Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Railway Pension Investments Ltd | 111,000 | $40.7M | 0.40% | +900+0.8% | Added |
| Capital International Ltd | 109,132 | $40.0M | 1.91% | −9,670−8.1% | Reduced |
| Amalgamated Bank | 108,866 | $39.9M | 0.34% | −16,924−13.5% | Reduced |
| Jane Street Group, LLC | 106,734 | $39.1M | 0.05% | −975,847−90.1% | Reduced |
| Cresset Asset Management, LLC | 106,485 | $39.0M | 0.19% | +1,557+1.5% | Added |
| Allspring Global Investments Holdings, LLC | 105,717 | $38.7M | 0.06% | −10,990−9.4% | Reduced |
| Texas Permanent School Fund | 105,232 | $38.6M | 0.30% | −97−0.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 136,815 | $38.4M | 0.08% | +570+0.4% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 104,102 | $38.1M | 1.07% | −282−0.3% | Reduced |
| Yousif Capital Management, LLC | 102,663 | $37.6M | 0.42% | −3,078−2.9% | Reduced |
| Weiss Asset Management LP | 101,979 | $37.4M | 1.75% | +101,979 | New |
| IFM Investors Pty Ltd | 101,597 | $37.2M | 0.41% | −936−0.9% | Reduced |
| Wesleyan Assurance Society | 101,079 | $37.0M | 3.28% | 00.0% | Unchanged |
| Xponance, Inc. | 100,820 | $36.9M | 0.39% | +1,613+1.6% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 100,145 | $36.7M | 0.10% | −7,457−6.9% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 100,085 | $36.7M | 5.01% | −7,981−7.4% | Reduced |
| Paralel Advisors LLC | 100,000 | $36.6M | 1.68% | 00.0% | Unchanged |
| Varma Mutual Pension Insurance Co | 99,796 | $36.6M | 0.32% | +60,300+152.7% | Added |
| QRG Capital Management, Inc. | 99,554 | $36.5M | 0.46% | +8,548+9.4% | Added |
| Mercer Global Advisors Inc | 99,508 | $36.5M | 0.10% | +10,223+11.4% | Added |
| Mesirow Financial Investment Management, Inc. | 98,527 | $36.1M | 0.82% | +2,774+2.9% | Added |
| Country Trust Bank | 98,340 | $36.0M | 0.93% | −52,819−34.9% | Reduced |
| Pinebridge Investments, L.P. | 96,049 | $35.2M | 0.28% | −61,631−39.1% | Reduced |
| Pinnacle Associates Ltd | 95,865 | $35.1M | 0.55% | −141−0.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 95,358 | $34.9M | 0.39% | +22,928+31.7% | Added |
| Capitolis Liquid Global Markets LLC | 95,000 | $34.8M | 0.56% | +95,000 | New |
| Stephens Inc | 93,512 | $34.3M | 0.53% | +4,571+5.1% | Added |
| Regions Financial Corp | 92,926 | $34.1M | 0.26% | +352+0.4% | Added |
| Beacon Pointe Advisors, LLC | 90,664 | $33.2M | 0.37% | +17,780+24.4% | Added |
| Levin Capital Strategies, L.P. | 90,348 | $33.1M | 3.36% | −17,721−16.4% | Reduced |
| Main Street Research LLC | 89,665 | $32.9M | 2.23% | +3,362+3.9% | Added |
| Czech National Bank | 89,574 | $32.8M | 0.42% | +211+0.2% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 89,412 | $32.8M | 0.04% | +16,284+22.3% | Added |
| Stock Yards Bank & Trust Co | 89,252 | $32.7M | 1.08% | −251−0.3% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 89,183 | $32.7M | 0.08% | −945−1.0% | Reduced |
| Utah Retirement Systems | 88,465 | $32.4M | 0.38% | −400.0% | Reduced |
| Nichols & Pratt Advisers LLP | 87,739 | $32.2M | 2.17% | −7,475−7.9% | Reduced |
| Brown Advisory Inc | 87,708 | $32.1M | 0.04% | +2,345+2.7% | Added |
| United Services Automobile Association | 87,046 | $31.9M | 0.78% | +331+0.4% | Added |
| Guggenheim Capital LLC | 83,287 | $30.5M | 0.22% | +7,647+10.1% | Added |
| Edgar Lomax Co | 82,203 | $30.1M | 1.86% | −22,182−21.3% | Reduced |
| Macquarie Group Ltd | 82,084 | $30.1M | 0.03% | −8,730−9.6% | Reduced |
| Peapack Gladstone Financial Corp | 81,245 | $29.8M | 0.47% | −378−0.5% | Reduced |
| Banco Santander, S.A. | 81,022 | $29.7M | 0.36% | +11,353+16.3% | Added |
| D.A. Davidson & Co. | 80,777 | $29.6M | 0.27% | +5,647+7.5% | Added |
| Van Eck Associates Corp | 80,278 | $29.4M | 0.04% | +5,177+6.9% | Added |
| Badgley Phelps Wealth Managers, LLC | 80,144 | $29.4M | 0.73% | +1,393+1.8% | Added |
| USS Investment Management Ltd | 79,961 | $29.3M | 0.24% | −25,909−24.5% | Reduced |
| Foundry Partners, LLC | 79,842 | $29.3M | 1.56% | +9,869+14.1% | Added |
| AMF Pensionsforsakring AB | 79,649 | $29.2M | 0.22% | −59,883−42.9% | Reduced |
