Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wealth Management Associates, Inc. | 1,609 | $395.9K | 0.22% | +1+0.1% | Added |
| Vishria Bird Financial Group, LLC | 1,606 | $395.0K | 0.23% | 00.0% | Unchanged |
| Quantbot Technologies LP | 1,603 | $394.4K | 0.03% | −11,674−87.9% | Reduced |
| Navellier & Associates Inc | 1,600 | $393.7K | 0.08% | −2,400−60.0% | Reduced |
| IMS Capital Management | 1,600 | $393.7K | 0.22% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 1,600 | $393.7K | 0.14% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $393.7K | 0.25% | 00.0% | Unchanged |
| NewEdge Wealth, LLC | 1,594 | $392.2K | 0.01% | −49−3.0% | Reduced |
| Frisch Financial Group, Inc. | 1,593 | $392.0K | 0.19% | +9+0.6% | Added |
| Operose Advisors LLC | 1,593 | $391.9K | 0.18% | +17+1.1% | Added |
| Trustco Bank Corp N Y | 1,591 | $391.5K | 0.42% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 1,590 | $391.4K | 0.04% | −5,084−76.2% | Reduced |
| BNC Wealth Management, LLC | 1,591 | $391.4K | 0.21% | −45−2.8% | Reduced |
| RKL Wealth Management LLC | 1,583 | $389.5K | 0.05% | +21+1.3% | Added |
| C2C Wealth Management, LLC | 1,505 | $389.0K | 0.05% | 00.0% | Unchanged |
| Meredith Wealth Planning | 1,580 | $388.8K | 0.32% | 00.0% | Unchanged |
| Avestar Capital, LLC | 1,574 | $387.3K | 0.07% | +160+11.3% | Added |
| Trust Co of Virginia | 1,573 | $387.0K | 0.04% | −67−4.1% | Reduced |
| Comprehensive Financial Consultants Institutional, Inc. | 1,503 | $387.0K | 0.20% | +3+0.2% | Added |
| Davidson Investment Advisors | 1,570 | $386.3K | 0.02% | 00.0% | Unchanged |
| Waters Parkerson & Co., LLC | 1,563 | $385.0K | 0.02% | 00.0% | Unchanged |
| TFG Advisers LLC | 1,559 | $383.5K | 0.17% | +90+6.1% | Added |
| Mirador Capital Partners LP | 1,555 | $382.7K | 0.09% | +1,555 | New |
| Zullo Investment Group, Inc. | 1,553 | $382.4K | 0.22% | +35+2.3% | Added |
| Quantum Financial Advisors, LLC | 1,552 | $382.0K | 0.11% | 00.0% | Unchanged |
| Smith Shellnut Wilson LLC | 1,550 | $381.4K | 0.22% | −13−0.8% | Reduced |
| Richwood Investment Advisors, LLC | 1,545 | $380.1K | 0.37% | +40+2.7% | Added |
| Charter Oak Capital Management, LLC | 1,545 | $380.1K | 0.05% | +3+0.2% | Added |
| Tradition Wealth Management, LLC | 1,546 | $380.0K | 0.04% | −171−10.0% | Reduced |
| SAM Advisors, LLC | 1,540 | $378.9K | 0.16% | 00.0% | Unchanged |
| West Family Investments, Inc. | 1,539 | $378.7K | 0.15% | +1,539 | New |
| Mengis Capital Management, Inc. | 1,538 | $378.5K | 0.08% | +26+1.7% | Added |
| Addison Advisors LLC | 1,538 | $378.4K | 0.19% | −25−1.6% | Reduced |
| Hollencrest Capital Management | 1,537 | $378.1K | 0.04% | +525+51.9% | Added |
| Burton Enright Welch | 1,532 | $376.9K | 0.12% | +32+2.1% | Added |
| Sweeney & Michel, LLC | 1,329 | $375.9K | 0.19% | 00.0% | Unchanged |
| Mark Stevens | 1,527 | $375.7K | 0.05% | +13+0.9% | Added |
| Plancorp, LLC | 1,527 | $375.6K | 0.02% | +57+3.9% | Added |
| Firethorn Wealth Partners, LLC | 1,523 | $374.6K | 0.28% | +5+0.3% | Added |
| Connectus Wealth, LLC | 1,517 | $374.0K | 0.01% | +93+6.5% | Added |
| Sage Mountain Advisors LLC | 1,519 | $373.8K | 0.05% | +90+6.3% | Added |
| Planning Center, Inc. | 1,518 | $373.5K | 0.09% | −660−30.3% | Reduced |
| Regent Peak Wealth Advisors LLC | 1,518 | $373.5K | 0.11% | −70−4.4% | Reduced |
| Cassaday & Co Wealth Management LLC | 1,514 | $372.5K | 0.01% | −170−10.1% | Reduced |
| Pinnacle Financial Group, LLC | 1,514 | $372.5K | 0.21% | −152−9.1% | Reduced |
| Barr E S & Co | 1,513 | $372.3K | 0.03% | +200+15.2% | Added |
| Abacus Wealth Partners, LLC | 1,512 | $372.0K | 0.11% | 00.0% | Unchanged |
| Forte Capital LLC | 1,509 | $371.2K | 0.05% | +1+0.1% | Added |
| Davis Investment Partners, LLC | 1,421 | $370.9K | 0.18% | +1,421 | New |
| Bell Bank | 1,505 | $370.3K | 0.04% | +3+0.2% | Added |
