Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,308 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management Company, Ltd | 307,405 | $176.1M | 1.39% | −630−0.2% | Reduced |
| Pictet Asset Management Holding SA | 307,291 | $176.0M | 0.17% | −130,150−29.8% | Reduced |
| Advisor Group Holdings, Inc. | 303,166 | $173.9M | 0.25% | −32,522−9.7% | Reduced |
| FIL Ltd | 301,209 | $172.6M | 0.13% | −280,950−48.3% | Reduced |
| Asset Management One Co.,Ltd. | 289,298 | $167.4M | 0.47% | −1,327−0.5% | Reduced |
| Cetera Investment Advisers | 287,922 | $164.9M | 0.18% | +12,500+4.5% | Added |
| AQR Capital Management LLC | 286,509 | $164.1M | 0.09% | +40,109+16.3% | Added |
| Nordea Investment Management AB | 271,038 | $156.0M | 0.13% | −115,370−29.9% | Reduced |
| Cerity Partners LLC | 270,926 | $155.3M | 0.23% | +12,972+5.0% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 267,333 | $151.4M | 0.25% | −12,356−4.4% | Reduced |
| Quantinno Capital Management LP | 260,665 | $149.3M | 0.30% | +67,164+34.7% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 259,706 | $148.8M | 0.32% | −650−0.2% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 257,686 | $147.6M | 0.35% | +33,702+15.0% | Added |
| First Trust Advisors LP | 256,753 | $147.1M | 0.11% | −77,742−23.2% | Reduced |
| Empower Advisory Group, LLC | 252,716 | $144.8M | 0.39% | −14,980−5.6% | Reduced |
| Royal London Asset Management Ltd | 252,109 | $144.4M | 0.30% | −1,821−0.7% | Reduced |
| Alecta Pensionsforsakring, Omsesidigt | 248,500 | $142.3M | 0.63% | −80,100−24.4% | Reduced |
| Janney Montgomery Scott LLC | 246,551 | $141.2M | 0.32% | +3,954+1.6% | Added |
| State of Wisconsin Investment Board | 245,658 | $140.7M | 0.32% | −6,388−2.5% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 242,525 | $138.9M | 0.38% | −1,819−0.7% | Reduced |
| Keybank National Association | 237,373 | $136.0M | 0.49% | +16,498+7.5% | Added |
| Retirement Systems of Alabama | 233,677 | $133.9M | 0.43% | −378−0.2% | Reduced |
| GWM Advisors LLC | 233,659 | $133.9M | 0.49% | +23,906+11.4% | Added |
| Two Sigma Advisers, LP | 227,060 | $130.1M | 0.25% | −298,240−56.8% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 221,000 | $126.7M | 0.15% | +128,576+139.1% | Added |
| DekaBank Deutsche Girozentrale | 326,603 | $124.7M | 0.23% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 213,923 | $122.5M | 0.32% | +5,940+2.9% | Added |
| Swedbank AB | 213,476 | $122.3M | 0.12% | −131,935−38.2% | Reduced |
| Truist Financial Corp | 211,449 | $121.1M | 0.16% | −3,049−1.4% | Reduced |
| Commerce Bank | 211,002 | $120.9M | 0.67% | +89,150+73.2% | Added |
| Menora Mivtachim Holdings Ltd. | 207,500 | $118.9M | 0.56% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 206,178 | $118.1M | 0.22% | −141,714−40.7% | Reduced |
| Danske Bank A/S | 204,059 | $116.9M | 0.27% | −16,968−7.7% | Reduced |
| Toroso Investments, LLC | 202,607 | $116.1M | 0.49% | +8,584+4.4% | Added |
| Kestra Advisory Services, LLC | 202,090 | $115.8M | 0.48% | +17,140+9.3% | Added |
| Credit Agricole S A | 200,835 | $115.1M | 0.32% | +27,236+15.7% | Added |
| Bollard Group LLC | 200,490 | $114.9M | 3.02% | −26,272−11.6% | Reduced |
| M&T Bank Corp | 199,603 | $114.3M | 0.37% | −725−0.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 194,886 | $111.6M | 0.07% | −28,639−12.8% | Reduced |
| Treasurer of the State of North Carolina | 194,018 | $111.1M | 0.36% | −14,168−6.8% | Reduced |
| Public Employees Retirement System of Ohio | 193,054 | $110.6M | 0.34% | +1,919+1.0% | Added |
| State of Tennessee, Treasury Department | 165,794 | $109.0M | 0.35% | −1,502−0.9% | Reduced |
| O'Shaughnessy Asset Management, LLC | 186,094 | $106.6M | 0.59% | −33,443−15.2% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 182,453 | $104.5M | 0.27% | −37,222−16.9% | Reduced |
| Nisa Investment Advisors, LLC | 179,237 | $102.7M | 0.34% | +10,481+6.2% | Added |
| Ensign Peak Advisors, Inc | 178,875 | $102.5M | 0.18% | −46,129−20.5% | Reduced |
| Swiss Life Asset Management Ltd | 178,797 | $102.4M | 0.52% | −2,015−1.1% | Reduced |
| Zurich Insurance Group Ltd | 178,067 | $102.0M | 0.71% | −3,395−1.9% | Reduced |
| Allianz Asset Management GmbH | 177,578 | $101.7M | 0.12% | −71,036−28.6% | Reduced |
