Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fundamentun, LLC | 1,881 | $462.9K | 0.07% | +179+10.5% | Added |
| Archford Capital Strategies, LLC | 1,783 | $462.5K | 0.09% | −47−2.6% | Reduced |
| Glassman Wealth Services | 1,876 | $461.6K | 0.07% | −26−1.4% | Reduced |
| Diversified, LLC | 1,876 | $461.6K | 0.12% | −3−0.2% | Reduced |
| Legacy Advisors, LLC | 1,868 | $459.6K | 0.07% | +63+3.5% | Added |
| Clear Street Markets LLC | 1,861 | $458.0K | 0.19% | +661+55.1% | Added |
| Pacitti Group Inc. | 1,858 | $457.0K | 0.32% | +2+0.1% | Added |
| Summit X, LLC | 1,846 | $456.0K | 0.11% | +75+4.2% | Added |
| Horst & Graben Wealth Management LLC | 1,851 | $455.0K | 0.11% | +10+0.5% | Added |
| Shoker Investment Counsel, Inc. | 1,849 | $455.0K | 0.19% | +11+0.6% | Added |
| Montz Harcus Wealth Management LLC | 1,843 | $453.5K | 0.38% | +10+0.5% | Added |
| Sterling Investment Advisors, Ltd. | 1,843 | $453.4K | 0.15% | +2+0.1% | Added |
| NovaPoint Capital, LLC | 1,837 | $452.0K | 0.17% | −1−0.1% | Reduced |
| Sovereign Financial Group, Inc. | 1,835 | $451.6K | 0.15% | +91+5.2% | Added |
| Evermay Wealth Management LLC | 1,833 | $451.1K | 0.09% | −71−3.7% | Reduced |
| Allstate Corp | 1,832 | $450.8K | 0.03% | −27−1.5% | Reduced |
| Marietta Investment Partners LLC | 1,824 | $448.8K | 0.12% | +200+12.3% | Added |
| Smith Anglin Financial, LLC | 1,823 | $448.4K | 0.05% | −50−2.7% | Reduced |
| Bedel Financial Consulting, Inc. | 1,818 | $447.2K | 0.09% | +33+1.8% | Added |
| Latitude Advisors, LLC | 1,816 | $446.9K | 0.31% | +91+5.3% | Added |
| Walter & Keenan Financial Consulting Co | 1,814 | $446.4K | 0.16% | 00.0% | Unchanged |
| Baker Boyer National Bank | 1,801 | $443.1K | 0.16% | 00.0% | Unchanged |
| Lafayette Investments, Inc. | 1,800 | $442.9K | 0.12% | 00.0% | Unchanged |
| L.M. Kohn & Company | 1,799 | $442.7K | 0.17% | +315+21.2% | Added |
| MBA Advisors LLC | 1,795 | $441.7K | 0.26% | −10−0.6% | Reduced |
| Doliver Advisors, LP | 1,795 | $441.7K | 0.13% | +282+18.6% | Added |
| Proficio Capital Partners LLC | 1,793 | $441.1K | 0.06% | −84−4.5% | Reduced |
| VisionPoint Advisory Group, LLC | 1,790 | $440.4K | 0.18% | +1,790 | New |
| Atlantic Trust, LLC | 1,918 | $438.9K | 0.14% | −4,780−71.4% | Reduced |
| Benchmark Wealth Management, LLC | 1,781 | $438.3K | 0.26% | +1+0.1% | Added |
| Lakeside Advisors, INC. | 1,779 | $437.8K | 0.32% | +1+0.1% | Added |
| Washburn Capital Management, Inc. | 1,775 | $436.7K | 0.36% | −170−8.7% | Reduced |
| Sanders Morris Harris LLC | 1,775 | $436.7K | 0.10% | 00.0% | Unchanged |
| Gradient Capital Advisors, LLC | 1,774 | $436.5K | 0.18% | +18+1.0% | Added |
| Alan B. Lancz & Associates, Inc. | 1,772 | $436.0K | 0.47% | 00.0% | Unchanged |
| STAR Financial Bank | 1,772 | $436.0K | 0.41% | +885+99.8% | Added |
| PFS Investments Inc. | 1,770 | $436.0K | 0.01% | +14+0.8% | Added |
| LifeSteps Financial, Inc. | 1,759 | $432.8K | 0.43% | +75+4.5% | Added |
| Advisory Research Inc | 1,756 | $432.1K | 0.06% | +1,756 | New |
| N.E.W. Advisory Services LLC | 1,755 | $431.8K | 0.06% | −446−20.3% | Reduced |
| Arcataur Capital Management LLC | 1,754 | $431.6K | 0.18% | +1,754 | New |
| Patriot Financial Group Insurance Agency, LLC | 1,753 | $431.2K | 0.08% | +25+1.4% | Added |
| WealthTrust Axiom LLC | 1,752 | $431.2K | 0.14% | 00.0% | Unchanged |
| Capital Markets Trading UK LLP | 1,751 | $431.0K | 0.32% | +1,751 | New |
| Qsemble Capital Management, LP | 1,750 | $430.6K | 0.31% | −400−18.6% | Reduced |
| Marks Group Wealth Management, Inc | 1,748 | $430.1K | 0.05% | 00.0% | Unchanged |
| Taylor Hoffman Wealth Management | 1,748 | $430.1K | 0.21% | 00.0% | Unchanged |
| Thrive Wealth Management, LLC | 1,740 | $428.1K | 0.11% | +124+7.7% | Added |
| Advisory Resource Group | 1,739 | $427.9K | 0.12% | 00.0% | Unchanged |
| Bard Financial Services, Inc. | 1,735 | $426.9K | 0.03% | 00.0% | Unchanged |