| Lazari Capital Management, Inc. | 1,502 | $369.6K | 0.21% | +1,502 | New |
| Schulhoff & Co Inc | 1,500 | $369.1K | 0.17% | 00.0% | Unchanged |
| Rbo & Co LLC | 1,500 | $369.1K | 0.06% | 00.0% | Unchanged |
| Jupiter Wealth Management LLC | 1,500 | $369.1K | 0.32% | 00.0% | Unchanged |
| Bigelow Investment Advisors, LLC | 1,500 | $369.1K | 0.20% | +79+5.6% | Added |
| Chickasaw Capital Management LLC | 1,500 | $369.0K | 0.02% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 1,498 | $368.6K | 0.15% | +105+7.5% | Added |
| Braun-Bostich & Associates Inc. | 1,498 | $368.6K | 0.79% | +259+20.9% | Added |
| Beaumont Financial Advisors, LLC | 1,497 | $368.2K | 0.03% | +37+2.5% | Added |
| Quintet Private Bank (Europe) S.A. | 1,487 | $367.8K | 0.02% | +185+14.2% | Added |
| Center For Asset Management LLC | 1,492 | $367.1K | 0.35% | +1+0.1% | Added |
| State of Wyoming | 1,491 | $366.9K | 0.11% | +262+21.3% | Added |
| Tectonic Advisors LLC | 1,489 | $366.4K | 0.05% | +12+0.8% | Added |
| Strategic Equity Management | 1,484 | $365.1K | 0.12% | +8+0.5% | Added |
| TrinityPoint Wealth, LLC | 1,483 | $364.9K | 0.07% | +42+2.9% | Added |
| Breakwater Capital Group | 1,476 | $363.2K | 0.13% | +273+22.7% | Added |
| Smith Chas P & Associates Pa Cpas | 1,476 | $363.0K | 0.02% | 00.0% | Unchanged |
| Warren Street Wealth Advisors, LLC | 1,475 | $363.0K | 0.24% | +96+7.0% | Added |
| Acima Private Wealth, LLC | 1,473 | $362.4K | 0.17% | −5−0.3% | Reduced |
| Oxford Financial Group Ltd | 1,471 | $362.0K | 0.03% | +328+28.7% | Added |
| Ledyard National Bank | 1,467 | $361.0K | 0.04% | +55+3.9% | Added |
| Mountain Pacific Investment Advisers Inc | 1,466 | $360.7K | 0.02% | −24−1.6% | Reduced |
| Affinity Capital Advisors, LLC | 1,466 | $360.6K | 0.10% | −125−7.9% | Reduced |
| Legacy Financial Advisors, Inc. | 1,465 | $360.6K | 0.07% | +208+16.5% | Added |
| Evanson Asset Management, LLC | 1,465 | $360.5K | 0.03% | 00.0% | Unchanged |
| Integrated Investment Consultants, LLC | 1,463 | $360.0K | 0.11% | +39+2.7% | Added |
| Brookfield Asset Management Inc. | 1,451 | $357.0K | 0.00% | −30,027−95.4% | Reduced |
| Fox Run Management, L.L.C. | 1,451 | $357.0K | 0.10% | +1,451 | New |
| First Community Trust NA | 1,450 | $356.8K | 0.40% | 00.0% | Unchanged |
| Invesco, LLC | 1,448 | $356.3K | 0.18% | +1,448 | New |
| Gamco Investors, Inc. Et Al | 1,447 | $356.0K | 0.00% | +89+6.6% | Added |
| Prosperity Financial Group, Inc. | 1,446 | $355.8K | 0.31% | +43+3.1% | Added |
| McGowan Group Asset Management, Inc. | 1,445 | $355.4K | 0.06% | +101+7.5% | Added |
| Silicon Hills Wealth Management, LLC | 1,443 | $355.1K | 0.20% | 00.0% | Unchanged |
| Insight Advisors, LLC | 1,441 | $354.6K | 0.08% | −457−24.1% | Reduced |
| Signet Investment Advisory Group, Inc. | 1,440 | $354.3K | 0.23% | −5−0.3% | Reduced |
| Personal Cfo Solutions, LLC | 1,439 | $354.1K | 0.07% | +16+1.1% | Added |
| apricus wealth, LLC | 1,375 | $354.0K | 0.31% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 1,437 | $353.6K | 0.07% | 00.0% | Unchanged |
| Acas, LLC | 1,429 | $351.5K | 0.47% | +17+1.2% | Added |
| GFG Capital, LLC | 1,428 | $351.4K | 0.07% | +1,428 | New |
| Sugarloaf Wealth Management, LLC | 1,426 | $351.0K | 0.08% | −117−7.6% | Reduced |
| Bender Robert & Associates | 1,422 | $349.9K | 0.10% | −195−12.1% | Reduced |
| GraniteShares Advisors LLC | 1,422 | $349.9K | 0.32% | −115−7.5% | Reduced |
| CarsonAllaria Wealth Management, Ltd. | 1,420 | $349.6K | 0.28% | +6+0.4% | Added |
| Congress Park Capital LLC | 1,420 | $349.4K | 0.20% | +350+32.7% | Added |
| North Star Asset Management Inc | 1,420 | $349.3K | 0.02% | −40−2.7% | Reduced |
| WestHill Financial Advisors, Inc. | 1,411 | $347.2K | 0.10% | 00.0% | Unchanged |
| Fingerlakes Wealth Management, Inc. | 1,406 | $346.0K | 0.40% | −104−6.9% | Reduced |
| Excalibur Management Corp | 1,403 | $345.2K | 0.18% | +396+39.3% | Added |