Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 2,319 | $570.6K | 0.14% | +18+0.8% | Added |
| WFA of San Diego, LLC | 2,318 | $570.3K | 0.56% | +2,318 | New |
| Greenwich Wealth Management LLC | 2,318 | $570.0K | 0.06% | −39−1.7% | Reduced |
| Claris Advisors, LLC | 2,316 | $569.9K | 0.39% | 00.0% | Unchanged |
| Athena Investment Management | 2,308 | $567.9K | 0.39% | −25−1.1% | Reduced |
| XTX Topco Ltd | 2,304 | $566.9K | 0.10% | +2,304 | New |
| Chicago Partners Investment Group LLC | 1,971 | $566.9K | 0.03% | −136−6.5% | Reduced |
| Capital Planning Advisors, LLC | 2,292 | $563.9K | 0.11% | +171+8.1% | Added |
| 626 Financial, LLC | 2,284 | $562.0K | 0.36% | +10.0% | Added |
| Reynders McVeigh Capital Management, LLC | 2,281 | $561.0K | 0.04% | +31+1.4% | Added |
| TBH Global Asset Management, LLC | 2,278 | $560.4K | 0.11% | +96+4.4% | Added |
| Larson Financial Group LLC | 2,274 | $559.4K | 0.06% | +52+2.3% | Added |
| Valmark Advisers, Inc. | 2,264 | $557.1K | 0.01% | +48+2.2% | Added |
| RE Dickinson Investment Advisors, LLC | 2,250 | $554.0K | 0.20% | +250+12.5% | Added |
| W Advisors, LLC | 2,244 | $552.1K | 0.43% | 00.0% | Unchanged |
| Marcum Wealth, LLC | 2,238 | $550.7K | 0.06% | −68−2.9% | Reduced |
| 180 Wealth Advisors, LLC | 2,222 | $549.5K | 0.12% | −27−1.2% | Reduced |
| Ridgecrest Wealth Partners, LLC | 2,227 | $548.0K | 0.36% | 00.0% | Unchanged |
| EHP Funds Inc. | 2,220 | $546.2K | 0.15% | −1,230−35.7% | Reduced |
| Heron Financial Group, LLC | 2,217 | $545.4K | 0.29% | +65+3.0% | Added |
| Soltis Investment Advisors LLC | 2,212 | $544.2K | 0.06% | −4−0.2% | Reduced |
| Accredited Investors Inc. | 2,209 | $543.4K | 0.04% | +3+0.1% | Added |
| Derbend Asset Management | 2,206 | $542.9K | 0.37% | +12+0.5% | Added |
| NCM Capital Management, LLC | 2,205 | $542.5K | 0.38% | 00.0% | Unchanged |
| PDS Planning, Inc | 2,204 | $542.4K | 0.07% | +119+5.7% | Added |
| Heartwood Wealth Advisors LLC | 2,204 | $542.3K | 0.08% | 00.0% | Unchanged |
| Tolleson Wealth Management, Inc. | 2,200 | $541.0K | 0.13% | 00.0% | Unchanged |
| Core Alternative Capital | 2,198 | $540.8K | 0.08% | −38−1.7% | Reduced |
| Fiduciary Group LLC | 2,196 | $540.3K | 0.07% | −75−3.3% | Reduced |
| Garner Asset Management Corp | 2,196 | $540.0K | 0.31% | −199−8.3% | Reduced |
| Harvest Fund Management Co., Ltd | 2,189 | $538.0K | 0.11% | +558+34.2% | Added |
| CTC LLC | 2,180 | $536.4K | 0.01% | +2,180 | New |
| Summit Financial Strategies, Inc. | 2,179 | $536.2K | 0.10% | +2+0.1% | Added |
| Segment Wealth Management, LLC | 2,178 | $535.8K | 0.06% | +2+0.1% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 2,162 | $532.0K | 0.31% | +5+0.2% | Added |
| Campbell & CO Investment Adviser LLC | 2,160 | $531.5K | 0.09% | −3,461−61.6% | Reduced |
| Zions Bancorporation, N.A. | 2,160 | $531.5K | 0.04% | −19−0.9% | Reduced |
| Goepper Burkhardt LLC | 2,160 | $531.5K | 0.32% | 00.0% | Unchanged |
| Guardian Wealth Advisors, LLC | 2,160 | $531.5K | 0.09% | −5−0.2% | Reduced |
| LVM Capital Management Ltd | 2,160 | $531.0K | 0.07% | 00.0% | Unchanged |
| Lakeview Capital Partners, LLC | 2,156 | $530.5K | 0.10% | +662+44.3% | Added |
| First Financial Corp | 2,141 | $526.8K | 0.34% | +23+1.1% | Added |
| Fukoku Mutual Life Insurance Co | 2,139 | $526.3K | 0.05% | 00.0% | Unchanged |
| Woodmont Investment Counsel LLC | 2,138 | $526.1K | 0.05% | 00.0% | Unchanged |
| MSH Capital Advisors LLC | 2,137 | $525.7K | 0.19% | +201+10.4% | Added |
| Intrust Bank NA | 2,136 | $525.6K | 0.06% | −508−19.2% | Reduced |
| Cypress Asset Management Inc | 2,135 | $525.3K | 0.17% | +530+33.0% | Added |
| First Commonwealth Financial Corp | 2,122 | $522.1K | 0.17% | +165+8.4% | Added |
| Source Financial Advisors LLC | 2,121 | $521.9K | 0.17% | +72+3.5% | Added |
| Paulson Wealth Management Inc. | 2,118 | $521.1K | 0.18% | +473+28.8% | Added |
