Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,308 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lyell Wealth Management, LP | 37,245 | $21.3M | 1.55% | −610−1.6% | Reduced |
| Pittenger & Anderson Inc | 37,065 | $21.2M | 0.82% | −90.0% | Reduced |
| Capital Investment Advisors, LLC | 36,970 | $21.2M | 0.32% | −950−2.5% | Reduced |
| Braun Stacey Associates Inc | 36,905 | $21.1M | 0.69% | +12,294+50.0% | Added |
| Whittier Trust Co of Nevada Inc | 33,756 | $21.0M | 0.44% | −480−1.4% | Reduced |
| Stockman Wealth Management, Inc. | 36,606 | $21.0M | 2.44% | −2,507−6.4% | Reduced |
| Marshall Wace, LLP | 36,552 | $20.9M | 0.02% | −6,679−15.4% | Reduced |
| Central Trust Co | 36,508 | $20.9M | 0.41% | −1,335−3.5% | Reduced |
| Candriam Luxembourg S.C.A. | 36,497 | $20.9M | 0.10% | +3,858+11.8% | Added |
| Artisan Partners Limited Partnership | 36,479 | $20.9M | 0.03% | +36,479 | New |
| Lee Danner & Bass Inc | 36,370 | $20.8M | 1.49% | +279+0.8% | Added |
| Meridian Wealth Management, LLC | 36,278 | $20.8M | 0.73% | −1,685−4.4% | Reduced |
| Kepler Cheuvreux (Suisse) SA | 36,206 | $20.7M | 1.17% | +36,206 | New |
| Allstate Corp | 35,732 | $20.5M | 0.28% | +18,580+108.3% | Added |
| Jacobs & Co | 35,351 | $20.3M | 1.91% | −2,439−6.5% | Reduced |
| Americana Partners, LLC | 35,218 | $20.2M | 0.55% | +3,880+12.4% | Added |
| Manning & Napier Advisors LLC | 34,596 | $20.0M | 0.26% | −7,544−17.9% | Reduced |
| Mizuho Securities USA LLC | 34,075 | $19.6M | 0.32% | −46−0.1% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 34,168 | $19.6M | 0.13% | +3,024+9.7% | Added |
| Greenwood Gearhart Inc | 34,136 | $19.6M | 1.08% | −1,976−5.5% | Reduced |
| Jamison Private Wealth Management, Inc. | 33,770 | $19.3M | 2.35% | −175−0.5% | Reduced |
| Citizens Financial Group Inc | 33,679 | $19.3M | 0.26% | +2,826+9.2% | Added |
| UniSuper Management Pty Ltd | 33,499 | $19.2M | 0.11% | −758−2.2% | Reduced |
| Vantage Investment Partners, LLC | 33,063 | $18.9M | 1.26% | −3,900−10.6% | Reduced |
| Turtle Creek Wealth Advisors, LLC | 33,037 | $18.9M | 1.49% | +2,459+8.0% | Added |
| LS Investment Advisors, LLC | 33,030 | $18.9M | 2.65% | −2,072−5.9% | Reduced |
| Groupe la Francaise | 33,035 | $18.8M | 0.27% | +15,878+92.5% | Added |
| King Luther Capital Management Corp | 32,631 | $18.7M | 0.08% | +14,125+76.3% | Added |
| Ieq Capital, LLC | 32,585 | $18.7M | 0.06% | −3,618−10.0% | Reduced |
| Farther Finance Advisors, LLC | 31,684 | $18.2M | 0.19% | +12,600+66.0% | Added |
| Coldstream Capital Management Inc | 31,050 | $17.8M | 0.23% | +728+2.4% | Added |
| Eagle Global Advisors LLC | 31,025 | $17.8M | 0.66% | +302+1.0% | Added |
| Paradiem, LLC | 31,020 | $17.8M | 4.25% | −2,069−6.3% | Reduced |
