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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2024

Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,714
+172 vs. Q4 2023
Shares held
349.0M
−5.16M (−1.5%) vs. Q4 2023
Total value
$127.6B
+$23.1B (+22.2%) vs. Q4 2023
New holders
263
951 more added
Sold out
91
1,085 more reduced

41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2024: 2,714 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,069 institutions
Value heldQ1 2024: $127.6B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,069$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2024

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.

Institutions holding CAT in Q1 2024
InstitutionSharesValue% of portfolioChange in sharesAction
Global Assets Advisory, LLC21,824$600.00%+21,824New
Mowery & Schoenfeld Wealth Management, LLC1$3670.00%00.0%Unchanged
PEAK6 Investments LLC2$6120.00%00.0%Unchanged
Investors Research Corp3$1.10K0.00%00.0%Unchanged
Pinpoint Asset Management Ltd3$1.10K0.00%+3New
Sanctuary Wealth Management, L.L.C.4$1.47K0.00%00.0%Unchanged
WealthCollab, LLC4$1.47K0.00%00.0%Unchanged
Tfo-TDC, LLC5$1.83K0.00%00.0%Unchanged
Tucker Asset Management LLC5$1.83K0.00%00.0%Unchanged
POM Investment Strategies, LLC5$1.83K0.00%00.0%Unchanged
Proffitt & Goodson Inc6$2.02K0.00%00.0%Unchanged
Semmax Financial Advisors Inc.7$2.53K0.00%−5−41.7%Reduced
Pacific Capital Wealth Advisors, Inc7$2.56K0.00%+7New
Wetzel Investment Advisors, Inc.8$2.86K0.00%00.0%Unchanged
Highline Wealth Partners LLC8$2.95K0.00%00.0%Unchanged
Psagot Value Holdings Ltd. / (Israel)8$3.00K0.03%−1,495−99.5%Reduced
Voisard Asset Management Group, Inc.9$3.30K0.00%00.0%Unchanged
Investment Research & Advisory Group, Inc.10$3.66K0.00%00.0%Unchanged
Stone House Investment Management, LLC10$3.66K0.00%+10New
Cedar Wealth Management, LLC11$4.03K0.00%+11New
PayPay Securities Corp12$4.40K0.22%−5−29.4%Reduced
Blume Capital Management, Inc.13$4.76K0.00%00.0%Unchanged
JDM Financial Group LLC14$5.13K0.00%00.0%Unchanged
Westend Capital Management, LLC14$5.13K0.00%+14New
Criterion Capital Advisors, LLC15$5.50K0.00%00.0%Unchanged
Mma Asset Management LLC16$5.86K0.00%+16New
Red Tortoise LLC17$6.23K0.00%00.0%Unchanged
Albion Financial Group23$8.43K0.00%00.0%Unchanged
Davidson Capital Management Inc.23$8.43K0.00%+23New
DecisionPoint Financial, LLC25$8.59K0.00%00.0%Unchanged
Farmers & Merchants Trust Co of Chambersburg PA25$9.00K0.00%−50−66.7%Reduced
Winch Advisory Services, LLC25$9.29K0.00%00.0%Unchanged
Clear Point Advisors Inc.25$9.34K0.01%00.0%Unchanged
Chesapeake Asset Management LLC28$10.3K0.01%00.0%Unchanged
Lam Group, Inc.30$11.0K0.01%00.0%Unchanged
Breakwater Investment Management30$11.0K0.01%+30New
TFC Financial Management34$12.5K0.00%+3+9.7%Added
Fortis Group Advisors, LLC37$13.6K0.00%−37−50.0%Reduced
Arlington Trust Co LLC38$13.9K0.00%−15−28.3%Reduced
Macroview Investment Management LLC39$14.3K0.02%00.0%Unchanged
Kelly Financial Services LLC39$14.3K0.01%00.0%Unchanged
TruNorth Capital Management, LLC39$14.3K0.00%+39New
Custom Portfolio Group LLC39$14.3K0.01%00.0%Unchanged