| New Republic Capital, LLC | 1,718 | $422.7K | 0.29% | +17+1.0% | Added |
| Exencial Wealth Advisors, LLC | 1,717 | $422.6K | 0.02% | +255+17.4% | Added |
| Check Capital Management Inc | 1,717 | $422.5K | 0.04% | 00.0% | Unchanged |
| Boston Financial Mangement LLC | 1,708 | $420.3K | 0.02% | −144−7.8% | Reduced |
| Jeppson Wealth Management, LLC | 1,705 | $419.5K | 0.18% | −105−5.8% | Reduced |
| Silvia McColl Wealth Management, LLC | 1,704 | $419.3K | 0.39% | 00.0% | Unchanged |
| Rockingstone Advisors LLC | 1,703 | $419.0K | 0.24% | −21−1.2% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 1,701 | $418.5K | 0.03% | +17+1.0% | Added |
| Trinity Financial Advisors LLC | 1,700 | $418.3K | 0.22% | 00.0% | Unchanged |
| Contravisory Investment Management, Inc. | 1,700 | $418.3K | 0.11% | +1,700 | New |
| Beach Investment Counsel Inc | 1,698 | $418.0K | 0.05% | −15−0.9% | Reduced |
| Thomas Story & Son LLC | 1,700 | $418.0K | 0.19% | 00.0% | Unchanged |
| Hohimer Wealth Management, LLC | 1,697 | $417.5K | 0.12% | +5+0.3% | Added |
| Northern Oak Wealth Management Inc | 1,696 | $417.3K | 0.05% | −876−34.1% | Reduced |
| Callan Family Office, LLC | 1,695 | $417.1K | 0.11% | −30−1.7% | Reduced |
| YHB Investment Advisors, Inc. | 1,689 | $415.6K | 0.04% | −48−2.8% | Reduced |
| Sepio Capital, LP | 1,689 | $415.6K | 0.03% | +62+3.8% | Added |
| Red Door Wealth Management, LLC | 1,687 | $415.1K | 0.09% | +24+1.4% | Added |
| Summit Wealth Partners, LLC | 1,684 | $414.3K | 0.10% | −6−0.4% | Reduced |
| Telemus Capital, LLC | 1,678 | $412.9K | 0.03% | +1,678 | New |
| Kaydan Wealth Management, Inc. | 1,677 | $412.6K | 0.17% | 00.0% | Unchanged |
| Verity Asset Management, Inc. | 1,673 | $411.7K | 0.31% | −1,783−51.6% | Reduced |
| Financial Partners Group, Inc | 1,488 | $411.5K | 0.08% | +2+0.1% | Added |
| MCF Advisors LLC | 1,663 | $409.2K | 0.04% | +2+0.1% | Added |
| Guardian Wealth Management, Inc. | 1,662 | $408.9K | 0.37% | −33−1.9% | Reduced |
| KLCM Advisors, Inc. | 1,657 | $407.8K | 0.08% | +109+7.0% | Added |
| Provence Wealth Management Group | 1,657 | $407.7K | 0.24% | +332+25.1% | Added |
| Wendell David Associates Inc | 1,653 | $407.0K | 0.05% | 00.0% | Unchanged |
| Union Savings Bank | 1,534 | $406.7K | 0.24% | +1,534 | New |
| Close Asset Management Ltd | 1,651 | $406.0K | 0.02% | 00.0% | Unchanged |
| Kohmann Bosshard Financial Services, LLC | 1,650 | $406.0K | 0.07% | +700+73.7% | Added |
| BDO Wealth Advisors, LLC | 1,644 | $404.5K | 0.05% | +110+7.2% | Added |
| Audent Global Asset Management, LLC | 1,644 | $404.5K | 0.48% | +1,644 | New |
| Landmark Financial Advisors, LLC | 1,642 | $404.0K | 0.17% | −231−12.3% | Reduced |
| Novare Capital Management LLC | 1,642 | $403.9K | 0.04% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 1,636 | $402.4K | 0.13% | +31+1.9% | Added |
| American Money Management, LLC | 1,630 | $401.1K | 0.10% | +3+0.2% | Added |
| Camden National Bank | 1,630 | $401.1K | 0.08% | 00.0% | Unchanged |
| Vertex Planning Partners, LLC | 1,630 | $401.1K | 0.14% | +1,630 | New |
| Gsa Capital Partners LLP | 1,631 | $401.0K | 0.04% | +463+39.6% | Added |
| Grove Bank & Trust | 1,626 | $400.1K | 0.08% | +17+1.1% | Added |
| Summit Global Investments | 1,624 | $400.0K | 0.03% | +1,624 | New |
| Sunburst Financial Group, LLC | 1,625 | $399.8K | 0.14% | +5+0.3% | Added |
| Sanchez Wealth Management Group | 1,623 | $399.3K | 0.16% | +9+0.6% | Added |
| Wealth Alliance | 1,622 | $399.1K | 0.06% | +4+0.2% | Added |
| CWS Financial Advisors, LLC | 1,622 | $399.1K | 0.15% | +282+21.0% | Added |
| Armstrong, Fleming & Moore, Inc | 1,621 | $398.9K | 0.37% | +1,621 | New |
| Cable Hill Partners, LLC | 1,620 | $398.6K | 0.05% | +145+9.8% | Added |
| Stokes Family Office, LLC | 1,617 | $397.9K | 0.05% | +56+3.6% | Added |
| ISAM Funds (UK) Ltd | 1,617 | $397.9K | 0.36% | +1,617 | New |