Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,543
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,308 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Livforsakringsbolaget Skandia, Omsesidigt | 23,452 | $13.4M | 0.54% | −300−1.3% | Reduced |
| Atlantic Union Bankshares Corp | 23,438 | $13.4M | 0.25% | −471−2.0% | Reduced |
| Bleakley Financial Group, LLC | 23,424 | $13.4M | 0.23% | +2,131+10.0% | Added |
| Kavar Capital Partners Group, LLC | 23,377 | $13.4M | 1.85% | −147−0.6% | Reduced |
| Fusion Capital, LLC | 23,240 | $13.3M | 3.74% | −256−1.1% | Reduced |
| Maryland State Retirement & Pension System | 23,231 | $13.3M | 0.27% | +160+0.7% | Added |
| NLB Skladi, upravljanje premozenja, d.o.o. | 23,223 | $13.3M | 0.61% | +23,223 | New |
| Apollon Wealth Management, LLC | 23,188 | $13.3M | 0.23% | −1,612−6.5% | Reduced |
| Crestwood Advisors Group LLC | 23,123 | $13.2M | 0.22% | +29+0.1% | Added |
| Energy Income Partners, LLC | 23,071 | $13.2M | 0.24% | +23,071 | New |
| Leonteq Securities AG | 22,853 | $13.1M | 0.70% | +2,180+10.5% | Added |
| Cornerstone Advisors, LLC | 22,826 | $13.1M | 0.44% | −23,174−50.4% | Reduced |
| FORA Capital, LLC | 22,765 | $13.0M | 1.58% | +22,172+3,739.0% | Added |
| Tiaa Trust, National Association | 22,727 | $13.0M | 0.03% | +314+1.4% | Added |
| Kingswood Wealth Advisors, LLC | 22,540 | $12.9M | 0.62% | +338+1.5% | Added |
| Summitry LLC | 22,508 | $12.9M | 0.54% | +371+1.7% | Added |
| Robertson Stephens Wealth Management, LLC | 22,475 | $12.9M | 0.36% | +10,406+86.2% | Added |
| Equitable Holdings, Inc. | 22,422 | $12.8M | 0.09% | −1,548−6.5% | Reduced |
| Axxcess Wealth Management, LLC | 22,420 | $12.8M | 0.23% | +604+2.8% | Added |
| Dai-Ichi Life Insurance Company, Ltd | 22,414 | $12.8M | 0.33% | +1,250+5.9% | Added |
| J.W. Cole Advisors, Inc. | 23,560 | $12.8M | 0.31% | −1,154−4.7% | Reduced |
| Rothschild Investment LLC | 22,353 | $12.8M | 0.70% | −5,031−18.4% | Reduced |
| Global Retirement Partners, LLC | 22,306 | $12.8M | 0.23% | +4,325+24.1% | Added |
| EP Wealth Advisors, LLC | 22,257 | $12.8M | 0.07% | +22,257 | New |
| Horizon Investments, LLC | 22,179 | $12.7M | 0.16% | +4,816+27.7% | Added |
| Knights of Columbus Asset Advisors LLC | 22,117 | $12.7M | 0.72% | −2,394−9.8% | Reduced |
| Goelzer Investment Management, Inc. | 22,116 | $12.7M | 0.59% | −2,198−9.0% | Reduced |
| MainStreet Investment Advisors LLC | 21,987 | $12.6M | 1.81% | −2,706−11.0% | Reduced |
| New Mexico Educational Retirement Board | 21,902 | $12.5M | 0.37% | +700+3.3% | Added |
| Sigma Investment Counselors Inc | 21,850 | $12.5M | 0.64% | −3,444−13.6% | Reduced |
| Principle Wealth Partners LLC | 21,733 | $12.4M | 0.70% | +324+1.5% | Added |
