Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coastal Investment Advisors, Inc. | 5,801 | $1.43M | 0.31% | −491−7.8% | Reduced |
| Duff & Phelps Investment Management Co | 5,775 | $1.42M | 0.02% | 00.0% | Unchanged |
| Zhang Financial LLC | 5,735 | $1.42M | 0.15% | +823+16.8% | Added |
| HRT Financial LP | 5,736 | $1.41M | 0.01% | +3,483+154.6% | Added |
| Eads & Heald Wealth Management | 5,722 | $1.41M | 0.69% | +1,579+38.1% | Added |
| CFM Wealth Partners LLC | 5,688 | $1.40M | 0.34% | 00.0% | Unchanged |
| Financial Architects, Inc | 5,687 | $1.40M | 0.21% | −319−5.3% | Reduced |
| Cobblestone Capital Advisors LLC | 5,676 | $1.40M | 0.10% | 00.0% | Unchanged |
| Pine Valley Investments Ltd Liability Co | 5,644 | $1.39M | 0.14% | +5,644 | New |
| Occidental Asset Management, LLC | 5,634 | $1.39M | 0.31% | +4,214+296.8% | Added |
| Alaethes Wealth LLC | 5,627 | $1.38M | 0.76% | +144+2.6% | Added |
| Investment House LLC | 5,623 | $1.38M | 0.10% | −582−9.4% | Reduced |
| Ballentine Partners, LLC | 5,621 | $1.38M | 0.03% | +207+3.8% | Added |
| DHJJ Financial Advisors, Ltd. | 5,612 | $1.38M | 0.72% | −42−0.7% | Reduced |
| Eagle Rock Investment Company, LLC | 5,323 | $1.37M | 0.29% | +5,323 | New |
| Lindbrook Capital, LLC | 5,529 | $1.36M | 0.14% | +897+19.4% | Added |
| Total Clarity Wealth Management, Inc. | 5,516 | $1.36M | 0.67% | +1,288+30.5% | Added |
| Essex Investment Management Co LLC | 5,509 | $1.36M | 0.19% | −9,421−63.1% | Reduced |
| Penobscot Investment Management Company, Inc. | 5,505 | $1.35M | 0.22% | −100−1.8% | Reduced |
| Harvest Volatility Management LLC | 5,495 | $1.35M | 0.27% | +213+4.0% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 5,488 | $1.35M | 0.05% | +176+3.3% | Added |
| Parkside Financial Bank & Trust | 5,470 | $1.35M | 0.32% | +597+12.3% | Added |
| RMB Capital Management, LLC | 5,398 | $1.33M | 0.04% | +1,674+45.0% | Added |
| Schechter Investment Advisors, LLC | 5,397 | $1.33M | 0.12% | −281−4.9% | Reduced |
| Douglas Lane & Associates, LLC | 5,383 | $1.32M | 0.02% | −172−3.1% | Reduced |
| Glen Eagle Advisors, LLC | 5,383 | $1.32M | 0.31% | −123−2.2% | Reduced |
| Sequent Asset Management, LLC | 5,375 | $1.32M | 1.43% | −486−8.3% | Reduced |
| Advisory Alpha, LLC | 5,364 | $1.32M | 0.07% | +1,234+29.9% | Added |
| Dynamic Technology Lab Private Ltd | 5,360 | $1.32M | 0.17% | +5,360 | New |
| Garrison Point Advisors, LLC | 5,350 | $1.32M | 0.95% | 00.0% | Unchanged |
| Shepherd Financial Partners LLC | 5,332 | $1.31M | 0.20% | +125+2.4% | Added |
| Indiana Trust & Investment Management CO | 5,322 | $1.31M | 0.67% | +413+8.4% | Added |
| Cladis Investment Advisory, LLC | 5,322 | $1.31M | 1.14% | −50−0.9% | Reduced |
| Tempus Wealth Planning, LLC | 5,300 | $1.30M | 0.59% | 00.0% | Unchanged |
| HM Payson & Co | 5,283 | $1.30M | 0.03% | +107+2.1% | Added |
| Arkadios Wealth Advisors | 5,271 | $1.30M | 0.15% | −616−10.5% | Reduced |
| Manchester Financial Inc | 5,259 | $1.29M | 0.37% | +7+0.1% | Added |
| Old Mission Investment Co LLC | 5,238 | $1.29M | 0.48% | +95+1.8% | Added |
| Amarillo National Bank | 5,236 | $1.29M | 0.25% | 00.0% | Unchanged |
| Charles Schwab Trust Co | 6,241 | $1.28M | 0.15% | 00.0% | Unchanged |
| Advisors Management Group Inc | 5,218 | $1.28M | 0.38% | +2,857+121.0% | Added |
| Harbour Investments, Inc. | 5,217 | $1.28M | 0.06% | +647+14.2% | Added |
| SevenBridge Financial Group, LLC | 5,207 | $1.28M | 0.33% | +33+0.6% | Added |
| Comerica Securities,inc. | 5,202 | $1.28M | 0.09% | −168−3.1% | Reduced |
| Cottage Street Advisors LLC | 5,193 | $1.28M | 0.93% | +282+5.7% | Added |
| Flaharty Asset Management, LLC | 5,185 | $1.28M | 0.22% | −223−4.1% | Reduced |
| International Assets Investment Management, LLC | 5,181 | $1.27M | 0.17% | +444+9.4% | Added |
| SOL Capital Management CO | 5,177 | $1.27M | 0.19% | 00.0% | Unchanged |
| Proequities, Inc. | 5,164 | $1.27M | 0.10% | −475−8.4% | Reduced |