| Home Federal Bank of Tennessee | 2,110 | $519.2K | 0.18% | +10.0% | Added |
| Morningstar Investment Management LLC | 2,107 | $518.0K | 0.07% | +2,107 | New |
| Braun Stacey Associates Inc | 2,100 | $516.7K | 0.02% | −2,100−50.0% | Reduced |
| McBroom & Associates, LLC | 2,100 | $516.7K | 0.41% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 2,098 | $516.2K | 0.05% | −183−8.0% | Reduced |
| Sweet Financial Partners, LLC | 2,093 | $515.0K | 0.13% | −1,000−32.3% | Reduced |
| Capital Square, LLC | 2,092 | $514.9K | 0.48% | +690+49.2% | Added |
| Arcus Capital Partners, LLC | 2,091 | $514.6K | 0.15% | +2+0.1% | Added |
| Berger Financial Group, Inc | 2,086 | $513.2K | 0.06% | −59−2.8% | Reduced |
| Wall Street Access Asset Management, LLC | 2,080 | $512.2K | 0.30% | +3+0.1% | Added |
| Tarbox Family Office, Inc. | 2,071 | $509.6K | 0.10% | 00.0% | Unchanged |
| Atlas Private Wealth Management | 2,065 | $508.2K | 0.27% | +432+26.5% | Added |
| Traverso Chambers Private Wealth Management, LLC | 2,062 | $507.4K | 0.13% | 00.0% | Unchanged |
| AF Advisors, Inc. | 2,060 | $506.9K | 0.17% | 00.0% | Unchanged |
| Total Investment Management Inc | 2,058 | $506.4K | 0.07% | +29+1.4% | Added |
| McElhenny Sheffield Capital Management, LLC | 2,050 | $504.4K | 0.22% | −12−0.6% | Reduced |
| GSB Wealth Management, LLC | 2,046 | $503.3K | 0.16% | +1,002+96.0% | Added |
| Patten Group, Inc. | 2,020 | $497.1K | 0.14% | +3+0.1% | Added |
| Acropolis Investment Management, LLC | 2,020 | $497.0K | 0.04% | 00.0% | Unchanged |
| REDW Wealth LLC | 2,020 | $497.0K | 0.15% | +114+6.0% | Added |
| Townsend Asset Management Corp | 2,015 | $495.8K | 0.24% | 00.0% | Unchanged |
| Cooper/Haims Advisors, LLC | 2,010 | $494.5K | 0.38% | +38+1.9% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,005 | $493.4K | 0.03% | −81−3.9% | Reduced |
| Bienville Capital Management, LLC | 2,000 | $492.1K | 0.19% | 00.0% | Unchanged |
| Options Solutions, LLC | 2,000 | $492.1K | 0.49% | +1,000+100.0% | Added |
| Bayesian Capital Management, LP | 2,000 | $492.1K | 0.05% | +2,000 | New |
| Burns J W & Co Inc | 2,000 | $492.0K | 0.08% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 2,000 | $492.0K | 0.23% | 00.0% | Unchanged |
| Winthrop Advisory Group LLC | 1,997 | $491.5K | 0.08% | +97+5.1% | Added |
| Lester Murray Antman dba SimplyRich | 1,996 | $491.0K | 0.18% | 00.0% | Unchanged |
| Bensler, LLC | 1,986 | $488.5K | 0.09% | +4+0.2% | Added |
| First American Bank | 1,984 | $488.2K | 0.04% | +100+5.3% | Added |
| First Western Trust Bank | 1,983 | $487.9K | 0.02% | +105+5.6% | Added |
| Centurion Wealth Management LLC | 1,972 | $485.3K | 0.23% | 00.0% | Unchanged |
| WSFS Capital Management, LLC | 1,969 | $484.5K | 0.05% | +391+24.8% | Added |
| Addison Capital Co | 1,963 | $483.0K | 0.34% | +349+21.6% | Added |
| Aft, Forsyth & Company, Inc. | 1,960 | $482.3K | 0.34% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,955 | $481.0K | 0.23% | −1,280−39.6% | Reduced |
| Camden Capital, LLC | 1,951 | $479.9K | 0.05% | +864+79.5% | Added |
| Callan Capital, LLC | 1,950 | $479.8K | 0.05% | −38−1.9% | Reduced |
| Wealthsource Partners, LLC | 1,948 | $479.2K | 0.03% | −51−2.6% | Reduced |
| Martin Capital Advisors, LLP | 1,915 | $471.2K | 0.43% | 00.0% | Unchanged |
| Raab & Moskowitz Asset Management LLC | 1,911 | $470.2K | 0.16% | +89+4.9% | Added |
| FAI Wealth Management | 1,910 | $470.0K | 0.42% | 00.0% | Unchanged |
| Obsidian Personal Planning Solutions LLC | 1,910 | $470.0K | 0.58% | +1,910 | New |
| Wealth Quarterback LLC | 1,901 | $467.9K | 0.32% | +15+0.8% | Added |
| Ramsay, Stattman, Vela & Price, Inc. | 1,900 | $467.5K | 0.10% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,900 | $467.5K | 0.27% | 00.0% | Unchanged |
| Oak Hill Wealth Advisors, LLC | 1,898 | $467.1K | 0.17% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 1,886 | $464.1K | 0.53% | −41−2.1% | Reduced |