| Elo Mutual Pension Insurance Co | 21,730 | $12.4M | 0.19% | −2,976−12.0% | Reduced |
| Spire Wealth Management | 21,725 | $12.4M | 0.42% | +8,837+68.6% | Added |
| Narwhal Capital Management | 21,707 | $12.4M | 0.90% | −1,155−5.1% | Reduced |
| Logan Capital Management Inc | 21,573 | $12.4M | 0.52% | −1,283−5.6% | Reduced |
| Capital Investment Counsel, LLC | 21,540 | $12.3M | 1.71% | −685−3.1% | Reduced |
| Metis Global Partners, LLC | 21,369 | $12.2M | 0.29% | −1,164−5.2% | Reduced |
| Wedbush Securities Inc | 21,322 | $12.2M | 0.36% | +4,896+29.8% | Added |
| Stratos Wealth Partners, LTD. | 21,278 | $12.2M | 0.14% | −1,619−7.1% | Reduced |
| Dynamic Advisor Solutions LLC | 21,244 | $12.2M | 0.39% | −2,579−10.8% | Reduced |
| Principal Securities, Inc. | 21,191 | $12.1M | 0.19% | −329−1.5% | Reduced |
| Acadian Asset Management LLC | 21,128 | $12.1M | 0.02% | +20,838+7,185.5% | Added |
| Prudential PLC | 21,075 | $12.1M | 0.10% | +11,584+122.1% | Added |
| Laird Norton Trust Company, LLC | 20,976 | $12.0M | 0.25% | +20,976 | New |
| Wesbanco Bank Inc | 20,901 | $12.0M | 0.33% | −219−1.0% | Reduced |
| City Holding Co | 20,804 | $11.9M | 1.47% | −127−0.6% | Reduced |
| Shelter Mutual Insurance Co | 20,730 | $11.9M | 2.65% | −10,050−32.7% | Reduced |
| Ashton Thomas Private Wealth, LLC | 20,619 | $11.8M | 0.29% | +371+1.8% | Added |
| Ferguson Wellman Capital Management, Inc | 20,618 | $11.8M | 0.19% | −329−1.6% | Reduced |
| Knuff & Co LLC | 20,569 | $11.8M | 3.47% | 00.0% | Unchanged |
| Compass Capital Management, Inc | 20,560 | $11.8M | 0.65% | −6,976−25.3% | Reduced |
| Citizens National Bank Trust Department | 20,518 | $11.8M | 2.03% | −503−2.4% | Reduced |
| Howe & Rusling Inc | 20,488 | $11.7M | 0.78% | −475−2.3% | Reduced |
| Griffin Asset Management, Inc. | 20,478 | $11.7M | 1.27% | −179−0.9% | Reduced |
| Searle & Co. | 20,375 | $11.7M | 3.01% | −66−0.3% | Reduced |
| BKD Wealth Advisors, LLC | 20,310 | $11.6M | 0.22% | −97−0.5% | Reduced |
| Boit C F David | 18,800 | $11.6M | 5.02% | −700−3.6% | Reduced |
| F/M Investments LLC | 20,167 | $11.6M | 0.44% | −1,553−7.2% | Reduced |
| Cary Street Partners Financial LLC | 20,117 | $11.5M | 0.29% | +2,379+13.4% | Added |
| EagleClaw Capital Managment, LLC | 20,090 | $11.5M | 1.67% | −235−1.2% | Reduced |
| Central Bank & Trust Co | 20,085 | $11.5M | 1.78% | −459−2.2% | Reduced |
| Parcion Private Wealth LLC | 19,814 | $11.4M | 0.69% | −451−2.2% | Reduced |
| Sentry LLC | 19,778 | $11.3M | 3.10% | −50−0.3% | Reduced |
| Sagespring Wealth Partners, LLC | 19,761 | $11.3M | 0.21% | −1,503−7.1% | Reduced |
| Bailard, Inc. | 19,655 | $11.3M | 0.25% | +379+2.0% | Added |
| German American Bancorp, Inc. | 19,592 | $11.2M | 0.96% | −362−1.8% | Reduced |
