Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWA Asset Management Group, LLC | 3,926 | $965.9K | 0.07% | +314+8.7% | Added |
| Puzo Michael J | 3,925 | $965.7K | 0.31% | −100−2.5% | Reduced |
| Intrua Financial, LLC | 3,924 | $965.5K | 0.17% | +2,486+172.9% | Added |
| Investment Partners, Ltd. | 3,915 | $963.2K | 0.50% | −877−18.3% | Reduced |
| Summit Trail Advisors, LLC | 3,877 | $953.9K | 0.04% | +1,441+59.2% | Added |
| Catalyst Financial Partners LLC | 3,873 | $953.0K | 0.34% | +294+8.2% | Added |
| CRA Financial Services, LLC | 3,868 | $951.7K | 0.26% | +36+0.9% | Added |
| Wealth Management Partners, LLC | 3,868 | $951.7K | 0.60% | +550+16.6% | Added |
| Insigneo Advisory Services, LLC | 3,858 | $949.3K | 0.18% | +2,229+136.8% | Added |
| Regal Investment Advisors LLC | 3,848 | $946.8K | 0.08% | +194+5.3% | Added |
| Telos Capital Management, Inc. | 3,836 | $943.8K | 0.13% | −32−0.8% | Reduced |
| Founders Financial Securities LLC | 3,834 | $943.4K | 0.12% | +41+1.1% | Added |
| Csenge Advisory Group | 3,810 | $937.4K | 0.06% | +194+5.4% | Added |
| Westwood Management Corp | 3,800 | $935.0K | 0.12% | −5,500−59.1% | Reduced |
| UniSuper Management Pty Ltd | 3,800 | $935.0K | 0.01% | +3,800 | New |
| First Citizens Financial Corp | 3,795 | $933.8K | 0.63% | +3,795 | New |
| US Asset Management LLC | 3,789 | $932.0K | 0.98% | −3−0.1% | Reduced |
| Dynamic Advisor Solutions LLC | 3,774 | $928.7K | 0.05% | −431−10.2% | Reduced |
| 9258 Wealth Management, LLC | 3,767 | $926.9K | 0.17% | 00.0% | Unchanged |
| IPG Investment Advisors LLC | 3,766 | $926.6K | 0.20% | −270−6.7% | Reduced |
| Fort Pitt Capital Group, LLC | 3,765 | $926.4K | 0.03% | −550−12.7% | Reduced |
| South State Corp. | 3,757 | $924.4K | 0.08% | −614−14.0% | Reduced |
| Golden State Equity Partners | 3,326 | $923.1K | 0.26% | +3,326 | New |
| Curated Wealth Partners LLC | 3,749 | $922.4K | 0.18% | −13−0.3% | Reduced |
| Crawford Investment Counsel Inc | 3,746 | $921.7K | 0.02% | −28−0.7% | Reduced |
| WealthTrust Asset Management, LLC | 3,734 | $918.8K | 0.83% | −271−6.8% | Reduced |
| Circle Wealth Management, LLC | 3,716 | $914.4K | 0.12% | +2+0.1% | Added |
| Capital Investment Advisory Services, LLC | 3,711 | $913.0K | 0.09% | −254−6.4% | Reduced |
| High Net Worth Advisory Group LLC | 3,706 | $911.9K | 0.35% | −359−8.8% | Reduced |
| Penobscot Wealth Management | 3,697 | $909.0K | 0.67% | +122+3.4% | Added |
| Ostrum Asset Management | 3,682 | $906.0K | 0.08% | +2+0.1% | Added |
| Marble Harbor Investment Counsel, LLC | 3,679 | $905.2K | 0.11% | 00.0% | Unchanged |
| Vident Investment Advisory, LLC | 3,680 | $904.5K | 0.03% | −2,204−37.5% | Reduced |
| Legacy Capital Group California, Inc. | 3,675 | $904.2K | 0.37% | +102+2.9% | Added |
| Fairview Capital Investment Management, LLC | 3,668 | $902.5K | 0.06% | 00.0% | Unchanged |
| Nwam LLC | 3,666 | $902.2K | 0.07% | +1,443+64.9% | Added |
| Sentry Investment Management LLC | 3,664 | $902.0K | 0.34% | +230+6.7% | Added |
| Davis R M Inc | 3,646 | $897.0K | 0.02% | +14+0.4% | Added |
| Rodgers Brothers Inc. | 3,645 | $896.9K | 0.16% | +250+7.4% | Added |
| Wiley Bros.-Aintree Capital, LLC | 3,642 | $896.2K | 0.40% | +70+2.0% | Added |
| Shell Asset Management Co | 3,640 | $896.0K | 0.04% | −1,059−22.5% | Reduced |
| Transcend Wealth Collective, LLC | 3,635 | $894.5K | 0.09% | −86−2.3% | Reduced |
| Delta Investment Management, LLC | 3,635 | $894.4K | 0.25% | 00.0% | Unchanged |
| Rollins Financial | 3,630 | $893.2K | 0.24% | +1,782+96.4% | Added |
| First Manhattan Co | 3,628 | $892.7K | 0.00% | +253+7.5% | Added |
| ORG Partners LLC | 3,610 | $890.7K | 0.14% | +3,610 | New |
| Hancock Whitney Corp | 3,613 | $889.0K | 0.03% | −62−1.7% | Reduced |
| Farmers National Bank | 3,612 | $888.7K | 0.30% | −186−4.9% | Reduced |
| Dumont & Blake Investment Advisors LLC | 3,609 | $888.0K | 0.29% | +15+0.4% | Added |
