Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,308 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CBOE Vest Financial, LLC | 109,763 | $62.9M | 0.80% | −30,549−21.8% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 108,855 | $62.4M | 0.32% | −3,644−3.2% | Reduced |
| Bradley Foster & Sargent Inc | 107,186 | $61.4M | 0.90% | −546−0.5% | Reduced |
| S&CO Inc | 105,396 | $60.4M | 3.75% | −6,682−6.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 103,773 | $59.4M | 0.33% | +2,775+2.7% | Added |
| Banco Santander, S.A. | 103,741 | $59.4M | 0.45% | +6,082+6.2% | Added |
| TD Waterhouse Canada Inc. | 101,065 | $57.9M | 0.36% | +39,144+63.2% | Added |
| Mediolanum International Funds Ltd | 99,983 | $57.7M | 0.58% | −21,871−17.9% | Reduced |
| Clearstead Advisors, LLC | 100,749 | $57.7M | 0.73% | −4,018−3.8% | Reduced |
| Wesleyan Assurance Society | 100,379 | $57.5M | 3.32% | 00.0% | Unchanged |
| Paralel Advisors LLC | 100,000 | $57.3M | 2.23% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 99,386 | $57.0M | 0.30% | +16,494+19.9% | Added |
| Millennium Management LLC | 98,905 | $56.7M | 0.04% | −304,832−75.5% | Reduced |
| Gabelli Funds LLC | 98,140 | $56.2M | 0.38% | −3,012−3.0% | Reduced |
| Rheos Capital Works Inc. | 97,000 | $55.6M | 3.56% | +27,000+38.6% | Added |
| Calamos Advisors LLC | 95,705 | $54.8M | 0.23% | −3,817−3.8% | Reduced |
| Cresset Asset Management, LLC | 95,044 | $54.4M | 0.23% | −474−0.5% | Reduced |
| NEOS Investment Management LLC | 94,859 | $54.3M | 0.31% | +13,071+16.0% | Added |
| Aptus Capital Advisors, LLC | 92,625 | $53.1M | 0.45% | +2,194+2.4% | Added |
| Allworth Financial LP | 92,331 | $52.9M | 0.22% | +14,150+18.1% | Added |
| IFM Investors Pty Ltd | 91,887 | $52.6M | 0.44% | +563+0.6% | Added |
| Busey Wealth Management | 91,750 | $52.6M | 1.39% | −2,624−2.8% | Reduced |
| QRG Capital Management, Inc. | 91,604 | $52.5M | 0.58% | +10,697+13.2% | Added |
| Mesirow Financial Investment Management, Inc. | 91,120 | $52.2M | 1.07% | −2,303−2.5% | Reduced |
| Amalgamated Bank | 89,889 | $51.5M | 0.37% | −2,048−2.2% | Reduced |
| Natixis | 89,048 | $51.0M | 0.20% | −33,283−27.2% | Reduced |
| Comerica Bank | 88,491 | $50.7M | 0.20% | −7,346−7.7% | Reduced |
| Prospera Financial Services Inc | 88,450 | $50.7M | 0.83% | +16,785+23.4% | Added |
| Mirae Asset Global ETFs Holdings Ltd. | 86,999 | $49.9M | 0.07% | +12,412+16.6% | Added |
| Old Republic International Corporation | 85,500 | $49.0M | 1.98% | −91,500−51.7% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 84,883 | $48.6M | 0.43% | −2,432−2.8% | Reduced |
| Capital International Inc | 84,616 | $48.5M | 0.38% | +18,070+27.2% | Added |
| HRT Financial LP | 83,563 | $47.9M | 0.15% | +83,563 | New |
| Edmond de Rothschild Holding S.A. | 83,306 | $47.7M | 0.68% | −14,748−15.0% | Reduced |
| Private Advisor Group, LLC | 83,274 | $47.7M | 0.22% | +2,987+3.7% | Added |
| British Columbia Investment Management Corp | 83,131 | $47.6M | 0.25% | +15,415+22.8% | Added |
| Yousif Capital Management, LLC | 75,613 | $47.6M | 0.52% | −3,817−4.8% | Reduced |
| D.A. Davidson & Co. | 82,322 | $47.2M | 0.29% | −1,656−2.0% | Reduced |
| NorthCrest Asset Manangement, LLC | 76,492 | $47.1M | 1.05% | +1,471+2.0% | Added |
| Brown Advisory Inc | 81,479 | $46.7M | 0.07% | −5,192−6.0% | Reduced |
| Tocqueville Asset Management L.P. | 81,363 | $46.6M | 0.68% | +373+0.5% | Added |
| Fred Alger Management, LLC | 80,972 | $46.4M | 0.18% | −19,209−19.2% | Reduced |
| Lido Advisors, LLC | 92,859 | $45.9M | 0.18% | +496+0.5% | Added |
| Willis Investment Counsel | 79,891 | $45.8M | 2.36% | +2,160+2.8% | Added |
| Woodline Partners LP | 79,855 | $45.7M | 0.18% | +17,940+29.0% | Added |
| Vontobel Holding Ltd. | 79,293 | $45.4M | 0.15% | −16,467−17.2% | Reduced |
| Country Trust Bank | 78,910 | $45.2M | 0.82% | −9,994−11.2% | Reduced |
| Advisors Capital Management, LLC | 76,876 | $44.0M | 0.52% | −207−0.3% | Reduced |
| JustInvest LLC | 76,875 | $44.0M | 0.43% | +3,512+4.8% | Added |