| Mediolanum International Funds Ltd | 79,613 | $29.0M | 0.47% | +79,613 | New |
| Erste Asset Management GmbH | 79,525 | $29.0M | 0.40% | −13,784−14.8% | Reduced |
| Capital Fund Management S.A. | 78,952 | $28.9M | 0.35% | +78,952 | New |
| Swiss Life Asset Management Ltd | 78,734 | $28.9M | 0.40% | −10,026−11.3% | Reduced |
| Busey Wealth Management | 78,642 | $28.8M | 1.02% | +508+0.7% | Added |
| Millennium Management LLC | 77,796 | $28.5M | 0.02% | +58,302+299.1% | Added |
| CIBC Asset Management Inc | 74,283 | $27.2M | 0.09% | +968+1.3% | Added |
| Pathstone Holdings, LLC | 73,398 | $26.9M | 0.13% | +5,025+7.3% | Added |
| Public Employees Retirement Association of Colorado | 72,697 | $26.6M | 0.12% | −4,124−5.4% | Reduced |
| NorthCrest Asset Manangement, LLC | 72,369 | $26.5M | 0.90% | +611+0.9% | Added |
| Willis Investment Counsel | 72,361 | $26.5M | 1.82% | −21,581−23.0% | Reduced |
| Vaughan David Investments LLC | 72,100 | $26.4M | 0.66% | −13,058−15.3% | Reduced |
| Marco Investment Management LLC | 71,613 | $26.2M | 2.47% | −1,970−2.7% | Reduced |
| Connectus Wealth, LLC | 71,187 | $26.1M | 0.71% | +68,424+2,476.4% | Added |
| Susquehanna Portfolio Strategies, LLC | 70,788 | $25.9M | 0.60% | 00.0% | Unchanged |
| Wellington Management Group LLP | 70,699 | $25.9M | 0.00% | −11,455−13.9% | Reduced |
| Janus Henderson Group PLC | 70,620 | $25.9M | 0.01% | −1,693−2.3% | Reduced |
| Mutual of America Capital Management LLC | 70,542 | $25.8M | 0.28% | −1,324−1.8% | Reduced |
| New York Life Investment Management LLC | 69,759 | $25.6M | 0.25% | −2,809−3.9% | Reduced |
| Glenview Trust Co | 69,642 | $25.5M | 0.55% | −1,660−2.3% | Reduced |
| Advisors Capital Management, LLC | 69,319 | $25.4M | 0.46% | +1,381+2.0% | Added |
| Grassi Investment Management | 68,854 | $25.2M | 2.28% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 68,652 | $25.2M | 2.92% | −1,283−1.8% | Reduced |
| Private Advisor Group, LLC | 67,670 | $24.8M | 0.18% | −2,538−3.6% | Reduced |
| Cutler Investment Counsel LLC | 66,899 | $24.5M | 3.29% | −12,152−15.4% | Reduced |
| Westchester Capital Management, Inc. | 66,784 | $24.5M | 6.14% | −1,045−1.5% | Reduced |
| Fiduciary Trust Co | 65,539 | $24.0M | 0.37% | +1,104+1.7% | Added |
| TD Waterhouse Canada Inc. | 61,854 | $23.7M | 0.18% | +4,027+7.0% | Added |
| Baker Avenue Asset Management, LP | 64,157 | $23.5M | 0.93% | −786−1.2% | Reduced |
| Factory Mutual Insurance Co | 64,100 | $23.5M | 0.27% | −52,600−45.1% | Reduced |
| FineMark National Bank & Trust | 63,468 | $23.3M | 0.86% | −9,555−13.1% | Reduced |
| Umb Bank N A | 63,097 | $23.1M | 0.37% | −3,535−5.3% | Reduced |
| Delta Asset Management LLC | 62,600 | $22.9M | 2.03% | −442−0.7% | Reduced |
| KBC Group NV | 61,411 | $22.5M | 0.07% | −37,343−37.8% | Reduced |
| Nissay Asset Management Corp | 61,407 | $22.5M | 0.16% | +948+1.6% | Added |
| State of Alaska, Department of Revenue | 61,176 | $22.4M | 0.26% | −2,040−3.2% | Reduced |
| Oppenheimer & Co Inc | 61,054 | $22.4M | 0.37% | −6,336−9.4% | Reduced |
| British Columbia Investment Management Corp | 60,986 | $22.3M | 0.15% | +2,258+3.8% | Added |
| Harvest Portfolios Group Inc. | 60,924 | $22.3M | 0.87% | −5,848−8.8% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 60,874 | $22.3M | 0.42% | −12,371−16.9% | Reduced |
| Dakota Wealth Management | 60,792 | $22.3M | 0.56% | +7,274+13.6% | Added |
| CCM Investment Advisers LLC | 60,540 | $22.2M | 2.65% | −6,353−9.5% | Reduced |
| Associated Banc-Corp | 60,350 | $22.1M | 0.70% | −1,238−2.0% | Reduced |
| Blackhill Capital Inc | 60,000 | $22.0M | 1.26% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 58,117 | $21.3M | 0.18% | −12,172−17.3% | Reduced |
| Massmutual Trust Co FSB | 57,859 | $21.2M | 0.66% | −1,796−3.0% | Reduced |
| PGGM Investments | 57,832 | $21.2M | 0.31% | +3,007+5.5% | Added |
| Callahan Advisors, LLC | 57,698 | $21.1M | 2.22% | −6,460−10.1% | Reduced |
| Tower Research Capital LLC (TRC) | 57,346 | $21.0M | 0.51% | −26,179−31.3% | Reduced |
| Sequoia Financial Advisors, LLC | 56,673 | $20.8M | 0.26% | −2,561−4.3% | Reduced |