Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Astoria Portfolio Advisors LLC. | 2,631 | $673.2K | 0.26% | +330+14.3% | Added |
| Desjardins Global Asset Management Inc. | 2,729 | $671.2K | 0.08% | +92+3.5% | Added |
| Kaizen Financial Strategies | 2,646 | $671.1K | 0.57% | −7−0.3% | Reduced |
| Joel Isaacson & Co., LLC | 2,727 | $670.9K | 0.04% | +2+0.1% | Added |
| Hamel Associates, Inc. | 2,715 | $668.3K | 0.23% | −4,500−62.4% | Reduced |
| Live Oak Investment Partners | – | $668.2K | 0.56% | – | – |
| McGlone Suttner Wealth Management, Inc. | 2,715 | $668.2K | 0.15% | +166+6.5% | Added |
| Corundum Group, Inc. | 2,713 | $667.5K | 0.33% | −2,458−47.5% | Reduced |
| Sentinus, LLC | 2,710 | $666.8K | 0.21% | −29−1.1% | Reduced |
| Means Investment Co., Inc. | 2,708 | $666.3K | 0.11% | +919+51.4% | Added |
| Bessemer Securities LLC | 2,708 | $666.0K | 0.44% | −1,895−41.2% | Reduced |
| Sunbelt Securities, Inc. | 2,707 | $666.0K | 0.10% | +17+0.6% | Added |
| Tilt Investment Management Holdings, PBC | 2,705 | $665.6K | 0.44% | 00.0% | Unchanged |
| Waycross Partners, LLC | 2,700 | $664.3K | 0.14% | 00.0% | Unchanged |
| Lakewood Asset Management LLC | 2,697 | $663.5K | 0.52% | +9+0.3% | Added |
| Appleton Partners Inc | 2,685 | $661.0K | 0.06% | 00.0% | Unchanged |
| Pine Haven Investment Counsel, Inc | 2,685 | $660.6K | 0.66% | −51−1.9% | Reduced |
| Fernwood Investment Management, LLC | 2,683 | $660.2K | 0.23% | −149−5.3% | Reduced |
| Weil Company, Inc. | 2,683 | $660.1K | 0.29% | +1,261+88.7% | Added |
| Cape Cod Five Cents Savings Bank | 2,682 | $659.9K | 0.07% | −88−3.2% | Reduced |
| Burke & Herbert Bank & Trust Co | 2,679 | $659.2K | 0.45% | −1,561−36.8% | Reduced |
| MONECO Advisors, LLC | 2,678 | $659.0K | 0.18% | −6−0.2% | Reduced |
| Well Done, LLC | 2,671 | $657.2K | 0.14% | −158−5.6% | Reduced |
| ICA Group Wealth Management, LLC | 2,670 | $657.0K | 0.16% | −9,697−78.4% | Reduced |
| Ancora Advisors, LLC | 2,660 | $654.5K | 0.02% | +10+0.4% | Added |
| Beverly Hills Private Wealth, LLC | 2,367 | $654.4K | 0.11% | +204+9.4% | Added |
| Verus Capital Partners, LLC | 2,653 | $652.8K | 0.09% | +139+5.5% | Added |
| Northstar Group, Inc. | 2,646 | $651.1K | 0.15% | 00.0% | Unchanged |
| Palumbo Wealth Management LLC | 2,643 | $650.2K | 0.40% | −3,657−58.0% | Reduced |
| LCNB Corp | 2,642 | $650.1K | 0.28% | 00.0% | Unchanged |
| Courier Capital LLC | 2,634 | $648.0K | 0.05% | −1,179−30.9% | Reduced |
| Westmount Partners, LLC | 2,632 | $647.6K | 0.28% | −4−0.2% | Reduced |
| Patton Albertson Miller Group, LLC | 2,618 | $644.2K | 0.12% | −342−11.6% | Reduced |
| Worth Financial Advisory Group, LLC | 2,611 | $642.5K | 0.60% | −1,046−28.6% | Reduced |
| Arrowstreet Capital, Limited Partnership | 2,602 | $640.0K | 0.00% | −10,185−79.7% | Reduced |
| Range Financial Group LLC | 2,591 | $637.5K | 0.41% | −7−0.3% | Reduced |
| Mechanics Bank Trust Department | 2,587 | $636.5K | 0.10% | −80−3.0% | Reduced |
| Bordeaux Wealth Advisors LLC | 2,584 | $635.8K | 0.26% | −11−0.4% | Reduced |
| White Lighthouse Investment Management Inc. | 2,571 | $632.6K | 0.15% | −1,500−36.8% | Reduced |
| BOS Asset Management, LLC | 2,563 | $630.6K | 0.49% | +50+2.0% | Added |
| Quadrant Private Wealth Management, LLC | 2,561 | $630.1K | 0.18% | +148+6.1% | Added |
| Centaurus Financial, Inc. | 2,556 | $629.0K | 0.06% | −2,379−48.2% | Reduced |
| Heritage Wealth Advisors | 2,556 | $628.9K | 0.03% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 2,554 | $628.4K | 0.03% | +128+5.3% | Added |
| Eqis Capital Management, Inc. | 2,553 | $628.2K | 0.07% | +2,553 | New |
| Capital Advisors Inc | 2,551 | $627.6K | 0.02% | +270+11.8% | Added |
| Bridges Investment Management Inc | 2,550 | $627.4K | 0.02% | −3,000−54.1% | Reduced |
| BlueSky Wealth Advisors, LLC | 2,549 | $627.2K | 0.13% | +477+23.0% | Added |
| Bill Few Associates, Inc. | 2,547 | $626.6K | 0.32% | −8−0.3% | Reduced |
