Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Retirement Systems of Alabama | 280,116 | $102.6M | 0.40% | −670.0% | Reduced |
| Nomura Asset Management Co Ltd | 275,822 | $101.1M | 0.37% | +6,008+2.2% | Added |
| Natixis Advisors, L.P. | 268,938 | $98.5M | 0.23% | +10,215+3.9% | Added |
| Jennison Associates LLC | 267,888 | $98.2M | 0.07% | +55,935+26.4% | Added |
| Jupiter Asset Management Ltd | 265,743 | $97.4M | 0.93% | +193,307+266.9% | Added |
| Swedbank AB | 264,832 | $97.0M | 0.14% | +21,774+9.0% | Added |
| Storebrand Asset Management AS | 264,247 | $96.8M | 0.33% | +663+0.3% | Added |
| Bessemer Group Inc | 262,948 | $96.4M | 0.17% | −10,659−3.9% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 260,271 | $95.4M | 1.19% | +15,517+6.3% | Added |
| TD Asset Management Inc | 258,943 | $94.9M | 0.09% | −2,813−1.1% | Reduced |
| Janney Montgomery Scott LLC | 258,670 | $94.8M | 0.28% | −24,337−8.6% | Reduced |
| Empower Advisory Group, LLC | 253,845 | $93.0M | 0.35% | +1,192+0.5% | Added |
| Pictet Asset Management Holding SA | 251,846 | $92.3M | 0.10% | −8,482−3.3% | Reduced |
| Cetera Investment Advisers | 251,685 | $92.2M | 0.22% | +174,330+225.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 248,905 | $91.2M | 0.32% | +32,145+14.8% | Added |
| Public Employees Retirement System of Ohio | 245,762 | $90.1M | 0.35% | −17,920−6.8% | Reduced |
| Brandywine Global Investment Management, LLC | 243,165 | $89.1M | 0.64% | −3,195−1.3% | Reduced |
| Truist Financial Corp | 238,144 | $87.3M | 0.13% | −9,948−4.0% | Reduced |
| Caisse de Depot Et Placement du Quebec | 237,250 | $86.9M | 0.21% | +65,101+37.8% | Added |
| Treasurer of the State of North Carolina | 235,468 | $86.3M | 0.38% | +1,577+0.7% | Added |
| Tredje AP-fonden | 235,048 | $86.1M | 0.89% | +94,500+67.2% | Added |
| D. E. Shaw & Co., Inc. | 233,750 | $85.7M | 0.11% | −142,226−37.8% | Reduced |
| Susquehanna International Group, LLP | 232,400 | $85.2M | 0.13% | −108,913−31.9% | Reduced |
| Aviva PLC | 228,318 | $83.7M | 0.28% | +37,996+20.0% | Added |
| Allianz Asset Management GmbH | 227,372 | $83.3M | 0.14% | +27,500+13.8% | Added |
| Renaissance Technologies LLC | 227,000 | $83.2M | 0.13% | −407,200−64.2% | Reduced |
| M&T Bank Corp | 226,479 | $83.0M | 0.29% | −35,548−13.6% | Reduced |
| STRS Ohio | 226,293 | $82.9M | 0.33% | −19,244−7.8% | Reduced |
| Great West Life Assurance Co | 219,154 | $80.3M | 0.16% | +13,257+6.4% | Added |
| Cerity Partners LLC | 219,291 | $80.2M | 0.21% | −288,031−56.8% | Reduced |
| Royal London Asset Management Ltd | 214,450 | $78.6M | 0.20% | +376+0.2% | Added |
| LSV Asset Management | 211,300 | $77.4M | 0.16% | −26,900−11.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 209,741 | $76.9M | 0.08% | −4,352−2.0% | Reduced |
| State of Tennessee, Treasury Department | 208,561 | $76.4M | 0.28% | +21,814+11.7% | Added |
| Mariner, LLC | 207,993 | $76.2M | 0.16% | −1,197−0.6% | Reduced |
| Mn Services Vermogensbeheer B.V. | 205,828 | $75.4M | 0.55% | −38,600−15.8% | Reduced |
| InterOcean Capital Group, LLC | 205,215 | $75.2M | 1.80% | −3,384−1.6% | Reduced |
| Ensign Peak Advisors, Inc | 204,407 | $74.9M | 0.14% | −19,710−8.8% | Reduced |
| Creative Planning | 203,608 | $74.6M | 0.08% | +22,995+12.7% | Added |
| Employees Retirement System of Texas | 203,200 | $74.5M | 0.81% | −59,000−22.5% | Reduced |
| Bollard Group LLC | 197,496 | $72.4M | 2.19% | +945+0.5% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 196,558 | $72.0M | 0.35% | +76,010+63.1% | Added |
| Ofi Invest Asset Management | 208,919 | $70.9M | 1.92% | −25,380−10.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 188,801 | $69.2M | 0.27% | +39,789+26.7% | Added |
| Rathbone Brothers plc | 185,656 | $68.0M | 0.39% | +1,758+1.0% | Added |
| AQR Capital Management LLC | 183,817 | $67.2M | 0.11% | −123,274−40.1% | Reduced |
| CIBC World Markets Inc. | 182,838 | $67.0M | 0.17% | −29,438−13.9% | Reduced |
| National Bank of Canada | 188,874 | $67.0M | 0.12% | −275,939−59.4% | Reduced |
| GWM Advisors LLC | 179,639 | $65.8M | 0.57% | +5,549+3.2% | Added |
