Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Retirement Group, Inc. | 1,200 | $295.3K | 0.08% | −30−2.4% | Reduced |
| Fca Corp | 1,200 | $295.3K | 0.11% | 00.0% | Unchanged |
| Bank of Nova Scotia Trust Co | 1,200 | $295.3K | 0.03% | +200+20.0% | Added |
| Dudley Capital Management, LLC | 1,198 | $294.7K | 0.20% | −138−10.3% | Reduced |
| CJM Wealth Advisers, Ltd. | 1,195 | $294.1K | 0.15% | +1+0.1% | Added |
| Canal Capital Management, LLC | 1,193 | $293.5K | 0.06% | +5+0.4% | Added |
| Marotta Asset Management | 1,192 | $293.3K | 0.07% | +1,192 | New |
| TruWealth Advisors, LLC | 1,191 | $293.1K | 0.03% | +1+0.1% | Added |
| Brogan Financial, Inc. | 1,188 | $292.2K | 0.25% | +4+0.3% | Added |
| Lumature Wealth Partners, LLC | 1,186 | $291.8K | 0.17% | −14−1.2% | Reduced |
| Five Oceans Advisors | 1,185 | $291.6K | 0.19% | +26+2.2% | Added |
| Westover Capital Advisors, LLC | 1,184 | $291.3K | 0.10% | +1+0.1% | Added |
| Keb Asset Management, LLC | 1,179 | $290.1K | 0.12% | −54−4.4% | Reduced |
| Epic Trust Investment Advisors, LLC | 1,178 | $289.8K | 0.41% | +23+2.0% | Added |
| Austin Private Wealth, LLC | 1,177 | $289.6K | 0.04% | +206+21.2% | Added |
| Mount Vernon Associates Inc | 1,176 | $289.0K | 0.31% | 00.0% | Unchanged |
| Meridian Financial Partners LLC | 1,106 | $289.0K | 0.17% | +1,106 | New |
| Old Point Trust & Financial Services N A | 1,173 | $288.6K | 0.12% | 00.0% | Unchanged |
| Apexium Financial, LP | 1,173 | $288.6K | 0.03% | +198+20.3% | Added |
| Liberty Wealth Management LLC | 1,172 | $288.4K | 0.07% | −206−14.9% | Reduced |
| Regatta Capital Group, LLC | 1,172 | $288.4K | 0.09% | −230−16.4% | Reduced |
| Charles Schwab Investment Advisory, Inc. | 1,170 | $287.9K | 0.00% | +1,170 | New |
| Jessup Wealth Management, Inc | 1,169 | $287.7K | 0.15% | +5+0.4% | Added |
| CapWealth Advisors, LLC | 1,169 | $287.6K | 0.04% | −17−1.4% | Reduced |
| Executive Wealth Management, LLC | 1,165 | $286.8K | 0.03% | +55+5.0% | Added |
| Beacon Capital Management, LLC | 1,165 | $286.7K | 0.08% | +78+7.2% | Added |
| Edmp, Inc. | 1,164 | $286.4K | 0.27% | +1,164 | New |
| Capital Advisors Wealth Management, LLC | 1,162 | $285.9K | 0.07% | +81+7.5% | Added |
| Dentgroup LLC | 1,160 | $285.5K | 0.21% | +1+0.1% | Added |
| Two Sigma Securities, LLC | 1,159 | $285.2K | 0.02% | −12,439−91.5% | Reduced |
| Baldwin Brothers Inc | 1,156 | $284.4K | 0.02% | −1,000−46.4% | Reduced |
| CM Wealth Advisors LLC | 1,086 | $284.2K | 0.09% | −5,471−83.4% | Reduced |
| Northcape Wealth Management, LLC | 1,155 | $284.2K | 0.10% | −267−18.8% | Reduced |
| Stelac Advisory Services LLC | 1,154 | $283.9K | 0.13% | −99−7.9% | Reduced |
| SkyOak Wealth, LLC | 1,148 | $282.5K | 0.08% | 00.0% | Unchanged |
| Gallagher Fiduciary Advisors, LLC | 1,142 | $281.3K | 0.02% | −81−6.6% | Reduced |
| FSB Premier Wealth Management, Inc. | 1,143 | $281.3K | 0.15% | −39−3.3% | Reduced |
| Coastwise Capital Group, LLC | 1,142 | $281.0K | 0.32% | +5+0.4% | Added |
| Advisor OS, LLC | 1,141 | $280.8K | 0.05% | +155+15.7% | Added |
| Corundum Trust Company, INC | 1,141 | $280.7K | 0.77% | +1,141 | New |
| Newbridge Financial Services Group, Inc. | 1,135 | $279.2K | 0.14% | +78+7.4% | Added |
| Financial Advisors, LLC | 1,130 | $278.0K | 0.07% | +1,130 | New |
| Tiedemann Advisors, LLC | 1,126 | $277.0K | 0.01% | −11−1.0% | Reduced |
| Bristlecone Advisors, LLC | 1,123 | $276.4K | 0.03% | +40+3.7% | Added |
| LJI Wealth Management, LLC | 19,011 | $276.1K | 0.08% | +17,889+1,594.4% | Added |
| WNY Asset Management, LLC | 1,120 | $275.6K | 0.06% | −50−4.3% | Reduced |
| Spring Capital Management, LLC | 1,120 | $275.6K | 0.22% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 1,118 | $275.1K | 0.04% | +6+0.5% | Added |
| Davidson Trust Co | 1,117 | $274.8K | 0.20% | 00.0% | Unchanged |
| Bremer Bank National Association | 1,117 | $274.8K | 0.05% | 00.0% | Unchanged |