| Wealthspire Advisors, LLC | 2,541 | $625.3K | 0.01% | −48−1.9% | Reduced |
| GTS Securities LLC | 2,539 | $624.7K | 0.02% | +2,539 | New |
| Pitcairn Co | 2,524 | $621.0K | 0.05% | −50−1.9% | Reduced |
| AXS Investments LLC | 2,523 | $620.8K | 0.17% | −151−5.6% | Reduced |
| Armstrong Advisory Group, Inc | 2,521 | $620.3K | 0.07% | −3−0.1% | Reduced |
| Jones Financial Companies LLLP | 2,516 | $619.1K | 0.00% | −84−3.2% | Reduced |
| Cantor Fitzgerald, L. P. | 2,510 | $617.6K | 0.01% | −20−0.8% | Reduced |
| Concord Wealth Partners | 2,504 | $616.2K | 0.13% | +96+4.0% | Added |
| Schonfeld Strategic Advisors LLC | 2,502 | $615.6K | 0.01% | +795+46.6% | Added |
| Sippican Capital Advisors | 2,500 | $615.1K | 0.57% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 2,500 | $615.1K | 0.37% | 00.0% | Unchanged |
| Slocum, Gordon & Co LLP | 2,500 | $615.1K | 0.52% | 00.0% | Unchanged |
| Peregrine Asset Advisers, Inc. | 2,499 | $615.0K | 0.47% | −1,826−42.2% | Reduced |
| Seelaus Asset Management LLC | 2,478 | $610.0K | 0.48% | 00.0% | Unchanged |
| United Bank | 2,472 | $608.2K | 0.07% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,471 | $607.9K | 0.08% | 00.0% | Unchanged |
| Van Strum & Towne Inc. | 2,460 | $605.3K | 0.25% | −3,000−54.9% | Reduced |
| Hexagon Capital Partners LLC | 2,458 | $604.8K | 0.16% | +32+1.3% | Added |
| GHP Investment Advisors, Inc. | 2,118 | $604.1K | 0.04% | +85+4.2% | Added |
| Sompo Asset Management Co., Ltd. | 2,450 | $602.8K | 0.11% | +310+14.5% | Added |
| Full Sail Capital, LLC | 2,448 | $602.3K | 0.05% | −29−1.2% | Reduced |
| Carret Asset Management, LLC | 2,444 | $601.3K | 0.08% | −99−3.9% | Reduced |
| Intercontinental Wealth Advisors, LLC | 2,442 | $600.9K | 0.14% | −14−0.6% | Reduced |
| Trillium Asset Management, LLC | 2,434 | $599.0K | 0.02% | −26−1.1% | Reduced |
| Clarus Group, Inc. | 2,423 | $596.3K | 0.43% | +10+0.4% | Added |
| Hunter Associates Investment Management LLC | 2,427 | $596.0K | 0.12% | +27+1.1% | Added |
| Landscape Capital Management, L.L.C. | 2,421 | $595.7K | 0.08% | +2,421 | New |
| L2 Asset Management, LLC | 2,667 | $595.5K | 0.29% | +733+37.9% | Added |
| Allegheny Financial Group LTD | 2,415 | $594.2K | 0.28% | −180−6.9% | Reduced |
| Truadvice, LLC | 2,088 | $592.7K | 0.22% | −1,001−32.4% | Reduced |
| Loomis Sayles & Co L P | 2,404 | $592.0K | 0.00% | +2,227+1,258.2% | Added |
| EverSource Wealth Advisors, LLC | 2,406 | $591.9K | 0.07% | −346−12.6% | Reduced |
| E&G Advisors, LP | 2,400 | $590.5K | 0.21% | 00.0% | Unchanged |
| Ocean Capital Management, LLC | 2,400 | $590.5K | 0.27% | 00.0% | Unchanged |
| Drive Wealth Management, LLC | 2,391 | $588.4K | 0.22% | +182+8.2% | Added |
| Wimmer Associates 1, LLC | 2,391 | $588.3K | 0.35% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 2,390 | $588.1K | 0.14% | −133−5.3% | Reduced |
| RNC Capital Management LLC | 2,381 | $586.0K | 0.03% | −420−15.0% | Reduced |
| Brown, Lisle/Cummings, Inc. | 2,375 | $584.4K | 0.26% | +2,000+533.3% | Added |
| Chicago Trust Co NA | 2,369 | $582.9K | 0.14% | −1,435−37.7% | Reduced |
| RMR Wealth Builders | 2,369 | $582.8K | 0.10% | −18−0.8% | Reduced |
| Day & Ennis, LLC | 2,362 | $581.2K | 0.22% | +54+2.3% | Added |
| Fulton Bank, N.A. | 2,361 | $580.9K | 0.03% | −449−16.0% | Reduced |
| Olistico Wealth, LLC | 2,360 | $580.7K | 0.50% | +500+26.9% | Added |
| Opal Wealth Advisors, LLC | 2,359 | $580.4K | 0.29% | +2,359 | New |
| Fort Sheridan Advisors LLC | 2,355 | $579.4K | 0.13% | +310+15.2% | Added |
| Jackson Wealth Management, LLC | 2,349 | $578.0K | 0.08% | −75−3.1% | Reduced |
| Montag A & Associates Inc | 2,345 | $577.0K | 0.04% | +180+8.3% | Added |
| Aberdeen Wealth Management LLC | 2,332 | $573.7K | 0.41% | +66+2.9% | Added |
| Platform Technology Partners | 2,260 | $571.4K | 0.27% | +2+0.1% | Added |
| Marion Wealth Management | 2,321 | $571.2K | 0.20% | +10+0.4% | Added |