Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,308 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Westchester Capital Management, Inc. | 59,102 | $33.9M | 7.00% | −2,704−4.4% | Reduced |
| Teachers Retirement System of the State of Kentucky | 58,880 | $33.7M | 0.25% | −596−1.0% | Reduced |
| Oppenheimer Asset Management Inc. | 58,698 | $33.6M | 0.41% | +3,582+6.5% | Added |
| USS Investment Management Ltd | 58,354 | $33.4M | 0.17% | 00.0% | Unchanged |
| Stephens Inc | 58,243 | $33.4M | 0.42% | −2,912−4.8% | Reduced |
| Verition Fund Management LLC | 57,891 | $33.2M | 0.18% | +37,523+184.2% | Added |
| Conning Inc. | 57,579 | $33.0M | 1.10% | −23,901−29.3% | Reduced |
| Beacon Investment Advisory Services, Inc. | 57,120 | $32.7M | 1.34% | +28,975+102.9% | Added |
| MAI Capital Management | 56,714 | $32.5M | 0.19% | +10,934+23.9% | Added |
| Capital Fund Management S.A. | 56,205 | $32.2M | 0.30% | −53,558−48.8% | Reduced |
| Mutual of America Capital Management LLC | 55,993 | $32.1M | 0.34% | −656−1.2% | Reduced |
| Delta Asset Management LLC | 55,769 | $31.9M | 2.75% | −1,562−2.7% | Reduced |
| Moran Wealth Management, LLC | 55,630 | $31.9M | 0.98% | −3,727−6.3% | Reduced |
| ASR Vermogensbeheer N.V. | 55,573 | $31.8M | 0.37% | −502−0.9% | Reduced |
| Pinnacle Financial Partners, Inc. | 55,250 | $31.7M | 0.24% | +55,250 | New |
| Covalis Capital LLP | 55,074 | $31.6M | 2.46% | −10,380−15.9% | Reduced |
| Walleye Capital LLC | 54,535 | $31.2M | 0.18% | −10,329−15.9% | Reduced |
| Allspring Global Investments Holdings, LLC | 52,185 | $31.2M | 0.05% | −34,326−39.7% | Reduced |
| Massmutual Trust Co FSB | 54,331 | $31.1M | 0.80% | −2,709−4.7% | Reduced |
| Guggenheim Capital LLC | 53,927 | $30.9M | 0.23% | +746+1.4% | Added |
| Oregon Public Employees Retirement Fund | 53,537 | $30.7M | 0.39% | +27+0.1% | Added |
| Kempen Capital Management N.V. | 53,480 | $30.6M | 0.26% | +16,173+43.4% | Added |
| Trexquant Investment LP | 53,278 | $30.5M | 0.27% | −74,248−58.2% | Reduced |
| D. E. Shaw & Co., Inc. | 53,254 | $30.5M | 0.02% | −110,365−67.5% | Reduced |
| Federation des caisses Desjardins du Quebec | 53,024 | $30.4M | 0.12% | −2,864−5.1% | Reduced |
| Congress Asset Management Co | 52,871 | $30.3M | 0.21% | −1,213−2.2% | Reduced |
| Baker Avenue Asset Management, LP | 52,113 | $29.9M | 0.69% | −595−1.1% | Reduced |
| Albar Capital Partners LLP | 52,034 | $29.8M | 7.05% | +17,671+51.4% | Added |
| Virginia Retirement Systems Et Al | 51,812 | $29.7M | 0.18% | −33,600−39.3% | Reduced |
| OP Asset Management Ltd | 51,514 | $29.5M | 0.36% | +77+0.1% | Added |
| CCM Investment Advisers LLC | 51,365 | $29.4M | 2.82% | −3,854−7.0% | Reduced |
| BLI - Banque de Luxembourg Investments | 50,895 | $29.4M | 0.86% | −1,465−2.8% | Reduced |