| DRH Investments, Inc. | 30,324 | $17.4M | 15.91% | −110−0.4% | Reduced |
| Banque Cantonale Vaudoise | 30,323 | $17.4M | 0.62% | −484−1.6% | Reduced |
| Nomura Asset Management International Inc. | 30,315 | $17.4M | 0.03% | +30,315 | New |
| Cullinan Associates Inc | 30,289 | $17.4M | 1.18% | −3,236−9.7% | Reduced |
| Omers Administration Corp | 30,261 | $17.3M | 0.12% | −1,880−5.8% | Reduced |
| Freestone Capital Holdings, LLC | 29,852 | $17.1M | 0.51% | −689−2.3% | Reduced |
| Assetmark, Inc | 29,334 | $16.8M | 0.03% | +21,201+260.7% | Added |
| Parallax Volatility Advisers, L.P. | 29,177 | $16.7M | 0.52% | +29,177 | New |
| Kentucky Retirement Systems | 29,072 | $16.7M | 0.45% | 00.0% | Unchanged |
| Waratah Capital Advisors Ltd. | 28,811 | $16.5M | 1.26% | +3,227+12.6% | Added |
| Dearborn Partners LLC | 28,663 | $16.4M | 0.82% | −564−1.9% | Reduced |
| Folger Nolan Fleming Douglas Capital Management, Inc | 28,638 | $16.4M | 1.68% | −168−0.6% | Reduced |
| Shelton Capital Management | 28,352 | $16.2M | 0.32% | −14,417−33.7% | Reduced |
| Venture Visionary Partners LLC | 28,329 | $16.2M | 0.53% | −179−0.6% | Reduced |
| Drexel Morgan & Co. | 27,886 | $16.0M | 2.50% | 00.0% | Unchanged |
| BLB&B Advisors, LLC | 27,886 | $16.0M | 0.67% | +17,622+171.7% | Added |
| Bokf, NA | 27,878 | $16.0M | 0.24% | −7,538−21.3% | Reduced |
| Exchange Traded Concepts, LLC | 27,665 | $15.8M | 0.13% | +22,801+468.8% | Added |
| Canada Post Corp Registered Pension Plan | 27,649 | $15.8M | 0.60% | +433+1.6% | Added |
| Kanawha Capital Management LLC | 27,646 | $15.8M | 1.09% | +15+0.1% | Added |
| American National Bank | 27,466 | $15.7M | 1.49% | +427+1.6% | Added |
| Simmons Bank | 27,397 | $15.7M | 1.05% | −339−1.2% | Reduced |
| Temasek Holdings (Private) Ltd | 27,360 | $15.7M | 0.05% | +27,360 | New |
| Prime Capital Investment Advisors, LLC | 27,344 | $15.7M | 0.19% | +1,797+7.0% | Added |
| James Investment Research Inc | 27,331 | $15.7M | 1.71% | −943−3.3% | Reduced |
| MidFirst Bank | 27,191 | $15.6M | 1.24% | +27,191 | New |
| Hartford Investment Management Co | 27,027 | $15.5M | 0.46% | −417−1.5% | Reduced |
| Worldquant Millennium Advisors LLC | 26,681 | $15.3M | 0.06% | +26,681 | New |
| Crossmark Global Holdings, Inc. | 26,665 | $15.3M | 0.22% | −13,520−33.6% | Reduced |
| Intech Investment Management LLC | 26,309 | $15.1M | 0.13% | −6,308−19.3% | Reduced |
| CX Institutional | 26,202 | $15.0M | 0.45% | +156+0.6% | Added |
| Independent Wealth Network Inc. | 26,098 | $15.0M | 4.57% | −433−1.6% | Reduced |
| Ronald Blue Trust, Inc. | 25,869 | $14.8M | 0.17% | +2,402+10.2% | Added |
| Park Avenue Securities LLC | 25,788 | $14.8M | 0.13% | +3,946+18.1% | Added |
