0.18% | +1,055+12.0% | Added |
| CAPROCK Group, Inc. | 9,852 | $2.42M | 0.18% | +605+6.5% | Added |
| Cumberland Advisors Inc | 9,850 | $2.42M | 1.11% | 00.0% | Unchanged |
| McKinley Carter Wealth Services, Inc. | 9,824 | $2.42M | 0.18% | +162+1.7% | Added |