| Ilmarinen Mutual Pension Insurance Co | 76,800 | $44.0M | 0.35% | +6,000+8.5% | Added |
| Utah Retirement Systems | 76,503 | $43.8M | 0.42% | −150.0% | Reduced |
| Varma Mutual Pension Insurance Co | 76,416 | $43.8M | 0.26% | −2,140−2.7% | Reduced |
| Levin Capital Strategies, L.P. | 75,245 | $43.1M | 3.74% | −621−0.8% | Reduced |
| Xponance, Inc. | 74,942 | $42.9M | 0.32% | +7,903+11.8% | Added |
| Electron Capital Partners, LLC | 74,761 | $42.8M | 1.99% | +74,761 | New |
| Sherman Porfolios, LLC | 74,161 | $42.5M | 2.90% | +74,161 | New |
| J. Safra Sarasin Holding AG | 73,857 | $42.3M | 0.69% | +5,017+7.3% | Added |
| Beacon Pointe Advisors, LLC | 73,542 | $42.1M | 0.30% | −706−1.0% | Reduced |
| CSM Advisors, LLC | 72,852 | $41.7M | 1.13% | +539+0.7% | Added |
| Macquarie Group Ltd | 72,394 | $41.4M | 0.18% | −18,138−20.0% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 71,597 | $41.0M | 0.75% | +2,680+3.9% | Added |
| Police & Firemen's Retirement System of New Jersey | 70,990 | $40.7M | 0.34% | −3,709−5.0% | Reduced |
| Marco Investment Management LLC | 70,935 | $40.6M | 3.05% | −355−0.5% | Reduced |
| Vaughan David Investments LLC | 70,898 | $40.6M | 0.88% | −1,433−2.0% | Reduced |
| Oppenheimer & Co Inc | 70,526 | $40.4M | 0.57% | +5,771+8.9% | Added |
| Wealthfront Advisers LLC | 70,350 | $40.3M | 0.09% | +4,090+6.2% | Added |
| B. Metzler seel. Sohn & Co. AG | 69,694 | $39.9M | 0.35% | +10,603+17.9% | Added |
| Glenview Trust Co | 69,315 | $39.7M | 0.61% | +815+1.2% | Added |
| Minneapolis Portfolio Management Group, LLC | 69,216 | $39.7M | 4.52% | −22,076−24.2% | Reduced |
| Fayez Sarofim & Co | 68,853 | $39.4M | 0.09% | +121+0.2% | Added |
| Pinebridge Investments LLC | 68,396 | $39.2M | 0.29% | +68,396 | New |
| Ausdal Financial Partners, Inc. | 68,295 | $39.1M | 1.82% | −2,823−4.0% | Reduced |
| Regions Financial Corp | 67,334 | $38.6M | 0.25% | −9,231−12.1% | Reduced |
| Nippon Life Global Investors Americas, Inc. | 67,260 | $38.5M | 1.60% | +24,800+58.4% | Added |
| Ofi Invest Asset Management | 77,958 | $38.2M | 0.55% | +3,992+5.4% | Added |
| Peapack Gladstone Financial Corp | 66,486 | $38.1M | 0.48% | −2,826−4.1% | Reduced |
| ING Groep NV | 66,441 | $38.1M | 0.23% | −11,526−14.8% | Reduced |
| Aventail Capital Group, LP | 65,724 | $37.7M | 2.17% | +21,302+48.0% | Added |
| CIBC World Markets Corp | 65,318 | $37.4M | 0.19% | +65,318 | New |
| Umb Bank N A | 64,643 | $37.0M | 0.49% | +18,401+39.8% | Added |
| New York Life Investment Management LLC | 64,147 | $36.7M | 0.32% | +497+0.8% | Added |
| Pathstone Holdings, LLC | 63,795 | $36.5M | 0.14% | −1,016−1.6% | Reduced |
| Factory Mutual Insurance Co | 63,600 | $36.4M | 0.37% | −500−0.8% | Reduced |
| Scotia Capital Inc. | 63,399 | $36.3M | 0.15% | +3,871+6.5% | Added |
| Rakuten Investment Management, Inc. | 61,583 | $35.6M | 0.12% | +49,474+408.6% | Added |
| Bridgewater Associates, LP | 62,157 | $35.6M | 0.13% | +62,157 | New |
| Lord, Abbett & Co. LLC | 62,065 | $35.6M | 0.11% | +62,065 | New |
| Man Group plc | 61,907 | $35.5M | 0.07% | −91,675−59.7% | Reduced |
| Fiduciary Trust Co | 61,871 | $35.4M | 0.40% | −2,955−4.6% | Reduced |
| Hudson Bay Capital Management LP | 61,500 | $35.2M | 0.20% | +59,112+2,475.4% | Added |
| Jupiter Asset Management Ltd | 61,335 | $35.1M | 0.28% | +60,892+13,745.4% | Added |
| Nissay Asset Management Corp | 61,151 | $35.0M | 0.18% | +821+1.4% | Added |
| Brookstone Capital Management | 61,031 | $35.0M | 0.40% | −391−0.6% | Reduced |
| Public Sector Pension Investment Board | 60,727 | $34.8M | 0.12% | +20,294+50.2% | Added |
| Nichols & Pratt Advisers LLP | 60,392 | $34.6M | 2.16% | −11,038−15.5% | Reduced |
| Public Employees Retirement Association of Colorado | 60,156 | $34.5M | 0.13% | −208−0.3% | Reduced |
| Blackhill Capital Inc | 60,000 | $34.4M | 1.77% | 00.0% | Unchanged |
| Dakota Wealth Management | 59,590 | $34.1M | 0.61% | −4,456−7.0% | Reduced |
| Main Street Research LLC | 59,559 | $34.1M | 1.95% | +56,478+1,833.1% | Added |
| Ethic Inc. | 59,206 | $33.9M | 0.52% | +1,382+2.4% | Added |