| Cookson Peirce & Co Inc | 5,159 | $1.27M | 0.08% | −203−3.8% | Reduced |
| Schear Investment Advisers, LLC | 5,155 | $1.27M | 1.34% | +150+3.0% | Added |
| Foundations Investment Advisors, LLC | 5,153 | $1.27M | 0.04% | +432+9.2% | Added |
| Institute for Wealth Management, LLC. | 5,150 | $1.27M | 0.22% | +20.0% | Added |
| Xcel Wealth Management, LLC | 5,144 | $1.27M | 0.40% | +451+9.6% | Added |
| Sonora Investment Management Group, LLC | 5,131 | $1.26M | 0.11% | +208+4.2% | Added |
| Costello Asset Management, INC | 5,130 | $1.26M | 1.08% | −1,145−18.2% | Reduced |
| Wade G W & Inc | 5,123 | $1.26M | 0.05% | −1,071−17.3% | Reduced |
| First Foundation Advisors | 5,101 | $1.26M | 0.05% | +281+5.8% | Added |
| GYL Financial Synergies, LLC | 5,098 | $1.25M | 0.11% | +2,594+103.6% | Added |
| Wintrust Investments LLC | 5,066 | $1.25M | 0.12% | +10.0% | Added |
| Forum Financial Management, LP | 5,029 | $1.24M | 0.03% | +696+16.1% | Added |
| Donoghue Forlines LLC | 5,028 | $1.24M | 0.39% | +3,084+158.6% | Added |
| First County Bank | 5,011 | $1.23M | 0.60% | +497+11.0% | Added |
| IFP Advisors, Inc | 14,805 | $1.23M | 0.06% | +8,050+119.2% | Added |
| K.J. Harrison & Partners Inc | 5,000 | $1.23M | 0.22% | 00.0% | Unchanged |
| Cypress Capital Group | 4,958 | $1.22M | 0.18% | +714+16.8% | Added |
| Baker Tilly Wealth Management, LLC | 4,936 | $1.21M | 0.13% | −32−0.6% | Reduced |
| Naviter Wealth, LLC | 4,935 | $1.21M | 0.31% | +613+14.2% | Added |
| Northern Financial Advisors Inc | 4,926 | $1.21M | 1.07% | +588+13.6% | Added |
| Optimum Investment Advisors | 4,920 | $1.21M | 0.59% | +500+11.3% | Added |
| Security National Bank | 4,882 | $1.20M | 0.31% | +2,300+89.1% | Added |
| Diligent Investors, LLC | 4,859 | $1.20M | 0.35% | −102−2.1% | Reduced |
| Tower Bridge Advisors | 4,845 | $1.19M | 0.11% | −4,900−50.3% | Reduced |
| Garde Capital, Inc. | 4,836 | $1.19M | 0.10% | 00.0% | Unchanged |
| WD Rutherford LLC | 4,809 | $1.18M | 0.76% | −55−1.1% | Reduced |
| Tanglewood Legacy Advisors, LLC | 4,785 | $1.18M | 0.68% | 00.0% | Unchanged |
| Pacific Wealth Strategies Group, Inc. | 4,784 | $1.18M | 1.20% | +254+5.6% | Added |
| Choate Investment Advisors | 4,782 | $1.18M | 0.05% | +360+8.1% | Added |
| Solidarilty Wealth, LLC | 4,774 | $1.17M | 0.48% | +4,774 | New |
| Eldridge Investment Advisors, Inc. | 4,749 | $1.17M | 0.38% | 00.0% | Unchanged |
| Diamant Asset Management, Inc. | 4,735 | $1.17M | 0.89% | −42−0.9% | Reduced |
| Charter Research & Investment Group, Inc. | 4,733 | $1.16M | 0.97% | 00.0% | Unchanged |
| Ingalls & Snyder LLC | 4,729 | $1.16M | 0.06% | −5−0.1% | Reduced |
| Bahl & Gaynor Inc | 4,714 | $1.16M | 0.01% | +95+2.1% | Added |
| Bartlett & Co. Wealth Management LLC | 4,700 | $1.16M | 0.02% | +2,167+85.6% | Added |
| Bartlett & Co. LLC | 4,700 | $1.16M | 0.02% | +2,167+85.6% | Added |
| Widmann Financial Services, Inc. | 4,696 | $1.16M | 1.11% | −40−0.8% | Reduced |
| Patten & Patten Inc | 4,692 | $1.15M | 0.10% | +897+23.6% | Added |
| Good Life Advisors, LLC | 4,690 | $1.15M | 0.13% | −18−0.4% | Reduced |
| Continuum Advisory, LLC | 4,687 | $1.15M | 0.18% | −18−0.4% | Reduced |
| Eudaimonia Partners, LLC | 4,681 | $1.15M | 0.26% | −699−13.0% | Reduced |
| Little House Capital LLC | 4,680 | $1.15M | 0.49% | +19+0.4% | Added |
| Accurate Wealth Management, LLC | 4,496 | $1.15M | 0.36% | +384+9.3% | Added |
| InTrack Investment Management Inc | 4,655 | $1.15M | 0.94% | +4,655 | New |
| Eastern Bank | 4,639 | $1.14M | 0.05% | −50−1.1% | Reduced |
| Byrne Asset Management LLC | 4,639 | $1.14M | 0.74% | +84+1.8% | Added |
| Private Asset Management Inc | 4,637 | $1.14M | 0.22% | −817−15.0% | Reduced |
| Opes Wealth Management LLC | 4,626 | $1.14M | 0.32% | +2,166+88.0% | Added |
| Engineers Gate Manager LP | 4,617 | $1.14M | 0.04% | +48+1.1% | Added |
| Nations Financial Group Inc, | 4,616 | $1.14M | 0.11% | −319−6.5% | Reduced |