Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gillespie Robinson & Grimm Inc | 1,400 | $344.5K | 0.03% | −300−17.6% | Reduced |
| Ironwood Investment Management LLC | 1,400 | $344.5K | 0.20% | 00.0% | Unchanged |
| New Jersey Better Educational Savings Trust | 1,400 | $344.5K | 0.81% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 1,400 | $344.5K | 0.04% | 00.0% | Unchanged |
| Alta Advisers Ltd | 1,400 | $344.5K | 0.19% | 00.0% | Unchanged |
| Enterprise Financial Services Corp | 1,396 | $343.5K | 0.22% | +15+1.1% | Added |
| LVW Advisors, LLC | 1,395 | $343.2K | 0.07% | −302−17.8% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 1,393 | $342.8K | 0.02% | −5−0.4% | Reduced |
| Birchcreek Wealth Management, LLC | 1,393 | $342.7K | 0.24% | +40+3.0% | Added |
| First National Corp | 1,390 | $342.1K | 0.08% | −11−0.8% | Reduced |
| Nadler Financial Group, Inc. | 1,386 | $341.0K | 0.05% | 00.0% | Unchanged |
| Gryphon Financial Partners LLC | 1,380 | $339.6K | 0.08% | +343+33.1% | Added |
| Waypoint Capital Advisors, LLC | 1,379 | $339.3K | 0.11% | +13+1.0% | Added |
| Blankinship & Foster, LLC | 1,377 | $338.8K | 0.11% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 1,371 | $337.3K | 0.22% | −5−0.4% | Reduced |
| SFMG, LLC | 1,366 | $336.1K | 0.03% | −15−1.1% | Reduced |
| Benedetti & Gucer, Inc. | 1,366 | $336.0K | 0.17% | +1,366 | New |
| Chesley Taft & Associates LLC | 1,363 | $335.4K | 0.02% | +20+1.5% | Added |
| Westshore Wealth, LLC | 1,362 | $335.1K | 0.17% | −27−1.9% | Reduced |
| Rosenberg Matthew Hamilton | 1,361 | $334.9K | 0.11% | −124−8.4% | Reduced |
| TFB Advisors LLC | 1,357 | $333.9K | 0.15% | +1,357 | New |
| Seed Wealth Management, Inc. | 1,355 | $333.4K | 0.35% | 00.0% | Unchanged |
| Eaton Financial Holdings Company, LLC | 1,351 | $332.4K | 0.25% | −300−18.2% | Reduced |
| Moloney Securities Asset Management, LLC | 1,347 | $331.5K | 0.06% | −309−18.7% | Reduced |
| Sendero Wealth Management, LLC | 1,344 | $330.7K | 0.07% | +1,344 | New |
| Coyle Financial Counsel LLC | 1,340 | $329.7K | 0.15% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 1,336 | $328.7K | 0.00% | −2,865−68.2% | Reduced |
| Cortland Associates Inc | 1,334 | $328.0K | 0.05% | −106−7.4% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 1,330 | $327.2K | 0.04% | +60+4.7% | Added |
| Hall Laurie J Trustee | 1,330 | $327.0K | 0.13% | 00.0% | Unchanged |
| Cornerstone Advisory, LLC | 1,325 | $326.1K | 0.06% | +51+4.0% | Added |
| Laidlaw Wealth Management LLC | 1,322 | $325.2K | 0.06% | −91−6.4% | Reduced |
| Perennial Investment Advisors, LLC | 1,317 | $324.1K | 0.06% | −18−1.3% | Reduced |
| Monarch Capital Management Inc | 1,317 | $324.0K | 0.10% | 00.0% | Unchanged |
| HBW Advisory Services LLC | 1,312 | $323.0K | 0.07% | +1,312 | New |
| Petix & Botte Co | 1,312 | $322.8K | 0.10% | +1,312 | New |
| PBMares Wealth Management LLC | 1,311 | $322.7K | 0.12% | +150+12.9% | Added |
| Fagan Associates, Inc. | 1,310 | $322.3K | 0.08% | 00.0% | Unchanged |
| American State Bank (Iowa) | 1,305 | $321.1K | 0.22% | +57+4.6% | Added |
| Valley National Advisers Inc | 1,302 | $321.0K | 0.05% | +10+0.8% | Added |
| Morris Retirement Advisors, LLC | 1,299 | $319.7K | 0.22% | −1,190−47.8% | Reduced |
| Garden State Investment Advisory Services LLC | 1,299 | $319.6K | 0.14% | +3+0.2% | Added |
| Sage Investment Advisers LLC | 1,297 | $319.2K | 0.43% | +106+8.9% | Added |
| Landaas & Co | 1,298 | $319.0K | 0.14% | 00.0% | Unchanged |
| Old Second National Bank of Aurora | 1,294 | $318.4K | 0.09% | −25−1.9% | Reduced |
| Acorn Financial Advisory Services Inc | 1,293 | $318.3K | 0.06% | +99+8.3% | Added |
| First Nebraska Trust Co | 1,292 | $317.9K | 0.04% | +100+8.4% | Added |
| Bangor Savings Bank | 1,291 | $317.7K | 0.04% | 00.0% | Unchanged |
| Castleark Management LLC | 1,290 | $317.4K | 0.01% | −1,300−50.2% | Reduced |
