Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,543
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,308 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covington Investment Advisors Inc. | 17,672 | $10.1M | 1.38% | −2,865−14.0% | Reduced |
| Consolidated Planning Corp | 17,670 | $10.1M | 1.02% | −1,127−6.0% | Reduced |
| Oak Harbor Wealth Partners, LLC | 17,649 | $10.1M | 2.43% | −64−0.4% | Reduced |
| Trajan Wealth LLC | 17,605 | $10.1M | 0.42% | −775−4.2% | Reduced |
| Reuter James Wealth Management, LLC | 17,573 | $10.1M | 1.38% | −235−1.3% | Reduced |
| Community Bank of Raymore | 17,435 | $9.99M | 6.79% | −451−2.5% | Reduced |
| Resources Investment Advisors, LLC. | 17,229 | $9.87M | 0.10% | −42−0.2% | Reduced |
| Aull & Monroe Investment Management Corp | 17,146 | $9.82M | 4.92% | −745−4.2% | Reduced |
| IFP Advisors, Inc | 17,117 | $9.81M | 0.22% | +1,466+9.4% | Added |
| Davis R M Inc | 17,082 | $9.79M | 0.17% | +7,323+75.0% | Added |
| Integrity Alliance, LLC. | 17,054 | $9.77M | 0.36% | +4,264+33.3% | Added |
| We Are One Seven, LLC | 16,994 | $9.74M | 0.20% | +394+2.4% | Added |
| Roundview Capital LLC | 16,924 | $9.70M | 0.60% | +627+3.8% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 16,799 | $9.62M | 0.17% | +2,443+17.0% | Added |
| Stock Yards Bank & Trust Co | 16,769 | $9.61M | 0.29% | −894−5.1% | Reduced |
| Moors & Cabot, Inc. | 16,618 | $9.52M | 0.41% | −174−1.0% | Reduced |
| Bridgelight Financial Advisors, Inc. | 16,516 | $9.46M | 8.06% | +16,516 | New |
| Atria Investments LLC | 16,489 | $9.45M | 0.11% | −2,446−12.9% | Reduced |
| Beese Fulmer Investment Management, Inc. | 16,477 | $9.44M | 0.61% | −203−1.2% | Reduced |
| Tokio Marine Asset Management Co Ltd | 16,443 | $9.42M | 0.32% | +744+4.7% | Added |
| AIA Group Ltd | 16,400 | $9.40M | 0.14% | +11,070+207.7% | Added |
| Ipswich Investment Management Co., Inc. | 16,321 | $9.35M | 2.17% | −260−1.6% | Reduced |
| Aquatic Capital Management LLC | 16,291 | $9.33M | 0.27% | +16,291 | New |
| Gouws Capital LLC | 16,270 | $9.32M | 4.93% | +121+0.7% | Added |
| Geneos Wealth Management Inc. | 16,261 | $9.32M | 0.23% | +2,572+18.8% | Added |
| Colonial Trust Advisors | 16,250 | $9.31M | 0.70% | −210−1.3% | Reduced |
| Independent Financial Group, LLC | 16,072 | $9.21M | 0.21% | +881+5.8% | Added |
| Siemens Fonds Invest GmbH | 15,934 | $9.20M | 0.49% | −165−1.0% | Reduced |
| Skopos Labs, Inc. | 15,901 | $9.20M | 0.42% | +7,324+85.4% | Added |
| Equitable Trust Co | 16,052 | $9.20M | 0.41% | −561−3.4% | Reduced |
| Wealthcare Advisory Partners LLC | 16,007 | $9.17M | 0.18% | +734+4.8% | Added |
| Sandhill Capital Partners LLC | 15,962 | $9.14M | 0.65% | −136−0.8% | Reduced |
| Canandaigua National Bank & Trust Co | 15,952 | $9.14M | 0.82% | −2,995−15.8% | Reduced |
| Financial Advisory Service, Inc. | 15,900 | $9.11M | 0.59% | +606+4.0% | Added |
| North Dakota State Investment Board | 15,875 | $9.09M | 0.34% | +15,875 | New |
| Smith, Salley & Associates | 15,868 | $9.09M | 0.45% | +605+4.0% | Added |
| Guyasuta Investment Advisors Inc | 15,809 | $9.06M | 0.52% | −110−0.7% | Reduced |
| Neville Rodie & Shaw Inc | 15,737 | $9.02M | 0.64% | −857−5.2% | Reduced |
| Family Legacy, Inc. | 15,676 | $8.98M | 2.69% | −476−2.9% | Reduced |
| Foster & Motley Inc | 15,527 | $8.89M | 0.47% | −2,195−12.4% | Reduced |
| Ascent Wealth Partners, LLC | 15,519 | $8.89M | 1.02% | −492−3.1% | Reduced |
| Ritholtz Wealth Management | 15,506 | $8.88M | 0.16% | +1,546+11.1% | Added |
| Montag A & Associates Inc | 15,475 | $8.87M | 0.40% | −572−3.6% | Reduced |
| Assenagon Asset Management S.A. | 15,470 | $8.86M | 0.01% | −404,965−96.3% | Reduced |
| Holderness Investments Co | 15,447 | $8.85M | 1.80% | −111−0.7% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 15,414 | $8.83M | 0.23% | +2,734+21.6% | Added |
| Advocate Group LLC | 15,409 | $8.83M | 1.43% | −1,848−10.7% | Reduced |
| SageGuard Financial Group, LLC | 15,350 | $8.79M | 1.40% | +15,350 | New |
| Community Bank, N.A. | 15,301 | $8.77M | 1.04% | +225+1.5% | Added |