| Sequoia Financial Advisors, LLC | 177,241 | $101.5M | 0.57% | +615+0.3% | Added |
| Russell Investments Group, Ltd. | 176,891 | $101.5M | 0.11% | −574−0.3% | Reduced |
| STRS Ohio | 174,828 | $100.2M | 0.37% | +25,675+17.2% | Added |
| SEI Investments Co | 174,713 | $100.1M | 0.10% | +59,487+51.6% | Added |
| Rathbone Brothers plc | 172,709 | $98.9M | 0.39% | −26,402−13.3% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 157,290 | $98.5M | 0.13% | −1,680−1.1% | Reduced |
| Daiwa Securities Group Inc. | 171,467 | $98.2M | 0.32% | +5,300+3.2% | Added |
| Teacher Retirement System of Texas | 170,618 | $97.7M | 0.34% | +15,119+9.7% | Added |
| Capula Management Ltd | 170,000 | $97.4M | 0.63% | +169,466+31,735.2% | Added |
| CIBC World Markets Inc. | 169,318 | $97.0M | 0.17% | +19,039+12.7% | Added |
| Midwest Trust Co | 162,359 | $93.0M | 1.16% | −7,350−4.3% | Reduced |
| State of New Jersey Common Pension Fund D | 160,968 | $92.2M | 0.33% | −4,709−2.8% | Reduced |
| Mercer Global Advisors Inc | 156,535 | $92.1M | 0.14% | +16,299+11.6% | Added |
| Freestone Grove Partners LP | 158,274 | $90.7M | 0.66% | +158,274 | New |
| Gateway Investment Advisers LLC | 156,896 | $89.9M | 0.84% | −137−0.1% | Reduced |
| KBC Group NV | 155,227 | $88.9M | 0.20% | +8,732+6.0% | Added |
| Resona Asset Management Co.,Ltd. | 151,334 | $86.9M | 0.42% | −7,293−4.6% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 151,500 | $86.8M | 0.15% | −81,246−34.9% | Reduced |
| MML Investors Services, LLC | 148,909 | $85.3M | 0.21% | −3,689−2.4% | Reduced |
| Lansforsakringar Fondforvaltning AB (publ) | 148,704 | $85.2M | 0.42% | +142+0.1% | Added |
| Erste Asset Management GmbH | 144,644 | $83.4M | 0.70% | +8,223+6.0% | Added |
| Captrust Financial Advisors | 141,582 | $81.1M | 0.15% | +7,494+5.6% | Added |
| Commerzbank Aktiengesellschaft | 138,161 | $79.1M | 1.61% | −12,346−8.2% | Reduced |
| Huntington National Bank | 137,570 | $78.8M | 0.47% | −297−0.2% | Reduced |
| Arizona State Retirement System | 132,423 | $75.9M | 0.41% | −4,905−3.6% | Reduced |
| State of Michigan Retirement System | 130,472 | $74.7M | 0.36% | −3,400−2.5% | Reduced |
| Atalanta Sosnoff Capital, LLC | 130,450 | $74.7M | 1.46% | +130,450 | New |
| Sanctuary Advisors, LLC | 126,167 | $72.3M | 0.39% | +470+0.4% | Added |
| Handelsbanken Fonder AB | 125,384 | $71.8M | 0.22% | +23,818+23.5% | Added |
| Alpha Cubed Investments, LLC | 125,238 | $71.7M | 2.46% | −35,526−22.1% | Reduced |
| HM Payson & Co | 124,445 | $71.3M | 1.01% | −648−0.5% | Reduced |
| Czech National Bank | 123,400 | $70.7M | 0.46% | +4,416+3.7% | Added |
| Jennison Associates LLC | 122,936 | $70.4M | 0.04% | −113,970−48.1% | Reduced |
| Gotham Asset Management, LLC | 122,473 | $70.2M | 0.26% | +5,884+5.0% | Added |
| Van Eck Associates Corp | 120,732 | $69.2M | 0.06% | −439,214−78.4% | Reduced |
| Heritage Investors Management Corp | 120,567 | $69.1M | 2.01% | −4,825−3.8% | Reduced |
| Jane Street Group, LLC | 119,652 | $68.5M | 0.08% | −270,078−69.3% | Reduced |
| Jones Financial Companies LLLP | 118,964 | $68.2M | 0.04% | +11,212+10.4% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 117,924 | $67.6M | 0.57% | −4,560−3.7% | Reduced |
| Polar Capital Holdings Plc | 117,615 | $67.4M | 0.31% | +49,294+72.2% | Added |
| Mirae Asset Global Investments Co., Ltd. | 117,503 | $67.3M | 0.19% | +13,586+13.1% | Added |
| CWM, LLC | 117,356 | $67.2M | 0.18% | +16,168+16.0% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 116,963 | $67.0M | 0.27% | −1,701−1.4% | Reduced |
| Blair William & Co | 116,252 | $66.6M | 0.18% | +636+0.6% | Added |
| Janus Henderson Group PLC | 115,926 | $66.4M | 0.03% | +169+0.1% | Added |
| Meyer Handelman Co | 115,721 | $66.3M | 2.08% | −3,870−3.2% | Reduced |
| Fort Washington Investment Advisors Inc | 115,166 | $66.0M | 0.35% | −42,564−27.0% | Reduced |
| MetLife Investment Management | 114,855 | $65.8M | 0.32% | −3,992−3.4% | Reduced |
| CIBC Asset Management Inc | 113,880 | $65.2M | 0.16% | +46,247+68.4% | Added |
| Pinnacle Associates Ltd | 112,090 | $64.2M | 0.82% | −906−0.8% | Reduced |
| Adviser Investments LLC | 109,833 | $62.9M | 0.69% | +2,063+1.9% | Added |