Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Geneva Partners, LLC | 9,811 | $2.41M | 1.57% | +9,811 | New |
| Hoylecohen, LLC | 9,783 | $2.41M | 0.21% | −154−1.5% | Reduced |
| Hudock, Inc. | 9,778 | $2.41M | 0.57% | +24+0.2% | Added |
| Ignite Planners, LLC | 9,806 | $2.40M | 0.92% | −25−0.3% | Reduced |
| Johnson Investment Counsel Inc | 9,764 | $2.40M | 0.03% | +323+3.4% | Added |
| Jag Capital Management, LLC | 9,751 | $2.40M | 0.28% | +669+7.4% | Added |
| Evercore Wealth Management, LLC | 9,697 | $2.39M | 0.04% | −50−0.5% | Reduced |
| Palisade Asset Management, LLC | 9,668 | $2.38M | 0.28% | +39+0.4% | Added |
| Atomi Financial Group, Inc. | 9,666 | $2.38M | 1.08% | +425+4.6% | Added |
| First National Bank & Trust Co of Newtown | 9,643 | $2.37M | 0.51% | +116+1.2% | Added |
| Becker Capital Management Inc | 9,614 | $2.37M | 0.09% | −19,485−67.0% | Reduced |
| Core Wealth Advisors, Inc. | 9,612 | $2.37M | 0.95% | +405+4.4% | Added |
| Wellington Shields & Co., LLC | 9,600 | $2.36M | 0.56% | 00.0% | Unchanged |
| Moody National Bank Trust Division | 9,575 | $2.36M | 0.16% | +82+0.9% | Added |
| Berkshire Bank | 9,510 | $2.34M | 0.65% | −72−0.8% | Reduced |
| 44 Wealth Management LLC | 9,498 | $2.34M | 0.80% | +6,070+177.1% | Added |
| McMillion Capital Management Inc | 9,481 | $2.33M | 2.08% | −265−2.7% | Reduced |
| Finer Wealth Management, Inc. | 9,465 | $2.33M | 1.82% | +351+3.9% | Added |
| Diversified Trust Co | 9,436 | $2.32M | 0.08% | −27−0.3% | Reduced |
| Legacy Financial Strategies, LLC | 9,423 | $2.32M | 0.78% | +9,423 | New |
| Baldwin Investment Management, LLC | 9,408 | $2.31M | 0.38% | +173+1.9% | Added |
| Kistler-Tiffany Companies, LLC | 9,404 | $2.31M | 0.38% | +70+0.7% | Added |
| Intact Investment Management Inc. | 9,400 | $2.31M | 0.09% | −2,100−18.3% | Reduced |
| Buckley Wealth Management, LLC | 9,372 | $2.31M | 0.78% | −100−1.1% | Reduced |
| FLC Capital Advisors | 9,356 | $2.30M | 0.67% | 00.0% | Unchanged |
| Ti-Trust, Inc | 9,247 | $2.28M | 2.09% | 00.0% | Unchanged |
| Triad Financial Advisors, Inc. | 9,244 | $2.27M | 0.93% | −20.0% | Reduced |
| V Wealth Advisors LLC | 9,242 | $2.27M | 0.39% | +458+5.2% | Added |
| FIL Ltd | 9,215 | $2.27M | 0.00% | −1,849−16.7% | Reduced |
| Venture Visionary Partners LLC | 9,170 | $2.26M | 0.13% | +193+2.1% | Added |
| Loudon Investment Management, LLC | 9,128 | $2.25M | 1.48% | −300−3.2% | Reduced |
| Atlantic Union Bankshares Corp | 9,066 | $2.23M | 0.22% | −872−8.8% | Reduced |
| RB Capital Management, LLC | 9,051 | $2.23M | 0.69% | −226−2.4% | Reduced |
| Boston Private Wealth LLC | 9,022 | $2.22M | 0.04% | −31−0.3% | Reduced |
| Moneta Group Investment Advisors LLC | 8,908 | $2.19M | 0.05% | −309−3.4% | Reduced |
| Nilsine Partners, LLC | 8,895 | $2.19M | 0.32% | +20+0.2% | Added |
| Emfo, LLC | 8,893 | $2.19M | 1.99% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 8,878 | $2.18M | 0.09% | −71−0.8% | Reduced |
| Sumitomo Life Insurance Co | 8,869 | $2.18M | 0.10% | −756−7.9% | Reduced |
| Van Hulzen Asset Management, LLC | 8,845 | $2.18M | 0.19% | +7,702+673.8% | Added |
| Vinva Investment Management Ltd | 8,909 | $2.18M | 0.19% | −2,026−18.5% | Reduced |
| TKG Advisors, LLC | 8,831 | $2.17M | 1.41% | +3,451+64.1% | Added |
| Avitas Wealth Management LLC | 8,811 | $2.17M | 0.39% | +91+1.0% | Added |
| Park National Corp | 8,786 | $2.16M | 0.09% | −226−2.5% | Reduced |
| Pure Financial Advisors, Inc. | 8,771 | $2.16M | 0.09% | −40−0.5% | Reduced |
| Hanson & Doremus Investment Management | 8,767 | $2.16M | 0.45% | +89+1.0% | Added |
| Wealthcare Advisory Partners LLC | 8,686 | $2.14M | 0.10% | −497−5.4% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 8,679 | $2.14M | 0.01% | −100−1.1% | Reduced |
| Meeder Advisory Services, Inc. | 8,680 | $2.14M | 0.23% | −341−3.8% | Reduced |