Game Plan Financial Advisors, LLC40$14.7K0.01%00.0%Unchanged
Burkett Financial Services, LLC40$14.7K0.01%+40New
IAG Wealth Partners, LLC50$18.3K0.00%00.0%Unchanged
Raffa Wealth Management, LLC52$19.1K0.01%−7−11.9%Reduced
Kathleen S. Wright Associates Inc.54$19.8K0.01%00.0%Unchanged
Grayhawk Investment Strategies Inc.61$22.4K0.02%00.0%Unchanged
Vima LLC101$23.2K0.03%−1−1.0%Reduced
MUFG Securities EMEA plc64$23.5K0.00%00.0%Unchanged
Manitou Investment Management Ltd.65$23.8K0.00%00.0%Unchanged
AlphaMark Advisors, LLC65$24.0K0.01%00.0%Unchanged
TD Capital Management LLC66$24.4K0.00%+25+61.0%Added
Credential Qtrade Securities Inc.67$24.6K0.00%00.0%Unchanged
Belmont Capital, LLC70$25.6K0.01%00.0%Unchanged
Annapolis Financial Services, LLC74$27.1K0.01%00.0%Unchanged
Thompson Investment Management, Inc.75$27.5K0.00%+75New
Lowe Wealth Advisors, LLC76$27.8K0.01%00.0%Unchanged
Kelly Lawrence W & Associates Inc79$28.9K0.01%00.0%Unchanged
Fairman Group, LLC79$29.0K0.03%+79New
Evergreen Private Wealth LLC80$29.3K0.01%00.0%Unchanged
Aspect Partners, LLC85$31.1K0.02%00.0%Unchanged
Partnership Wealth Management, LLC88$32.2K0.02%00.0%Unchanged
DB Fitzpatrick & Co, Inc88$32.2K0.03%00.0%Unchanged
Capstone Investment Advisors, LLC91$33.3K0.00%00.0%Unchanged
Sofos Investments, Inc.104$35.6K0.00%+67+181.1%Added
TCTC Holdings, LLC100$36.6K0.00%00.0%Unchanged
Twin Lakes Capital Management, LLC100$36.6K0.02%00.0%Unchanged
Northwest Capital Management Inc101$37.1K0.01%00.0%Unchanged
West Financial Advisors, LLC103$37.7K0.01%00.0%Unchanged
Dunhill Financial, LLC105$38.6K0.03%+7+7.1%Added
Bellevue Asset Management, LLC106$38.8K0.02%−19−15.2%Reduced
Caitlin John, LLC108$39.6K0.03%+20+22.7%Added
SOA Wealth Advisors, LLC.109$40.0K0.01%+4+3.8%Added
Cedar Mountain Advisors, LLC110$40.4K0.01%00.0%Unchanged
Park Place Capital Corp111$40.7K0.01%−43−27.9%Reduced
Pineridge Advisors LLC116$42.5K0.01%−7−5.7%Reduced
Vestor Capital, LLC119$44.0K0.00%+119New
CGC Financial Services, LLC126$46.2K0.02%00.0%Unchanged
Iron Horse Wealth Management, LLC126$46.2K0.02%+10+8.6%Added
Redmont Wealth Advisors LLC129$47.3K0.07%+129New
Centennial Bank131$48.0K0.02%−27−17.1%Reduced
Sachetta, LLC163$48.2K0.02%00.0%Unchanged
ZRC Wealth Management, LLC132$48.2K0.02%−380−74.2%Reduced
Mark Sheptoff Financial Planning, LLC132$48.4K0.03%00.0%Unchanged
Riggs Asset Managment Co. Inc.132$48.4K0.01%+10+8.2%Added
Fortitude Family Office, LLC133$48.7K0.03%00.0%Unchanged
Syntax Research, Inc.135$49.5K0.04%00.0%Unchanged
Moisand Fitzgerald Tamayo, LLC136$49.8K0.01%00.0%Unchanged
DiNuzzo Private Wealth, Inc.137$50.2K0.01%00.0%Unchanged
Planning Capital Management Corp139$50.8K0.04%+24+20.9%Added
Valued Wealth Advisors LLC139$51.0K0.04%+104+297.1%Added
Friedenthal Financial140$51.3K0.03%+140New
Silicon Valley Capital Partners143$52.4K0.01%−281−66.3%Reduced
Spectrum Wealth Counsel, LLC148$54.2K0.01%00.0%Unchanged
HBC Financial Services, PLLC167$55.0K0.04%00.0%Unchanged
First Pacific Financial152$55.7K0.02%+3+2.0%Added
Rational Advisors LLC155$56.8K0.01%00.0%Unchanged
Mascoma Wealth Management LLC155$56.8K0.02%00.0%Unchanged