| JSF Financial, LLC | 1,115 | $274.3K | 0.10% | 00.0% | Unchanged |
| Hengehold Capital Management LLC | 1,112 | $273.6K | 0.04% | +2+0.2% | Added |
| Future Financial Wealth Managment LLC | 1,108 | $272.6K | 0.29% | 00.0% | Unchanged |
| Purus Wealth Management, LLC | 1,105 | $272.0K | 0.18% | +36+3.4% | Added |
| Cheviot Value Management, LLC | 1,103 | $271.4K | 0.06% | 00.0% | Unchanged |
| Beacon Financial Group | 1,111 | $271.0K | 0.04% | +24+2.2% | Added |
| Royal Capital Wealth Management, LLC | 1,100 | $270.7K | 0.25% | 00.0% | Unchanged |
| Mizuho Securities Co. Ltd. | 1,100 | $270.7K | 0.61% | +950+633.3% | Added |
| Peterson Wealth Advisors, LLC | 1,094 | $270.6K | 0.07% | +40+3.8% | Added |
| Jarislowsky, Fraser Ltd | 1,097 | $269.9K | 0.00% | 00.0% | Unchanged |
| Wallace Advisory Group, LLC | 1,177 | $269.3K | 0.20% | 00.0% | Unchanged |
| Middleton & Co Inc | 1,090 | $268.2K | 0.04% | 00.0% | Unchanged |
| Headinvest, LLC | 939 | $267.8K | 0.06% | +1+0.1% | Added |
| NFP Retirement, Inc. | 1,088 | $267.7K | 0.05% | +90+9.0% | Added |
| Investment Advisory Services Inc | 1,085 | $267.0K | 0.11% | +1,085 | New |
| Private Portfolio Partners LLC | 1,084 | $266.8K | 0.07% | 00.0% | Unchanged |
| Northwest Bancshares, Inc. | 1,082 | $266.2K | 0.05% | +82+8.2% | Added |
| Kessler Investment Group, LLC | 1,080 | $265.9K | 0.19% | 00.0% | Unchanged |
| Legacy Financial Group, Inc. | 1,078 | $265.2K | 0.13% | +1,078 | New |
| Consilium Wealth Advisory, LLC | 1,078 | $265.2K | 0.18% | +1+0.1% | Added |
| Silvant Capital Management LLC | 1,076 | $264.8K | 0.01% | 00.0% | Unchanged |
| Raub Brock Capital Management LP | 1,069 | $263.0K | 0.05% | +1,069 | New |
| Compass Financial Group, INC | 1,067 | $262.6K | 0.08% | +2+0.2% | Added |
| Pettyjohn, Wood & White, Inc | 1,065 | $262.0K | 0.06% | +100+10.4% | Added |
| Mogy Joel R Investment Counsel Inc | 1,060 | $260.8K | 0.02% | 00.0% | Unchanged |
| Cedar Brook Financial Partners, LLC | 1,060 | $260.7K | 0.06% | +35+3.4% | Added |
| Resonant Capital Advisors, LLC | 1,056 | $259.8K | 0.03% | +1,056 | New |
| Calamos Wealth Management LLC | 1,055 | $259.6K | 0.02% | −87−7.6% | Reduced |
| Citizens Business Bank | 1,053 | $259.1K | 0.06% | +1,053 | New |
| First PREMIER Bank | 1,049 | $259.0K | 0.07% | +40+4.0% | Added |
| Copperwynd Financial, LLC | 1,052 | $258.8K | 0.12% | +54+5.4% | Added |
| Alesco Advisors LLC | 1,050 | $258.4K | 0.01% | −184−14.9% | Reduced |
| Greylin Investment Mangement Inc | 1,050 | $258.4K | 0.05% | 00.0% | Unchanged |
| Goldstone Financial Group, LLC | 1,050 | $258.4K | 0.08% | +101+10.6% | Added |
| Alerus Financial NA | 1,049 | $258.1K | 0.02% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 1,050 | $258.0K | 0.13% | −40−3.7% | Reduced |
| Destination Wealth Management | 1,043 | $256.5K | 0.01% | −324−23.7% | Reduced |
| Hourglass Capital, LLC | 1,042 | $256.4K | 0.09% | 00.0% | Unchanged |
| Goodwin Daniel L | 1,040 | $255.9K | 0.12% | 00.0% | Unchanged |
| Gladius Capital Management LP | 1,038 | $255.4K | 0.13% | +1,038 | New |
| JB Capital LLC | 1,038 | $255.4K | 0.02% | +2+0.2% | Added |
| Measured Wealth Private Client Group, LLC | 1,037 | $255.2K | 0.10% | +115+12.5% | Added |
| Wedgewood Investors Inc | 1,033 | $254.2K | 0.33% | +70+7.3% | Added |
| FDx Advisors, Inc. | 1,032 | $254.0K | 0.01% | +47+4.8% | Added |
| Prelude Capital Management, LLC | 1,031 | $253.7K | 0.02% | −24,961−96.0% | Reduced |
| KLR Investment Advisors, LLC | 1,031 | $253.7K | 0.21% | −55−5.1% | Reduced |
| Ssi Investment Management LLC | 1,026 | $252.4K | 0.02% | −224−17.9% | Reduced |
| Mount Yale Investment Advisors, LLC | 1,022 | $251.5K | 0.03% | −651−38.9% | Reduced |
| Foster Victor Wealth Advisors, LLC | 1,024 | $250.7K | 0.03% | +1,024 | New |
| Agf Management Ltd | 1,018 | $250.5K | 0.00% | −6,748−86.9% | Reduced |