| Hantz Financial Services, Inc. | 25,658 | $14.7M | 0.22% | −2,147−7.7% | Reduced |
| Yaupon Capital Management LP | 25,641 | $14.7M | 0.72% | −56,612−68.8% | Reduced |
| ExodusPoint Capital Management, LP | 25,460 | $14.6M | 0.16% | +8,599+51.0% | Added |
| Connors Investor Services Inc | 25,458 | $14.6M | 1.26% | −2,239−8.1% | Reduced |
| Trifecta Capital Advisors, LLC | 25,446 | $14.6M | 2.16% | +434+1.7% | Added |
| Mirae Asset Securities (USA) Inc. | 25,164 | $14.4M | 0.57% | +25,164 | New |
| Cadinha & Co LLC | 25,137 | $14.4M | 2.22% | −30,480−54.8% | Reduced |
| Farmers & Merchants Investments Inc | 25,136 | $14.4M | 0.40% | −1,345−5.1% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 25,118 | $14.4M | 2.46% | 00.0% | Unchanged |
| Illinois Municipal Retirement Fund | 25,013 | $14.3M | 0.18% | +7,751+44.9% | Added |
| Sigma Planning Corp | 24,811 | $14.2M | 0.39% | +3,858+18.4% | Added |
| Teamwork Financial Advisors, LLC | 24,828 | $14.2M | 1.52% | −6,030−19.5% | Reduced |
| RSM US Wealth Management LLC | 24,516 | $14.2M | 0.18% | −119−0.5% | Reduced |
| Tufton Capital Management | 24,701 | $14.2M | 2.47% | −214−0.9% | Reduced |
| First American Trust, FSB | 24,549 | $14.1M | 0.97% | −141−0.6% | Reduced |
| AE Wealth Management LLC | 24,514 | $14.0M | 0.08% | +1,479+6.4% | Added |
| LMCG Investments, LLC | 24,486 | $14.0M | 0.80% | −1,680−6.4% | Reduced |
| Valeo Financial Advisors, LLC | 24,395 | $14.0M | 0.31% | +2,762+12.8% | Added |
| Integris Wealth Management, LLC | 24,344 | $13.9M | 3.17% | −894−3.5% | Reduced |
| Gulf International Bank (UK) Ltd | 24,337 | $13.9M | 0.45% | +15+0.1% | Added |
| StoneX Group Inc. | 24,265 | $13.9M | 0.60% | +71+0.3% | Added |
| Miracle Mile Advisors, LLC | 24,057 | $13.8M | 0.20% | +295+1.2% | Added |
| Nomura Holdings Inc | 24,008 | $13.8M | 0.04% | +6,417+36.5% | Added |
| Tudor Investment Corp Et Al | 24,000 | $13.7M | 0.08% | +24,000 | New |
| Louisiana State Employees Retirement System | 23,900 | $13.7M | 0.23% | −700−2.8% | Reduced |
| Vise Technologies, Inc. | 23,788 | $13.6M | 0.27% | +6,326+36.2% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 23,711 | $13.6M | 0.09% | +1,460+6.6% | Added |
| Texas Capital Bank Wealth Management Services Inc | 23,738 | $13.6M | 0.78% | +1,170+5.2% | Added |
| Abn Amro Investment Solutions | 23,728 | $13.6M | 0.20% | +17,475+279.5% | Added |
| Community Bank & Trust, Waco, Texas | 23,728 | $13.6M | 2.79% | −1,044−4.2% | Reduced |
| McGuire Investment Group, LLC | 23,525 | $13.5M | 1.44% | +184+0.8% | Added |
| Arkadios Wealth Advisors | 23,519 | $13.5M | 0.27% | +1,903+8.8% | Added |
| Steel Peak Wealth Management LLC | 23,456 | $13.4M | 0.44% | +2,083+9.7% | Added |