| LMG Wealth Partners, LLC | 8,680 | $2.14M | 0.65% | +187+2.2% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,654 | $2.13M | 1.33% | −126−1.4% | Reduced |
| Mather Group, LLC. | 8,641 | $2.13M | 0.03% | +5,520+176.9% | Added |
| Wealth Enhancement Advisory Services, LLC | 8,637 | $2.13M | 0.02% | +5+0.1% | Added |
| Argent Advisors, Inc. | 8,512 | $2.09M | 0.96% | +4,307+102.4% | Added |
| HBK Sorce Advisory LLC | 8,500 | $2.09M | 0.09% | −714−7.7% | Reduced |
| Douglass Winthrop Advisors, LLC | 8,495 | $2.09M | 0.05% | 00.0% | Unchanged |
| Boltwood Capital Management | 8,488 | $2.09M | 0.75% | −59−0.7% | Reduced |
| CoreCap Advisors, LLC | 8,476 | $2.09M | 0.15% | +8,476 | New |
| EP Wealth Advisors, LLC | 5,759 | $2.07M | 0.03% | −1,827−24.1% | Reduced |
| Court Place Advisors, LLC | 8,349 | $2.05M | 0.72% | −250−2.9% | Reduced |
| Rothschild Investment Corp | 8,327 | $2.05M | 0.17% | +1,996+31.5% | Added |
| Cornell Pochily Investment Advisors, Inc. | 8,317 | $2.05M | 0.84% | +1,610+24.0% | Added |
| First Dallas Securities Inc. | 8,314 | $2.05M | 1.14% | +81+1.0% | Added |
| Slagle Financial, LLC | 8,311 | $2.04M | 1.27% | +8,311 | New |
| Chapin Davis, Inc. | 8,291 | $2.04M | 0.97% | +108+1.3% | Added |
| Summit Financial, LLC | 8,240 | $2.03M | 0.15% | +6,246+313.2% | Added |
| Global Trust Asset Management, LLC | 8,228 | $2.02M | 0.91% | 00.0% | Unchanged |
| Convergence Investment Partners, LLC | 8,142 | $2.00M | 1.15% | +1,678+26.0% | Added |
| Fruth Investment Management | 8,133 | $2.00M | 0.57% | −10−0.1% | Reduced |
| Argent Trust Co | 8,103 | $1.99M | 0.11% | +7+0.1% | Added |
| Trust Investment Advisors | 8,089 | $1.99M | 1.61% | −68−0.8% | Reduced |
| SlateStone Wealth, LLC | 8,084 | $1.99M | 0.37% | −194−2.3% | Reduced |
| MB, Levis & Associates, LLC | 8,081 | $1.99M | 1.27% | −35−0.4% | Reduced |
| Bowen Hanes & Co Inc | 8,079 | $1.99M | 0.06% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 8,075 | $1.99M | 0.27% | −10−0.1% | Reduced |
| MidWestOne Financial Group, Inc. | 8,044 | $1.98M | 0.43% | +387+5.1% | Added |
| ARS Wealth Advisors Group, LLC | 8,031 | $1.98M | 0.31% | −3,084−27.7% | Reduced |
| Cohen Klingenstein LLC | 8,000 | $1.97M | 0.09% | 00.0% | Unchanged |
| Members Capital Advisors Inc | 7,997 | $1.97M | 2.01% | −1,903−19.2% | Reduced |
| Ci Investments Inc. | 7,986 | $1.97M | 0.01% | +150+1.9% | Added |
| Ropes Wealth Advisors LLC | 7,976 | $1.96M | 0.33% | +10+0.1% | Added |
| Tradewinds, LLC. | 7,919 | $1.95M | 1.15% | −118−1.5% | Reduced |
| Investors Asset Management of Georgia Inc | 7,918 | $1.95M | 1.00% | −50−0.6% | Reduced |
| Cornercap Investment Counsel Inc | 7,912 | $1.95M | 0.34% | +380+5.0% | Added |
| We Are One Seven, LLC | 7,910 | $1.95M | 0.18% | −836−9.6% | Reduced |
| Cynosure Management, LLC | 7,876 | $1.94M | 0.58% | +6,094+342.0% | Added |
| Exchange Bank | 7,846 | $1.93M | 1.87% | +7,846 | New |
| Kempner Capital Management Inc. | 7,842 | $1.93M | 1.24% | 00.0% | Unchanged |
| Gifford Fong Associates | 7,800 | $1.92M | 0.45% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 7,799 | $1.92M | 0.16% | +94+1.2% | Added |
| Stone Point Wealth LLC | 7,786 | $1.92M | 0.79% | +175+2.3% | Added |
| Dorsey & Whitney Trust CO LLC | 7,727 | $1.90M | 0.16% | +231+3.1% | Added |
| United Community Bank | 7,720 | $1.90M | 1.67% | −84−1.1% | Reduced |
| J.W. Cole Advisors, Inc. | 7,713 | $1.90M | 0.14% | +722+10.3% | Added |
| Westwood Holdings Group Inc. | 7,705 | $1.90M | 0.02% | +1,049+15.8% | Added |
| Howland Capital Management LLC | 7,685 | $1.89M | 0.11% | −469−5.8% | Reduced |
| United Asset Strategies, Inc. | 7,651 | $1.88M | 0.23% | +77+1.0% | Added |
| Axxcess Wealth Management, LLC | 7,811 | $1.87M | 0.14% | +374+5.0% | Added |
| Silverlake Wealth Management LLC | 7,598 | $1.87M | 1.04% | +15+0.2% | Added |
| Atlas Brown,Inc. | 7,583 | $1.87M | 0.82% | +4+0.1% | Added |