| First National Bank of Omaha | 15,179 | $8.76M | 0.26% | +15,179 | New |
| Greenleaf Trust | 15,286 | $8.76M | 0.08% | +370+2.5% | Added |
| Bryn Mawr Trust Co | 15,282 | $8.75M | 0.21% | +987+6.9% | Added |
| Signet Financial Management, LLC | 15,234 | $8.73M | 0.98% | −7,063−31.7% | Reduced |
| Leavell Investment Management, Inc. | 15,116 | $8.66M | 0.36% | +70+0.5% | Added |
| Columbia Asset Management | 15,083 | $8.64M | 1.54% | −378−2.4% | Reduced |
| TCI Wealth Advisors, Inc. | 15,057 | $8.63M | 0.48% | +60.0% | Added |
| RBF Capital, LLC | 15,000 | $8.59M | 0.39% | 00.0% | Unchanged |
| DKRT Investments Corp. | 15,000 | $8.59M | 2.43% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $8.59M | 2.32% | 00.0% | Unchanged |
| Northwestern Mutual Investment Management Company, LLC | 14,953 | $8.57M | 0.10% | +21+0.1% | Added |
| Great Lakes Advisors, LLC | 14,940 | $8.56M | 0.07% | −182−1.2% | Reduced |
| Eastern Bank | 14,849 | $8.51M | 0.15% | +705+5.0% | Added |
| Meeder Advisory Services, Inc. | 14,717 | $8.43M | 0.36% | +1,226+9.1% | Added |
| Reliant Investment Management, LLC | 14,435 | $8.27M | 3.35% | −55−0.4% | Reduced |
| Monument Capital Management | 14,418 | $8.26M | 2.05% | −323−2.2% | Reduced |
| Hilton Capital Management, LLC | 14,333 | $8.21M | 0.62% | +12,670+761.9% | Added |
| Montgomery Investment Management Inc | 14,327 | $8.21M | 2.95% | −36−0.3% | Reduced |
| Raiffeisen Bank International AG | 14,211 | $8.20M | 0.11% | −184−1.3% | Reduced |
| Brown Brothers Harriman & Co | 14,308 | $8.20M | 0.04% | −1,041−6.8% | Reduced |
| Romano Brothers and Company | 14,303 | $8.19M | 0.93% | −2,130−13.0% | Reduced |
| Eukles Asset Management | 14,223 | $8.15M | 3.17% | −168−1.2% | Reduced |
| Johnson Investment Counsel Inc | 14,165 | $8.11M | 0.07% | −634−4.3% | Reduced |
| Longbow Finance SA | 14,153 | $8.11M | 1.37% | −14,040−49.8% | Reduced |
| Consolidated Capital Management, LLC | 14,108 | $8.08M | 2.45% | +5,152+57.5% | Added |
| SevenBridge Financial Group, LLC | 12,702 | $8.08M | 1.30% | +381+3.1% | Added |
| FRG Family Wealth Advisors LLC | 14,096 | $8.08M | 1.25% | +72+0.5% | Added |
| Johnson Financial Group, Inc. | 13,986 | $8.01M | 0.30% | −503−3.5% | Reduced |
| Asset Dedication, LLC | 13,983 | $8.01M | 0.53% | +439+3.2% | Added |
| Castleark Management LLC | 13,920 | $7.97M | 0.23% | −2,310−14.2% | Reduced |
| GAM Holding AG | 13,910 | $7.97M | 0.51% | +2,870+26.0% | Added |
| Malaga Cove Capital, LLC | 13,890 | $7.96M | 2.75% | −368−2.6% | Reduced |
| Baader Bank INC | 13,915 | $7.95M | 0.66% | −5,022−26.5% | Reduced |
| Plato Investment Management Ltd | 13,799 | $7.94M | 0.52% | −648−4.5% | Reduced |
| Clearbridge Investments, LLC | 13,859 | $7.94M | 0.01% | +286+2.1% | Added |
| Pflug Koory, LLC | 13,849 | $7.93M | 3.70% | −74−0.5% | Reduced |
| Patton Fund Management, Inc. | 13,756 | $7.88M | 1.06% | +13,038+1,815.9% | Added |
| Traynor Capital Management, Inc. | 13,707 | $7.85M | 0.43% | +430+3.2% | Added |
| Fidelis Capital Partners, LLC | 13,682 | $7.84M | 0.57% | +1,985+17.0% | Added |
| Y.D. More Investments Ltd | 13,658 | $7.83M | 0.37% | +6,066+79.9% | Added |
| Private Wealth Asset Management, LLC | 13,656 | $7.82M | 0.85% | −170−1.2% | Reduced |
| Chilton Capital Management LLC | 13,602 | $7.79M | 0.27% | −287−2.1% | Reduced |
| OpenArc Corporate Advisory, LLC | 13,585 | $7.78M | 0.13% | +13,585 | New |
| New Age Alpha Advisors, LLC | 13,550 | $7.76M | 0.34% | −5,053−27.2% | Reduced |
| Nicholas Hoffman & Company, LLC. | 13,485 | $7.73M | 0.18% | −52−0.4% | Reduced |
| Ameritas Advisory Services, LLC | 13,472 | $7.72M | 0.29% | +2,481+22.6% | Added |
| Trust Co of Toledo NA | 13,462 | $7.71M | 0.76% | +208+1.6% | Added |
| Financial & Tax Architects, LLC | 13,438 | $7.70M | 1.73% | −4,833−26.5% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 10,593 | $7.69M | 1.10% | +805+8.2% | Added |
| Mathes Company, Inc. | 13,414 | $7.68M | 2.74% | +17+0.1% | Added |
| WCG Wealth Advisors LLC | 13,380 | $7.67M | 0.21% | +13,380 | New |