| Green Square Capital Advisors LLC | 1,288 | $316.9K | 0.04% | +1+0.1% | Added |
| Sandy Cove Advisors, LLC | 1,283 | $315.7K | 0.18% | 00.0% | Unchanged |
| M Holdings Securities, Inc. | 1,279 | $315.0K | 0.06% | −3,145−71.1% | Reduced |
| Gilman Hill Asset Management, LLC | 1,280 | $314.9K | 0.06% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 1,270 | $312.5K | 0.02% | −325−20.4% | Reduced |
| Alpha Family Trust | 1,270 | $312.5K | 0.22% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 1,268 | $312.0K | 0.08% | 00.0% | Unchanged |
| Revisor Wealth Management LLC | 1,268 | $312.0K | 0.28% | +19+1.5% | Added |
| Eudaimonia Advisors LLC | 1,265 | $311.3K | 0.21% | −35−2.7% | Reduced |
| GeoWealth Management, LLC | 1,263 | $311.0K | 0.03% | −9−0.7% | Reduced |
| Relyea Zuckerberg Hanson LLC | 1,263 | $310.9K | 0.07% | +14+1.1% | Added |
| Covenant Asset Management, LLC | 1,261 | $310.3K | 0.09% | +174+16.0% | Added |
| Tortoise Investment Management, LLC | 1,260 | $310.0K | 0.05% | +28+2.3% | Added |
| Quent Capital, LLC | 1,259 | $309.8K | 0.05% | 00.0% | Unchanged |
| Joule Financial, LLC | 1,258 | $309.5K | 0.16% | +46+3.8% | Added |
| Isthmus Partners, LLC | 1,257 | $309.3K | 0.04% | 00.0% | Unchanged |
| Crewe Advisors LLC | 1,256 | $309.0K | 0.04% | −195−13.4% | Reduced |
| Pacific Global Investment Management CO | 1,256 | $308.9K | 0.06% | +107+9.3% | Added |
| Herold Advisors, Inc. | 1,250 | $307.6K | 0.09% | −54−4.1% | Reduced |
| Oliver Luxxe Assets LLC | 1,250 | $307.6K | 0.08% | 00.0% | Unchanged |
| LFA - Lugano Financial Advisors SA | 1,250 | $307.6K | 0.20% | +1,250 | New |
| Selective Wealth Management, Inc. | 1,231 | $306.3K | 0.15% | +1,231 | New |
| WealthShield Partners, LLC | 1,244 | $306.1K | 0.05% | −162−11.5% | Reduced |
| Grant Street Asset Management, Inc. | 1,244 | $306.1K | 0.12% | +210+20.3% | Added |
| TCG Advisory Services, LLC | 1,242 | $305.6K | 0.05% | +1,242 | New |
| Register Financial Advisors LLC | 1,241 | $305.3K | 0.22% | −50−3.9% | Reduced |
| Sound Income Strategies, LLC | 1,240 | $305.1K | 0.03% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 1,239 | $304.9K | 0.17% | +1+0.1% | Added |
| Univest Financial Corp | 1,238 | $304.6K | 0.09% | −3−0.2% | Reduced |
| Basepoint Wealth LLC | 1,238 | $304.5K | 0.25% | +4+0.3% | Added |
| BSW Wealth Partners | 1,238 | $304.5K | 0.06% | +3+0.2% | Added |
| Cordatus Wealth Management LLC | 1,235 | $304.0K | 0.11% | +1,235 | New |
| Hamilton Capital, LLC | 1,235 | $303.9K | 0.02% | +50+4.2% | Added |
| Oakworth Capital, Inc. | 1,235 | $303.9K | 0.03% | +100+8.8% | Added |
| Prosperity Consulting Group, LLC | 1,234 | $303.6K | 0.19% | −88−6.7% | Reduced |
| Boston Trust Walden Corp | 1,234 | $303.6K | 0.00% | +1,234 | New |
| Next Level Private LLC | 1,220 | $303.5K | 0.20% | +1,220 | New |
| Winslow Asset Management Inc | 1,230 | $303.0K | 0.07% | −115−8.6% | Reduced |
| Gould Asset Management LLC | 1,230 | $302.6K | 0.08% | 00.0% | Unchanged |
| Corton Capital Inc. | 1,228 | $302.1K | 0.14% | −329−21.1% | Reduced |
| Millington Financial Advisors, LLC | 1,224 | $301.2K | 0.27% | −94−7.1% | Reduced |
| Resource Consulting Group Inc | 1,223 | $300.9K | 0.06% | 00.0% | Unchanged |
| Indie Asset Partners, LLC | 1,221 | $300.5K | 0.33% | +1+0.1% | Added |
| VeraBank, N.A. | 1,215 | $299.0K | 0.12% | −1,600−56.8% | Reduced |
| Claro Advisors LLC | 1,211 | $298.0K | 0.07% | +277+29.7% | Added |
| Harel Insurance Investments & Financial Services Ltd. | 1,220 | $298.0K | 0.01% | +520+74.3% | Added |
| South Street Advisors LLC | 1,210 | $297.7K | 0.06% | −230−16.0% | Reduced |
| Wealth Dimensions Group, Ltd. | 1,208 | $297.3K | 0.11% | +93+8.3% | Added |
| Objective Capital Management, LLC | 1,207 | $297.0K | 0.26% | +9+0.8% | Added |
| Greenline Partners, LLC | 1,205 | $296.5K | 0.06% | 00.0% | Unchanged |
| Hutchinson Capital Management | 1,203 | $296.0K | 0.07% | +1+0.1% | Added |