Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| David Loasby | 3,274 | $787.8K | 0.09% | +589+21.9% | Added |
| Woodstock Corp | 3,200 | $787.4K | 0.09% | −425−11.7% | Reduced |
| Deseret Mutual Benefit Administrators | 3,200 | $787.4K | 0.31% | +19+0.6% | Added |
| Peoples Financial Services Corp. | 3,199 | $787.1K | 0.35% | +12+0.4% | Added |
| Summit Financial Group Inc | 3,191 | $785.1K | 0.31% | −300−8.6% | Reduced |
| Pathway Financial Advisors LLC | 3,173 | $780.7K | 0.25% | +10+0.3% | Added |
| Johnson Financial Group, Inc. | 3,171 | $780.2K | 0.05% | +282+9.8% | Added |
| Cardiff Park Advisors, LLC | 3,167 | $779.3K | 0.10% | +15+0.5% | Added |
| Benjamin Edwards Inc | 3,167 | $779.0K | 0.18% | +269+9.3% | Added |
| King Wealth | 3,153 | $776.0K | 0.16% | −43−1.3% | Reduced |
| Concentric Wealth Management, LLC | 3,140 | $772.6K | 0.25% | −50−1.6% | Reduced |
| Symphony Financial, Ltd. Co. | 3,152 | $771.1K | 0.19% | +277+9.6% | Added |
| JGP Wealth Management, LLC | 3,128 | $769.6K | 0.13% | −58−1.8% | Reduced |
| OmniStar Financial Group, Inc. | 3,113 | $768.4K | 0.90% | −248−7.4% | Reduced |
| Rossmore Private Capital | 3,122 | $768.2K | 0.11% | −21−0.7% | Reduced |
| Vanguard Capital Wealth Advisors | 3,122 | $768.2K | 0.70% | +5+0.2% | Added |
| Boston Family Office LLC | 3,121 | $768.0K | 0.06% | −10.0% | Reduced |
| CCG Wealth Management, LLC | 3,121 | $767.9K | 0.48% | 00.0% | Unchanged |
| SignalPoint Asset Management, LLC | 3,120 | $767.6K | 0.24% | −22−0.7% | Reduced |
| Magnus Financial Group LLC | 3,119 | $767.5K | 0.11% | −35−1.1% | Reduced |
| Gray Wealth Management Inc. | 3,098 | $762.2K | 0.38% | −54−1.7% | Reduced |
| Morse Asset Management, Inc | 3,089 | $760.0K | 0.23% | −1,153−27.2% | Reduced |
| Hilltop Holdings Inc. | 3,088 | $759.8K | 0.09% | +271+9.6% | Added |
| Fortem Financial Group, LLC | 3,083 | $758.5K | 0.45% | +205+7.1% | Added |
| American Trust | 3,080 | $757.8K | 0.05% | +540+21.3% | Added |
| Archer Investment Corp | 3,076 | $756.8K | 0.27% | +21+0.7% | Added |
| Washington Trust Advisors, Inc. | 3,075 | $756.6K | 0.07% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 3,072 | $756.0K | 0.04% | −198−6.1% | Reduced |
| Sutton Wealth Advisors Inc. | 3,066 | $754.4K | 0.37% | −117−3.7% | Reduced |
| Horizon Wealth Management, LLC | 3,063 | $753.7K | 0.30% | +7+0.2% | Added |
| NVWM, LLC | 3,059 | $752.7K | 0.24% | +10.0% | Added |
| Cornerstone Wealth Management, LLC | 3,052 | $750.9K | 0.07% | +232+8.2% | Added |
| Jump Financial, LLC | 3,049 | $750.2K | 0.03% | +3,049 | New |
| Geller Advisors LLC | 3,046 | $749.5K | 0.09% | +1,027+50.9% | Added |
| Y.D. More Investments Ltd | 3,044 | $748.4K | 0.19% | +578+23.4% | Added |
| V-Square Quantitative Management LLC | 3,040 | $748.0K | 0.55% | −213−6.5% | Reduced |
| Cooper Financial Group | 3,037 | $747.3K | 0.19% | −513−14.5% | Reduced |
| Menard Financial Group LLC | 3,037 | $747.1K | 1.54% | −865−22.2% | Reduced |
| StrategIQ Financial Group, LLC | 3,019 | $742.8K | 0.08% | +120+4.1% | Added |
| Toth Financial Advisory Corp | 3,017 | $742.3K | 0.11% | −18−0.6% | Reduced |
| Carnegie Capital Asset Management, LLC | 3,012 | $741.1K | 0.03% | −334−10.0% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $738.1K | 0.26% | 00.0% | Unchanged |
| AM Squared Ltd | 3,000 | $738.1K | 0.84% | +3,000 | New |
| CMG Global Holdings, LLC | 2,992 | $736.3K | 0.60% | 00.0% | Unchanged |
| Benin Management CORP | 2,986 | $734.7K | 0.26% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 2,985 | $734.4K | 0.37% | −90−2.9% | Reduced |
| CX Institutional | 2,983 | $734.0K | 0.04% | +39+1.3% | Added |
| HCR Wealth Advisors | 2,983 | $733.9K | 0.14% | +10.0% | Added |
| Fifth Third Wealth Advisors LLC | 2,974 | $731.8K | 0.47% | +171+6.1% | Added |
| PrairieView Partners, LLC | 2,971 | $731.0K | 0.10% | +230+8.4% | Added |
