Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| D. Scott Neal, Inc. | 7,549 | $1.86M | 1.40% | −12−0.2% | Reduced |
| Cambridge Trust Co | 7,492 | $1.84M | 0.08% | −511−6.4% | Reduced |
| Weatherly Asset Management L. P. | 7,463 | $1.84M | 0.21% | −25−0.3% | Reduced |
| Arete Wealth Advisors, LLC | 7,452 | $1.83M | 0.16% | +1,729+30.2% | Added |
| Focused Wealth Management, Inc | 7,430 | $1.83M | 0.33% | −44−0.6% | Reduced |
| RFG Advisory, LLC | 7,396 | $1.82M | 0.08% | +17+0.2% | Added |
| Verdence Capital Advisors LLC | 7,384 | $1.82M | 0.21% | +27+0.4% | Added |
| Cunning Capital Partners, LP | 0 | $1.80M | 1.14% | −7,320−100.0% | Reduced |
| BCM Advisors, LLC | 7,000 | $1.79M | 0.48% | 00.0% | Unchanged |
| Garrett Investment Advisors LLC | 7,272 | $1.79M | 0.26% | +895+14.0% | Added |
| Daymark Wealth Partners, LLC | 7,272 | $1.79M | 0.13% | +4,876+203.5% | Added |
| Warren Averett Asset Management, LLC | 7,243 | $1.78M | 0.08% | +2,563+54.8% | Added |
| Westpac Banking Corp | 7,218 | $1.78M | 0.13% | −40,257−84.8% | Reduced |
| Quest Investment Management LLC | 7,193 | $1.77M | 0.24% | −395−5.2% | Reduced |
| Triangle Securities Wealth Management | 7,184 | $1.77M | 0.61% | −190−2.6% | Reduced |
| Cross Staff Investments Inc | 7,163 | $1.76M | 1.62% | 00.0% | Unchanged |
| Hoey Investments, Inc | 7,160 | $1.76M | 0.58% | −1,948−21.4% | Reduced |
| Franklin Street Advisors Inc | 7,155 | $1.76M | 0.15% | +155+2.2% | Added |
| Columbia Trust Co 01012016 | 7,150 | $1.76M | 0.99% | −456−6.0% | Reduced |
| Cascade Investment Advisors, Inc. | 7,090 | $1.74M | 1.30% | +80+1.1% | Added |
| Gables Capital Management Inc. | 7,070 | $1.74M | 1.14% | +75+1.1% | Added |
| Valley Brook Capital Group | 7,060 | $1.74M | 1.60% | 00.0% | Unchanged |
| Probity Advisors, Inc. | 7,059 | $1.74M | 0.38% | +7,059 | New |
| Argus Investors' Counsel, Inc. | 7,040 | $1.73M | 1.20% | +180+2.6% | Added |
| Ritholtz Wealth Management | 7,040 | $1.73M | 0.08% | +303+4.5% | Added |
| Wilson & Boucher Capital Management, LLC | 6,981 | $1.72M | 1.55% | 00.0% | Unchanged |
| Legacy Bridge, LLC | 6,980 | $1.72M | 1.15% | +235+3.5% | Added |
| Papp L Roy & Associates | 6,962 | $1.71M | 0.22% | −248−3.4% | Reduced |
| Rockland Trust Co | 6,951 | $1.71M | 0.10% | +151+2.2% | Added |
| AMG National Trust Bank | 6,930 | $1.71M | 0.06% | −223−3.1% | Reduced |
| Osborne Partners Capital Management, LLC | 6,921 | $1.70M | 0.12% | −81−1.2% | Reduced |
| Parallel Advisors, LLC | 6,917 | $1.70M | 0.05% | −426−5.8% | Reduced |
| Arbor Trust Wealth Advisors, LLC | 6,916 | $1.70M | 1.08% | +360+5.5% | Added |
| Oarsman Capital, Inc. | 6,890 | $1.70M | 0.74% | −204−2.9% | Reduced |
| Nemes Rush Group LLC | 6,864 | $1.69M | 0.30% | +6,864 | New |
| Intellectus Partners, LLC | 6,834 | $1.68M | 0.50% | −176−2.5% | Reduced |
| Oak Asset Management, LLC | 6,821 | $1.68M | 0.70% | −110−1.6% | Reduced |
| Western Wealth Management, LLC | 6,802 | $1.67M | 0.14% | +490+7.8% | Added |
| Staley Capital Advisers Inc | 6,800 | $1.67M | 0.09% | 00.0% | Unchanged |
| XML Financial, LLC | 6,798 | $1.67M | 0.19% | +443+7.0% | Added |
| TD Private Client Wealth LLC | 6,791 | $1.67M | 0.07% | −838−11.0% | Reduced |
| Hilton Capital Management, LLC | 6,783 | $1.67M | 0.20% | 00.0% | Unchanged |
| Clarius Group, LLC | 6,775 | $1.67M | 0.13% | −93−1.4% | Reduced |
| Avantax Planning Partners, Inc. | 6,725 | $1.65M | 0.07% | −319−4.5% | Reduced |
| Citizens Financial Group Inc | 6,705 | $1.65M | 0.06% | −756−10.1% | Reduced |
| Ar Asset Management Inc | 6,700 | $1.65M | 0.44% | 00.0% | Unchanged |
| Transamerica Financial Advisors, Inc. | 6,691 | $1.65M | 0.21% | +7+0.1% | Added |
| Resources Investment Advisors, LLC. | 6,672 | $1.64M | 0.04% | −523−7.3% | Reduced |
| Greenfield Savings Bank | 6,671 | $1.64M | 1.11% | +360+5.7% | Added |
| St Germain D J Co Inc | 6,668 | $1.64M | 0.09% | +6,668 | New |
