Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Flputnam Investment Management Co | 4,596 | $1.13M | 0.03% | +254+5.8% | Added |
| Pinnacle West Asset Management, Inc. | 4,580 | $1.13M | 1.09% | −30−0.7% | Reduced |
| Am Investment Strategies LLC | 4,582 | $1.13M | 0.35% | +100+2.2% | Added |
| PSI Advisors, LLC | 4,567 | $1.12M | 0.49% | +2,212+93.9% | Added |
| Orleans Capital Management Corp | 4,565 | $1.12M | 0.80% | −40−0.9% | Reduced |
| Epoch Investment Partners, Inc. | 4,560 | $1.12M | 0.01% | +230+5.3% | Added |
| LexAurum Advisors, LLC | 4,538 | $1.12M | 0.34% | +723+19.0% | Added |
| Dark Forest Capital Management LP | 4,533 | $1.12M | 0.12% | +2,091+85.6% | Added |
| Allen Capital Group, LLC | 4,525 | $1.11M | 0.20% | −53−1.2% | Reduced |
| Waldron Private Wealth LLC | 4,524 | $1.11M | 0.06% | −5,034−52.7% | Reduced |
| Symmetry Partners, LLC | 4,518 | $1.11M | 0.06% | −5,702−55.8% | Reduced |
| West Oak Capital, LLC | 4,517 | $1.11M | 0.54% | −350−7.2% | Reduced |
| Westhampton Capital, LLC | 4,510 | $1.11M | 0.72% | 00.0% | Unchanged |
| Beacon Investment Advisors LLC | 4,508 | $1.11M | 0.76% | −340−7.0% | Reduced |
| Sound View Wealth Advisors Group, LLC | 4,502 | $1.11M | 0.15% | −39−0.9% | Reduced |
| GPS Wealth Strategies Group, LLC | 4,499 | $1.11M | 0.21% | +407+9.9% | Added |
| Kovack Advisors, Inc. | 4,452 | $1.10M | 0.14% | −88−1.9% | Reduced |
| Beech Hill Advisors, Inc. | 4,450 | $1.09M | 0.53% | 00.0% | Unchanged |
| Duality Advisers, LP | 4,447 | $1.09M | 0.14% | +4,447 | New |
| Gilbert & Cook, Inc. | 4,442 | $1.09M | 0.18% | +230+5.5% | Added |
| RS Crum Inc. | 4,430 | $1.09M | 0.39% | +125+2.9% | Added |
| Strategic Blueprint, LLC | 4,423 | $1.09M | 0.10% | +452+11.4% | Added |
| Smithfield Trust Co | 4,415 | $1.09M | 0.07% | 00.0% | Unchanged |
| Capital Wealth Planning, LLC | 4,414 | $1.09M | 0.01% | +184+4.3% | Added |
| Biltmore Family Office, LLC | 4,412 | $1.09M | 0.23% | −437−9.0% | Reduced |
| Aureus Asset Management, LLC | 4,403 | $1.08M | 0.08% | −1,408−24.2% | Reduced |
| High Falls Advisors, Inc | 4,402 | $1.08M | 0.31% | −20−0.5% | Reduced |
| Flagship Harbor Advisors, LLC | 4,399 | $1.08M | 0.09% | +1,092+33.0% | Added |
| Princeton Global Asset Management LLC | 4,385 | $1.08M | 0.32% | −30−0.7% | Reduced |
| Roman Butler Fullerton & Co | 4,098 | $1.08M | 0.49% | −411−9.1% | Reduced |
| First Hawaiian Bank | 4,373 | $1.08M | 0.04% | −642−12.8% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 4,373 | $1.08M | 0.30% | +45+1.0% | Added |
| Farmers Trust Co | 4,370 | $1.08M | 0.23% | −170−3.7% | Reduced |
| Clark Capital Management Group, Inc. | 4,361 | $1.07M | 0.01% | +622+16.6% | Added |
| Y-Intercept (Hong Kong) Ltd | 4,356 | $1.07M | 0.11% | +1,673+62.4% | Added |
| CWM Advisors, LLC | 4,354 | $1.07M | 0.13% | +2,383+120.9% | Added |
| Aaron Wealth Advisors | 4,349 | $1.07M | 0.14% | +376+9.5% | Added |
| Norway Savings Bank | 4,345 | $1.07M | 0.58% | +890+25.8% | Added |
| Clearstead Advisors, LLC | 4,329 | $1.07M | 0.06% | +1,200+38.4% | Added |
| Trustmark National Bank Trust Department | 4,304 | $1.06M | 0.10% | −103−2.3% | Reduced |
| Sit Investment Associates Inc | 4,300 | $1.06M | 0.03% | 00.0% | Unchanged |
| Virtue Capital Management, LLC | 4,321 | $1.06M | 0.18% | +584+15.6% | Added |
| NorthRock Partners, LLC | 4,287 | $1.05M | 0.12% | −714−14.3% | Reduced |
| Quadrant Capital Group LLC | 4,275 | $1.05M | 0.10% | +82+2.0% | Added |
| Carson Advisory Inc. | 4,251 | $1.05M | 0.88% | −10−0.2% | Reduced |
| Change Path, LLC | 4,244 | $1.04M | 0.05% | +694+19.5% | Added |
| World Equity Group, Inc. | 4,241 | $1.04M | 0.31% | −127,392−96.8% | Reduced |
| Stonehage Fleming Financial Services Holdings Ltd | 4,240 | $1.04M | 0.04% | −1,340−24.0% | Reduced |
| Dana Investment Advisors, Inc. | 4,229 | $1.04M | 0.05% | −24−0.6% | Reduced |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 4,225 | $1.04M | 0.00% | −845−16.7% | Reduced |