| Maven Securities LTD | 3,609 | $888.0K | 0.13% | +3,609 | New |
| Gleason Group, Inc. | 3,604 | $886.7K | 0.23% | −2−0.1% | Reduced |
| Caxton Associates LP | 3,595 | $884.5K | 0.13% | +3,595 | New |
| Rehmann Capital Advisory Group | 3,594 | $884.4K | 0.08% | −16−0.4% | Reduced |
| Abn Amro Investment Solutions | 3,592 | $883.8K | 0.02% | +123+3.5% | Added |
| Stratos Wealth Advisors, LLC | 3,586 | $882.4K | 0.06% | +178+5.2% | Added |
| J. W. Coons Advisors, LLC | 3,580 | $880.9K | 0.24% | −50−1.4% | Reduced |
| Taurus Asset Management, LLC | 3,558 | $875.4K | 0.10% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $871.0K | 0.25% | 00.0% | Unchanged |
| DMG Group, LLC | 3,537 | $870.3K | 0.87% | −173−4.7% | Reduced |
| Titleist Asset Management, LLC | 3,518 | $865.7K | 0.17% | −2,633−42.8% | Reduced |
| Aspen Investment Management Inc | 3,517 | $865.0K | 0.51% | 00.0% | Unchanged |
| Steigerwald, Gordon & Koch Inc. | 3,512 | $864.0K | 0.13% | −126−3.5% | Reduced |
| Machina Capital S.A.S. | 3,509 | $863.4K | 0.49% | +2,093+147.8% | Added |
| KG&L Capital Management,LLC | 3,505 | $862.4K | 0.41% | +1,778+103.0% | Added |
| Brighton Jones LLC | 3,493 | $859.4K | 0.04% | +430+14.0% | Added |
| Missouri Trust & Investment Co | 3,489 | $858.5K | 0.48% | +1,260+56.5% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,469 | $853.7K | 0.11% | −179−4.9% | Reduced |
| Everett Harris & Co | 3,451 | $849.1K | 0.01% | −100−2.8% | Reduced |
| Cahill Financial Advisors Inc | 3,437 | $845.6K | 0.14% | −1,002−22.6% | Reduced |
| Patriot Investment Management Inc. | 3,432 | $844.5K | 0.07% | −46−1.3% | Reduced |
| Auxier Asset Management | 3,430 | $844.0K | 0.14% | 00.0% | Unchanged |
| Hudson Valley Investment Advisors Inc | 3,414 | $840.0K | 0.11% | −179−5.0% | Reduced |
| Laird Norton Trust Company, LLC | 3,407 | $838.1K | 0.10% | 00.0% | Unchanged |
| Thomasville National Bank | 3,405 | $837.8K | 0.08% | −164−4.6% | Reduced |
| Wealth Architects, LLC | 3,395 | $835.4K | 0.14% | 00.0% | Unchanged |
| Ballast Advisors LLC | 3,389 | $833.9K | 0.31% | −10.0% | Reduced |
| Retirement Planning Co of New England, Inc. | 3,365 | $828.0K | 0.48% | −3−0.1% | Reduced |
| CNB Bank | 3,364 | $827.7K | 0.49% | +426+14.5% | Added |
| SageView Advisory Group, LLC | 3,351 | $824.6K | 0.05% | +192+6.1% | Added |
| JFS Wealth Advisors, LLC | 3,348 | $823.8K | 0.07% | −109−3.2% | Reduced |
| Rooted Wealth Advisors, Inc. | 3,358 | $822.0K | 0.55% | +202+6.4% | Added |
| Tiemann Investment Advisors, LLC | 3,337 | $821.1K | 0.42% | +140+4.4% | Added |
| Montecito Bank & Trust | 3,315 | $815.7K | 0.19% | −400−10.8% | Reduced |
| HHM Wealth Advisors, LLC | 3,310 | $814.3K | 0.15% | −550−14.2% | Reduced |
| Security Financial Services, INC. | 3,309 | $814.2K | 0.23% | +80+2.5% | Added |
| Clarus Wealth Advisors | 3,320 | $814.0K | 0.49% | +154+4.9% | Added |
| Nicolet Bankshares Inc | 3,291 | $809.8K | 0.23% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 3,290 | $809.5K | 0.32% | +853+35.0% | Added |
| Heck Capital Advisors, LLC | 3,265 | $803.4K | 0.14% | −27−0.8% | Reduced |
| Visionary Wealth Advisors | 3,262 | $802.5K | 0.06% | −529−14.0% | Reduced |
| Mitchell Capital Management Co | 3,258 | $801.6K | 0.18% | −334−9.3% | Reduced |
| Sawgrass Asset Management LLC | 3,255 | $800.9K | 0.10% | 00.0% | Unchanged |
| Birinyi Associates Inc | 3,250 | $800.0K | 0.29% | 00.0% | Unchanged |
| Legacy Wealth Asset Management, LLC | 3,239 | $797.0K | 0.28% | −23−0.7% | Reduced |
| Colonial Trust Co | 3,238 | $796.7K | 0.19% | +5+0.2% | Added |
| Sittner & Nelson, LLC | 3,236 | $796.2K | 0.44% | +820+33.9% | Added |
| Alera Investment Advisors, LLC | 3,230 | $794.8K | 0.17% | +132+4.3% | Added |
| Wealth Effects LLC | 3,229 | $794.4K | 0.35% | +32+1.0% | Added |
| Atwood & Palmer Inc | 3,208 | $789.3K | 0.07% | 00.0% | Unchanged |
| First Heartland Consultants, Inc. | 3,207 | $789.1K | 0.10% | −35−1.1% | Reduced |