| Callahan Advisors, LLC | 50,869 | $29.1M | 2.40% | −3,516−6.5% | Reduced |
| Richard C. Young & CO., LTD. | 50,807 | $29.1M | 2.61% | −1,004−1.9% | Reduced |
| Vident Advisory, LLC | 50,797 | $29.1M | 0.27% | +9,372+22.6% | Added |
| Fullerton Fund Management Co Ltd. | 50,376 | $28.9M | 1.26% | −234,480−82.3% | Reduced |
| KCM Investment Advisors LLC | 49,619 | $28.4M | 0.91% | −557−1.1% | Reduced |
| Independent Advisor Alliance | 49,590 | $28.4M | 0.69% | +2,880+6.2% | Added |
| Whittier Trust Co | 45,508 | $28.4M | 0.31% | −1,591−3.4% | Reduced |
| HighPoint Advisor Group LLC | 49,473 | $28.3M | 0.62% | +13,380+37.1% | Added |
| Salem Investment Counselors Inc | 49,130 | $28.1M | 0.79% | −2,120−4.1% | Reduced |
| Wharton Business Group, LLC | 48,473 | $27.8M | 1.06% | −1,105−2.2% | Reduced |
| Warren Averett Asset Management, LLC | 48,166 | $27.6M | 0.22% | +22,446+87.3% | Added |
| Allianz SE | 47,764 | $27.4M | 0.35% | 00.0% | Unchanged |
| LaFleur & Godfrey LLC | 47,543 | $27.2M | 3.30% | −3,371−6.6% | Reduced |
| CWM Advisors, LLC | 47,315 | $27.1M | 2.44% | −82−0.2% | Reduced |
| Mizuho Markets Americas LLC | 47,281 | $27.1M | 0.58% | +46,624+7,096.5% | Added |
| Union Bancaire Privee, UBP SA | 52,626 | $27.0M | 0.45% | +5,395+11.4% | Added |
| Cutler Investment Counsel LLC | 47,154 | $27.0M | 2.81% | −13,762−22.6% | Reduced |
| State of Alaska, Department of Revenue | 46,788 | $26.8M | 0.29% | −3,555−7.1% | Reduced |
| Generali Asset Management SPA SGR | 46,526 | $26.7M | 0.54% | +3,637+8.5% | Added |
| Charter Trust Co | 46,426 | $26.6M | 1.54% | −361−0.8% | Reduced |
| Silvercrest Asset Management Group LLC | 45,931 | $26.3M | 0.18% | −6,185−11.9% | Reduced |
| Robeco Institutional Asset Management B.V. | 45,896 | $26.3M | 0.04% | +22,444+95.7% | Added |
| Harvest Portfolios Group Inc. | 45,838 | $26.3M | 0.46% | −5,631−10.9% | Reduced |
| Integrated Advisors Network LLC | 45,662 | $26.2M | 1.16% | −589−1.3% | Reduced |
| Savant Capital, LLC | 45,470 | $26.0M | 0.15% | −622−1.3% | Reduced |
| HB Wealth Management, LLC | 45,409 | $26.0M | 0.17% | +814+1.8% | Added |
| American Assets Investment Management, LLC | 45,000 | $25.8M | 1.78% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 44,878 | $25.7M | 0.12% | +44,878 | New |
| Davenport & Co LLC | 44,778 | $25.7M | 0.14% | −1,123−2.4% | Reduced |
| Capitolis Liquid Global Markets LLC | 44,600 | $25.6M | 0.15% | +24,600+123.0% | Added |
| Henshaw Capital LLC | 44,335 | $25.4M | 0.91% | 00.0% | Unchanged |
| TruWealth Advisors, LLC | 44,226 | $25.3M | 1.24% | +53+0.1% | Added |
| United Capital Financial Advisers, LLC | 44,190 | $25.3M | 0.15% | −813−1.8% | Reduced |