| Hazlett, Burt & Watson, Inc. | 2,961 | $730.0K | 0.54% | −15−0.5% | Reduced |
| Lion Street Advisors, LLC | 3,577 | $729.7K | 0.25% | +596+20.0% | Added |
| Buckingham Strategic Partners | 2,960 | $728.3K | 0.04% | +678+29.7% | Added |
| Harfst & Associates, Inc. | 2,954 | $726.8K | 0.19% | 00.0% | Unchanged |
| Bath Savings Trust Co | 2,950 | $725.8K | 0.08% | +591+25.1% | Added |
| Fidelis Capital Partners, LLC | 2,945 | $724.6K | 0.26% | +35+1.2% | Added |
| Financial Management Network Inc | 2,927 | $723.9K | 0.25% | +3+0.1% | Added |
| CIC Wealth, LLC | 2,937 | $722.7K | 0.25% | +10.0% | Added |
| BFT Financial Group, LLC | 2,932 | $721.4K | 0.08% | +23+0.8% | Added |
| Texas Yale Capital Corp. | 2,931 | $721.2K | 0.03% | −75−2.5% | Reduced |
| Stiles Financial Services Inc | 2,928 | $720.4K | 0.36% | −71−2.4% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 2,914 | $717.1K | 0.16% | +94+3.3% | Added |
| Ted Buchan & Co | 2,896 | $712.6K | 0.55% | +469+19.3% | Added |
| Ironwood Investment Counsel, LLC | 2,890 | $711.1K | 0.16% | +7+0.2% | Added |
| Somerville Kurt F | 2,890 | $711.1K | 0.14% | −25−0.9% | Reduced |
| Cahaba Wealth Management, Inc. | 2,885 | $709.8K | 0.08% | +824+40.0% | Added |
| Prostatis Group LLC | 664,167 | $706.2K | 0.33% | +661,180+22,135.3% | Added |
| Cyndeo Wealth Partners, LLC | 2,870 | $706.2K | 0.07% | +10+0.3% | Added |
| Mendel Money Management | 2,870 | $706.2K | 0.36% | +198+7.4% | Added |
| Ballast, Inc. | 2,865 | $704.9K | 0.27% | 00.0% | Unchanged |
| Abacus Planning Group, Inc. | 2,855 | $702.5K | 0.17% | +10.0% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,541 | $702.4K | 0.31% | −15−0.6% | Reduced |
| One River Asset Management, LLC | 2,863 | $700.7K | 0.56% | +1,296+82.7% | Added |
| Mechanics Financial Corp | 2,845 | $700.0K | 0.38% | +545+23.7% | Added |
| Wayfinding Financial, LLC | 2,685 | $699.0K | 0.49% | +73+2.8% | Added |
| Girard Partners Ltd. | 2,838 | $698.4K | 0.07% | −122−4.1% | Reduced |
| Berkshire Asset Management LLC | 2,831 | $696.6K | 0.04% | −138−4.6% | Reduced |
| USA Financial Portformulas Corp | 2,817 | $693.1K | 1.06% | −506−15.2% | Reduced |
| Keel Point, LLC | 2,815 | $692.7K | 0.09% | +116+4.3% | Added |
| CVA Family Office, LLC | 2,813 | $692.2K | 0.15% | +193+7.4% | Added |
| Disciplined Equity Management, Inc. | 2,810 | $691.4K | 0.56% | −38−1.3% | Reduced |
| Kozak & Associates, Inc. | 2,795 | $691.2K | 0.28% | +10.0% | Added |
| Manchester Capital Management LLC | 2,804 | $689.9K | 0.09% | +3+0.1% | Added |
| Tompkins Financial Corp | 2,804 | $689.9K | 0.11% | 00.0% | Unchanged |
| Peavine Capital, LLC | 2,800 | $688.9K | 0.16% | 00.0% | Unchanged |
| Sherbrooke Park Advisers LLC | 2,800 | $688.9K | 0.36% | +2,800 | New |
| Wealthspan Partners, LLC | 2,797 | $688.2K | 0.54% | −60−2.1% | Reduced |
| Aspiriant, LLC | 2,796 | $687.9K | 0.03% | +6+0.2% | Added |
| Clear Creek Financial Management, LLC | 2,796 | $687.9K | 0.12% | −436−13.5% | Reduced |
| Eagle Bluffs Wealth Management LLC | 2,777 | $683.3K | 0.53% | 00.0% | Unchanged |
| Redwood Wealth Management Group, LLC | 2,776 | $683.0K | 0.76% | +115+4.3% | Added |
| Capstone Financial Advisors, Inc. | 2,772 | $682.0K | 0.05% | +18+0.7% | Added |
| Windsor Capital Management, LLC | 2,758 | $678.6K | 0.22% | −60−2.1% | Reduced |
| MPS Loria Financial Planners, LLC | 2,756 | $678.1K | 0.25% | −100−3.5% | Reduced |
| Gladstone Institutional Advisory LLC | 2,754 | $677.5K | 0.04% | −3,660−57.1% | Reduced |
| Grimes & Company, Inc. | 2,747 | $675.9K | 0.02% | −1,420−34.1% | Reduced |
| First Command Bank | 2,743 | $674.9K | 0.06% | −300−9.9% | Reduced |
| First Command Financial Services, Inc. | 2,743 | $674.9K | 0.06% | −300−9.9% | Reduced |
| Key Financial Inc | 2,742 | $674.7K | 0.22% | +17+0.6% | Added |
| Fulton Breakefield Broenniman LLC | 2,739 | $673.8K | 0.06% | +3+0.1% | Added |