| Sound Financial Strategies Group, LLC | 4,219 | $1.04M | 0.76% | −440−9.4% | Reduced |
| Amussen Hunsaker Associates LLC | 4,208 | $1.04M | 0.23% | −250−5.6% | Reduced |
| Windsor Group LTD | 4,216 | $1.04M | 0.19% | −52−1.2% | Reduced |
| Birch Hill Investment Advisors LLC | 4,214 | $1.04M | 0.06% | 00.0% | Unchanged |
| Solstein Capital, LLC | 4,214 | $1.04M | 0.86% | 00.0% | Unchanged |
| City State Bank | 4,212 | $1.04M | 0.56% | −18−0.4% | Reduced |
| TRUE Private Wealth Advisors | 4,205 | $1.03M | 0.15% | −26−0.6% | Reduced |
| FinTrust Capital Advisors, LLC | 4,310 | $1.03M | 0.25% | 00.0% | Unchanged |
| Gradient Investments LLC | 4,189 | $1.03M | 0.03% | +338+8.8% | Added |
| Edgestream Partners, L.P. | 4,176 | $1.03M | 0.09% | −7,660−64.7% | Reduced |
| Werlinich Asset Management, LLC | 4,175 | $1.03M | 0.82% | +200+5.0% | Added |
| Wedmont Private Capital | 3,995 | $1.02M | 0.11% | +289+7.8% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 4,148 | $1.02M | 0.02% | +4,148 | New |
| Confluence Wealth Services, Inc. | 4,144 | $1.02M | 0.22% | +26+0.6% | Added |
| RFP Financial Group LLC | 4,112 | $1.01M | 0.41% | +3,271+388.9% | Added |
| Monticello Wealth Management, LLC | 4,105 | $1.01M | 0.10% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 4,105 | $1.01M | 0.04% | +310+8.2% | Added |
| WMS Partners, LLC | 4,103 | $1.01M | 0.08% | −517−11.2% | Reduced |
| Montis Financial, LLC | 4,094 | $1.01M | 0.66% | +10.0% | Added |
| Live Oak Private Wealth LLC | 4,081 | $1.00M | 0.20% | 00.0% | Unchanged |
| Cim Investment Mangement Inc | 4,070 | $1.00M | 0.34% | +10+0.2% | Added |
| Acorn Wealth Advisors, LLC | 4,064 | $1.00M | 0.68% | +12+0.3% | Added |
| Journey Advisory Group, LLC | 4,062 | $999.6K | 0.15% | −225−5.2% | Reduced |
| Lantz Financial LLC | 4,061 | $999.1K | 0.39% | +52+1.3% | Added |
| Adell Harriman & Carpenter Inc | 4,034 | $997.7K | 0.10% | +125+3.2% | Added |
| IAM Advisory, LLC | 4,035 | $992.9K | 0.34% | −17−0.4% | Reduced |
| Chicago Capital, LLC | 4,035 | $992.8K | 0.04% | −100−2.4% | Reduced |
| ABN AMRO Bank N.V. | 4,032 | $990.9K | 0.02% | +1,273+46.1% | Added |
| Versor Investments LP | 4,026 | $990.6K | 0.17% | −9,899−71.1% | Reduced |
| Sciencast Management LP | 4,012 | $990.2K | 0.81% | +4,012 | New |
| Quad-Cities Investment Group, LLC | 4,021 | $989.4K | 0.65% | +3+0.1% | Added |
| Norwood Financial Corp | 4,020 | $989.1K | 1.48% | +90+2.3% | Added |
| Woodward Diversified Capital, LLC | 4,020 | $989.1K | 0.75% | −57−1.4% | Reduced |
| ZWJ Investment Counsel Inc | 4,018 | $988.5K | 0.05% | 00.0% | Unchanged |
| Paloma Partners Management Co | 4,015 | $987.9K | 0.23% | +4,015 | New |
| Kowal Investment Group, LLC | 4,012 | $987.2K | 0.26% | −16−0.4% | Reduced |
| SNS Financial Group, LLC | 4,011 | $986.9K | 0.13% | −11−0.3% | Reduced |
| Southeast Asset Advisors Inc. | 4,008 | $986.3K | 0.14% | −196−4.7% | Reduced |
| Paradigm Asset Management Co LLC | 4,000 | $984.2K | 0.26% | +3,400+566.7% | Added |
| Saybrook Capital | 4,000 | $984.0K | 0.29% | 00.0% | Unchanged |
| Great Lakes Retirement, Inc. | 3,998 | $983.6K | 0.17% | +151+3.9% | Added |
| Balentine LLC | 3,979 | $979.0K | 0.03% | +436+12.3% | Added |
| Mayflower Financial Advisors, LLC | 3,973 | $977.5K | 0.13% | −92−2.3% | Reduced |
| Texas Capital Bancshares Inc | 3,948 | $971.4K | 0.54% | −23−0.6% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 3,945 | $970.7K | 0.72% | −75−1.9% | Reduced |
| CoreFirst Bank & Trust | 3,943 | $970.2K | 0.68% | −290−6.9% | Reduced |
| Penserra Capital Management LLC | 3,949 | $970.0K | 0.02% | +3,921+14,003.6% | Added |
| Washington Trust Co | 3,941 | $969.7K | 0.04% | −70−1.7% | Reduced |
| IVC Wealth Advisors LLC | 3,939 | $969.1K | 0.61% | −52−1.3% | Reduced |
| Field & Main Bank | 3,933 | $967.7K | 0.54% | +74+1.9% | Added |