| Old Republic International Corporation | 177,000 | $64.9M | 2.55% | −85,000−32.4% | Reduced |
| Handelsbanken Fonder AB | 175,509 | $64.3M | 0.28% | +12,308+7.5% | Added |
| Resona Asset Management Co.,Ltd. | 174,893 | $64.1M | 0.38% | +174,893 | New |
| Mackenzie Financial Corp | 174,495 | $63.9M | 0.09% | −5,865−3.3% | Reduced |
| Intech Investment Management LLC | 162,123 | $59.4M | 0.84% | +107,170+195.0% | Added |
| Fort Washington Investment Advisors Inc | 161,593 | $59.2M | 0.38% | −28,347−14.9% | Reduced |
| Teacher Retirement System of Texas | 161,414 | $59.1M | 0.38% | −4,404−2.7% | Reduced |
| Financial Counselors Inc | 161,101 | $59.0M | 0.99% | −7,461−4.4% | Reduced |
| Gateway Investment Advisers LLC | 161,006 | $59.0M | 0.67% | −6,634−4.0% | Reduced |
| Hyman Charles D | 160,536 | $58.8M | 3.25% | −270−0.2% | Reduced |
| Huntington National Bank | 158,507 | $58.1M | 0.47% | −2,525−1.6% | Reduced |
| AXA S.A. | 177,111 | $57.9M | 0.17% | −60,215−25.4% | Reduced |
| Nisa Investment Advisors, LLC | 153,061 | $56.1M | 0.36% | −6,608−4.1% | Reduced |
| Tocqueville Asset Management L.P. | 152,053 | $55.7M | 0.91% | −5,425−3.4% | Reduced |
| Forsta Ap-Fonden | 151,900 | $55.7M | 0.47% | +28,900+23.5% | Added |
| MML Investors Services, LLC | 151,044 | $55.3M | 0.23% | −6,834−4.3% | Reduced |
| American International Group, Inc. | 150,780 | $55.3M | 0.20% | −1,969−1.3% | Reduced |
| Calamos Advisors LLC | 150,456 | $55.1M | 0.27% | −3,783−2.5% | Reduced |
| Kestra Advisory Services, LLC | 148,860 | $54.5M | 0.37% | +14,094+10.5% | Added |
| Robeco Institutional Asset Management B.V. | 146,389 | $53.6M | 0.12% | +25,237+20.8% | Added |
| Arizona State Retirement System | 146,090 | $53.5M | 0.37% | +2,565+1.8% | Added |
| Capital International Inc | 145,713 | $53.4M | 0.72% | +6,207+4.4% | Added |
| Squarepoint Ops LLC | 143,858 | $52.7M | 0.22% | +90,828+171.3% | Added |
| Keybank National Association | 142,228 | $52.1M | 0.22% | −170.0% | Reduced |
| Federated Hermes, Inc. | 141,408 | $51.8M | 0.12% | −34,018−19.4% | Reduced |
| State of Michigan Retirement System | 139,472 | $51.1M | 0.27% | −200−0.1% | Reduced |
| Heritage Investors Management Corp | 138,041 | $50.6M | 1.78% | −5,911−4.1% | Reduced |
| CIBC World Markets Corp | 136,294 | $49.9M | 0.33% | +60,742+80.4% | Added |
| B. Metzler seel. Sohn & Co. AG | 137,479 | $49.7M | 0.55% | +88,549+181.0% | Added |
| Assenagon Asset Management S.A. | 135,416 | $49.6M | 0.13% | +119,962+776.3% | Added |
| MetLife Investment Management | 135,053 | $49.5M | 0.33% | −4,565−3.3% | Reduced |
| Commerce Bank | 131,408 | $48.2M | 0.32% | −1,656−1.2% | Reduced |
| Meyer Handelman Co | 129,226 | $47.4M | 1.66% | −3,490−2.6% | Reduced |
| Manning & Napier Group, LLC | 128,283 | $47.0M | 0.54% | −11,930−8.5% | Reduced |
| Captrust Financial Advisors | 127,830 | $46.8M | 0.17% | −22,852−15.2% | Reduced |
| CBOE Vest Financial, LLC | 127,718 | $46.8M | 1.24% | +19,332+17.8% | Added |
| Daiwa Securities Group Inc. | 127,600 | $46.8M | 0.26% | +5,916+4.9% | Added |
| Capital International Sarl | 126,540 | $46.4M | 1.54% | −4,941−3.8% | Reduced |
| Glenmede Trust Co NA | 123,311 | $45.2M | 0.23% | −17,704−12.6% | Reduced |
| Comerica Bank | 120,150 | $44.0M | 0.19% | −4,539−3.6% | Reduced |
| Conning Inc. | 118,580 | $43.4M | 1.42% | −15,246−11.4% | Reduced |
| Blair William & Co | 117,623 | $43.1M | 0.14% | −4,858−4.0% | Reduced |
| Russell Investments Group, Ltd. | 117,719 | $43.1M | 0.07% | −14,990−11.3% | Reduced |
| S&CO Inc | 115,849 | $42.5M | 2.99% | −2,381−2.0% | Reduced |
| Gabelli Funds LLC | 114,960 | $42.1M | 0.31% | −2,290−2.0% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 114,346 | $41.9M | 0.46% | −2,138−1.8% | Reduced |
| SEI Investments Co | 114,337 | $41.9M | 0.06% | +14,121+14.1% | Added |
| Alpha Cubed Investments, LLC | 113,456 | $41.6M | 2.17% | +15,070+15.3% | Added |
| Vontobel Holding Ltd. | 113,188 | $41.5M | 0.33% | −1,078−0.9% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 111,759 | $41.0M | 0.28% | +440.0% | Added |
| Bradley Foster & Sargent Inc | 111,663 | $40.9M | 0.74% | −3,542−3.1% | Reduced |