| Callan Family Office, LLC | 19,591 | $11.2M | 0.24% | +4,371+28.7% | Added |
| Spinnaker Trust | 19,515 | $11.2M | 0.60% | +185+1.0% | Added |
| Welch & Forbes LLC | 19,405 | $11.1M | 0.13% | −39−0.2% | Reduced |
| Highland Capital Management, LLC | 19,404 | $11.1M | 0.55% | +3,376+21.1% | Added |
| Lazard Asset Management LLC | 19,315 | $11.1M | 0.02% | −13,665−41.4% | Reduced |
| Westend Capital Management, LLC | 19,249 | $11.0M | 3.09% | +19,228+91,561.9% | Added |
| Anderson Hoagland & Co | 19,187 | $11.0M | 0.95% | 00.0% | Unchanged |
| MUFG Securities EMEA plc | 19,185 | $11.0M | 0.13% | +10,218+114.0% | Added |
| Empirical Finance, LLC | 19,128 | $11.0M | 0.52% | −791−4.0% | Reduced |
| First Financial Bank - Trust Division | 19,099 | $10.9M | 0.90% | −254−1.3% | Reduced |
| Physicians Financial Services, Inc. | 18,949 | $10.9M | 2.91% | −345−1.8% | Reduced |
| Cynosure Management, LLC | 513,754 | $10.8M | 1.11% | +507,681+8,359.6% | Added |
| Spears Abacus Advisors LLC | 18,857 | $10.8M | 0.20% | +40.0% | Added |
| Addenda Capital Inc. | 18,800 | $10.8M | 0.32% | −2,052−9.8% | Reduced |
| Williams Jones Wealth Management, LLC. | 18,720 | $10.7M | 0.12% | +757+4.2% | Added |
| Level Four Advisory Services, LLC | 18,714 | $10.7M | 0.35% | +563+3.1% | Added |
| Caldwell Trust Co | 18,711 | $10.7M | 0.95% | −110−0.6% | Reduced |
| Koshinski Asset Management, Inc. | 18,702 | $10.7M | 0.69% | −442−2.3% | Reduced |
| AG2R la Mondiale Gestion D'Actifs | 18,629 | $10.7M | 0.47% | +753+4.2% | Added |
| Sowell Financial Services LLC | 18,619 | $10.7M | 0.39% | +6,668+55.8% | Added |
| Mather Group, LLC. | 18,601 | $10.7M | 0.11% | −589−3.1% | Reduced |
| CAPROCK Group, Inc. | 18,589 | $10.6M | 0.22% | −49−0.3% | Reduced |
| Mairs & Power Inc | 18,455 | $10.6M | 0.10% | −255−1.4% | Reduced |
| Tower Research Capital LLC (TRC) | 18,419 | $10.6M | 0.26% | +7,985+76.5% | Added |
| Silver Oak Securities, Inc | 18,265 | $10.5M | 0.71% | −2,368−11.5% | Reduced |
| Pure Financial Advisors, Inc. | 18,275 | $10.5M | 0.15% | +505+2.8% | Added |
| Flputnam Investment Management Co | 18,246 | $10.5M | 0.15% | +1,665+10.0% | Added |
| Atomi Financial Group, Inc. | 18,177 | $10.4M | 0.31% | +940+5.5% | Added |
| Munich Reinsurance Co Stock Corp in Munich | 17,908 | $10.3M | 0.25% | +6,113+51.8% | Added |
| Northeast Investment Management | 18,000 | $10.3M | 0.40% | +27+0.2% | Added |
| Fifth Third Wealth Advisors LLC | 17,967 | $10.3M | 0.36% | +488+2.8% | Added |
| Mutual Advisors, LLC | 17,954 | $10.3M | 0.22% | −301−1.6% | Reduced |
| Kiley Juergens Wealth Management, LLC | 17,769 | $10.2M | 2.20% | −163−0.9% | Reduced |
| Aries Wealth Management | 17,753 | $10.2M | 2.25% | −222−1.2% | Reduced |