| Inscription Capital, LLC | 6,636 | $1.63M | 0.51% | −428−6.1% | Reduced |
| Leonteq Securities AG | 6,604 | $1.62M | 0.17% | −7,451−53.0% | Reduced |
| Horizon Kinetics Asset Management LLC | 6,598 | $1.62M | 0.04% | +98+1.5% | Added |
| Bragg Financial Advisors, Inc | 6,596 | $1.62M | 0.09% | 00.0% | Unchanged |
| Thomas White International Ltd | 6,572 | $1.62M | 0.34% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 6,529 | $1.61M | 0.39% | +399+6.5% | Added |
| Vigilant Capital Management, LLC | 6,442 | $1.58M | 0.12% | +1,700+35.8% | Added |
| Fort Point Capital Partners LLC | 6,428 | $1.58M | 0.24% | +218+3.5% | Added |
| Thompson Siegel & Walmsley LLC | 6,371 | $1.57M | 0.02% | −237−3.6% | Reduced |
| Qtron Investments LLC | 6,355 | $1.56M | 0.30% | −586−8.4% | Reduced |
| Coastline Trust Co | 6,335 | $1.56M | 0.22% | −148−2.3% | Reduced |
| Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group | 6,332 | $1.56M | 0.72% | +3,400+116.0% | Added |
| Quantamental Technologies LLC | 6,300 | $1.55M | 0.65% | +6,300 | New |
| Inspire Advisors, LLC | 6,293 | $1.55M | 0.30% | −312−4.7% | Reduced |
| Resources Management Corp | 6,290 | $1.55M | 0.24% | −84,335−93.1% | Reduced |
| Vise Technologies, Inc. | 6,276 | $1.54M | 0.37% | +1,868+42.4% | Added |
| Cigna Investments Inc | 6,264 | $1.54M | 0.29% | −66−1.0% | Reduced |
| Imprint Wealth LLC | 6,242 | $1.54M | 0.97% | +110+1.8% | Added |
| HBK Investments L P | 6,222 | $1.53M | 0.05% | +6,222 | New |
| Affinity Investment Advisors, LLC | 6,219 | $1.53M | 0.89% | +127+2.1% | Added |
| Watershed Private Wealth LLC | 6,215 | $1.53M | 0.93% | 00.0% | Unchanged |
| Haverford Trust Co | 6,198 | $1.53M | 0.02% | −63−1.0% | Reduced |
| WealthPLAN Partners, LLC | 6,193 | $1.52M | 0.22% | −426−6.4% | Reduced |
| Spreng Capital Management, Inc. | 6,182 | $1.52M | 1.19% | −300−4.6% | Reduced |
| WBH Advisory Inc | 6,150 | $1.51M | 0.18% | −155−2.5% | Reduced |
| Avidian Wealth Solutions, LLC | 6,140 | $1.51M | 0.10% | −16,027−72.3% | Reduced |
| Independent Financial Group, LLC | 6,082 | $1.50M | 0.10% | +496+8.9% | Added |
| River Wealth Advisors LLC | 6,081 | $1.50M | 0.25% | −100−1.6% | Reduced |
| Princeton Capital Management LLC | 6,078 | $1.50M | 0.62% | −490−7.5% | Reduced |
| Portside Wealth Group, LLC | 6,041 | $1.49M | 0.28% | +6,041 | New |
| Jaffetilchin Investment Partners, LLC | 6,030 | $1.48M | 0.16% | −18−0.3% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 6,015 | $1.48M | 0.24% | −160−2.6% | Reduced |
| Benedict Financial Advisors Inc | 6,013 | $1.48M | 0.41% | +201+3.5% | Added |
| True North Advisors, LLC | 6,012 | $1.48M | 0.42% | +167+2.9% | Added |
| Checchi Capital Advisers, LLC | 6,011 | $1.48M | 0.13% | +99+1.7% | Added |
| Cozad Asset Management Inc | 6,006 | $1.48M | 0.18% | −242−3.9% | Reduced |
| Washington Trust Bank | 5,992 | $1.47M | 0.15% | +140+2.4% | Added |
| Guardian Investment Management | 5,987 | $1.47M | 1.27% | −3,165−34.6% | Reduced |
| Keudell/Morrison Wealth Management | 5,987 | $1.47M | 0.42% | 00.0% | Unchanged |
| Stonegate Investment Group, LLC | 5,977 | $1.47M | 0.05% | +201+3.5% | Added |
| First National Bank Sioux Falls | 5,970 | $1.47M | 0.93% | 00.0% | Unchanged |
| Massachusetts Wealth Management | 5,951 | $1.46M | 1.40% | +245+4.3% | Added |
| Bridgeway Capital Management, LLC | 5,940 | $1.46M | 0.03% | +5,940 | New |
| Mattern Wealth Management LLC | 5,934 | $1.46M | 0.43% | −201−3.3% | Reduced |
| Lifeworks Advisors, LLC | 5,900 | $1.45M | 0.62% | +517+9.6% | Added |
| Essex Savings Bank | 5,898 | $1.45M | 0.48% | +117+2.0% | Added |
| Nomura Holdings Inc | 5,860 | $1.44M | 0.01% | −31,600−84.4% | Reduced |
| LGT Group Foundation | 5,850 | $1.44M | 0.03% | −174−2.9% | Reduced |
| Beaton Management Co. Inc. | 5,823 | $1.43M | 0.91% | 00.0% | Unchanged |
| WBI Investments | 5,815 | $1.43M | 0.26% | +5,815 | New |