| Investment Management Corp of Ontario | 43,855 | $25.1M | 0.33% | +11,093+33.9% | Added |
| First National Trust Co | 43,448 | $24.9M | 0.83% | −288−0.7% | Reduced |
| CIBC Private Wealth Group, LLC | 43,404 | $24.9M | 0.04% | +1,099+2.6% | Added |
| Merit Financial Group, LLC | 42,512 | $24.4M | 0.20% | +9,131+27.4% | Added |
| Pacer Advisors, Inc. | 42,458 | $24.3M | 0.06% | +4,188+10.9% | Added |
| Benjamin Edwards Inc | 42,356 | $24.3M | 0.27% | +868+2.1% | Added |
| Segment Wealth Management, LLC | 42,166 | $24.2M | 1.40% | −200−0.5% | Reduced |
| iA Global Asset Management Inc. | 42,162 | $24.2M | 0.31% | +15,501+58.1% | Added |
| Rafferty Asset Management, LLC | 41,688 | $23.9M | 0.08% | −466−1.1% | Reduced |
| Stillwater Capital Advisors, LLC | 41,550 | $23.8M | 2.56% | −228−0.5% | Reduced |
| Summit Trail Advisors, LLC | 41,407 | $23.7M | 0.41% | −764−1.8% | Reduced |
| Kestra Private Wealth Services, LLC | 41,320 | $23.7M | 0.29% | −1,909−4.4% | Reduced |
| NBT Bank N A | 30,953 | $23.7M | 1.53% | −157−0.5% | Reduced |
| Noesis Capital Mangement Corp | 41,242 | $23.6M | 3.43% | −821−2.0% | Reduced |
| Associated Banc-Corp | 41,160 | $23.6M | 0.60% | −779−1.9% | Reduced |
| Allied Investment Advisors, LLC | 41,070 | $23.5M | 3.64% | −2,439−5.6% | Reduced |
| Culbertson A N & Co Inc | 40,895 | $23.4M | 3.21% | +259+0.6% | Added |
| Dodge & Cox | 40,724 | $23.3M | 0.01% | −70−0.2% | Reduced |
| Welch Group, LLC | 40,627 | $23.3M | 0.90% | −70−0.2% | Reduced |
| SlateStone Wealth, LLC | 39,951 | $22.9M | 1.92% | +465+1.2% | Added |
| Birmingham Capital Management Co Inc | 39,830 | $22.8M | 10.05% | −150−0.4% | Reduced |
| Atwater Malick LLC | 39,666 | $22.7M | 6.27% | −1,889−4.5% | Reduced |
| Park National Corp | 38,928 | $22.3M | 0.70% | +31,737+441.3% | Added |
| Clear Harbor Asset Management, LLC | 38,543 | $22.1M | 1.51% | −426−1.1% | Reduced |
| Parsons Capital Management Inc | 38,411 | $22.0M | 1.21% | −422−1.1% | Reduced |
| Quilter Plc | 38,358 | $22.0M | 0.37% | −327−0.8% | Reduced |
| Tema ETFs LLC | 38,221 | $21.9M | 1.70% | +3,159+9.0% | Added |
| Brinker Capital Investments, LLC | 38,002 | $21.8M | 0.16% | +1,699+4.7% | Added |
| Sanibel Captiva Trust Company, Inc. | 37,931 | $21.7M | 0.60% | +159+0.4% | Added |
| Norinchukin Bank, The | 37,881 | $21.7M | 0.25% | +1,819+5.0% | Added |
| Advisory Services Network, LLC | 37,849 | $21.7M | 0.31% | −2,703−6.7% | Reduced |
| Concurrent Investment Advisors, LLC | 37,741 | $21.6M | 0.25% | +14,436+61.9% | Added |
| Clifford Swan Investment Counsel LLC | 37,660 | $21.6M | 0.72% | +404+1.1% | Added |
| FineMark National Bank & Trust | 37,612 | $21.5M | 0.67% | −779−2.0% | Reduced |
| Janney Capital Management LLC | 37,449 | $21.5M | 1.35% | −719−1.9% | Reduced |