Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| O'Shaughnessy Asset Management, LLC | 56,450 | $20.7M | 0.23% | −38,297−40.4% | Reduced |
| Richard C. Young & CO., LTD. | 56,364 | $20.7M | 2.59% | −694−1.2% | Reduced |
| Congress Asset Management Co | 56,101 | $20.6M | 0.15% | −1,594−2.8% | Reduced |
| Wharton Business Group, LLC | 55,693 | $20.4M | 0.98% | −629−1.1% | Reduced |
| Wealthfront Advisers LLC | 55,378 | $20.3M | 0.07% | +1,273+2.4% | Added |
| KCM Investment Advisors LLC | 55,188 | $20.2M | 0.75% | −457−0.8% | Reduced |
| Moran Wealth Management, LLC | 54,778 | $20.1M | 0.65% | +129+0.2% | Added |
| CWM, LLC | 54,662 | $20.0M | 0.10% | +6,374+13.2% | Added |
| CWM Advisors, LLC | 54,544 | $20.0M | 2.04% | +4,756+9.6% | Added |
| Gotham Asset Management, LLC | 53,448 | $19.6M | 0.30% | −5,194−8.9% | Reduced |
| Scotia Capital Inc. | 53,262 | $19.5M | 0.12% | +9,888+22.8% | Added |
| Allianz SE | 52,647 | $19.3M | 0.61% | +52,647 | New |
| Birmingham Capital Management Co Inc | 52,265 | $19.2M | 7.05% | −1,155−2.2% | Reduced |
| Independent Advisor Alliance | 52,006 | $19.1M | 0.69% | −5,218−9.1% | Reduced |
| LaFleur & Godfrey LLC | 51,690 | $18.9M | 2.80% | −5,152−9.1% | Reduced |
| Whittier Trust Co | 51,348 | $18.8M | 0.27% | −746−1.4% | Reduced |
| Aptus Capital Advisors, LLC | 51,216 | $18.8M | 0.40% | +3,854+8.1% | Added |
| Charter Trust Co | 50,640 | $18.6M | 1.24% | −1,534−2.9% | Reduced |
| Kovitz Investment Group Partners, LLC | 48,131 | $17.6M | 0.22% | −10,551−18.0% | Reduced |
| Integrated Advisors Network LLC | 47,166 | $17.3M | 0.88% | +503+1.1% | Added |
| Savant Capital, LLC | 47,021 | $17.2M | 0.20% | +4,136+9.6% | Added |
| Qube Research & Technologies Ltd | 46,797 | $17.1M | 0.03% | −254,259−84.5% | Reduced |
| Clear Harbor Asset Management, LLC | 46,633 | $17.1M | 1.50% | −2,764−5.6% | Reduced |
| Elo Mutual Pension Insurance Co | 46,516 | $17.0M | 0.40% | +1,977+4.4% | Added |
| Sanibel Captiva Trust Company, Inc. | 46,373 | $17.0M | 0.58% | −171−0.4% | Reduced |
| Howe & Rusling Inc | 46,348 | $17.0M | 1.63% | −4,255−8.4% | Reduced |
| NBT Bank N A | 46,289 | $17.0M | 1.24% | −1,119−2.4% | Reduced |
| Congress Wealth Management LLC | 46,033 | $16.9M | 0.29% | −1,395−2.9% | Reduced |
| Atria Investments LLC | 45,729 | $16.8M | 0.23% | +3,299+7.8% | Added |
| American Assets Investment Management, LLC | 45,000 | $16.5M | 1.57% | 00.0% | Unchanged |
| Janney Capital Management LLC | 44,854 | $16.4M | 1.09% | −32,614−42.1% | Reduced |
| Ethic Inc. | 44,711 | $16.4M | 0.41% | +1,196+2.7% | Added |
| JustInvest LLC | 44,664 | $16.4M | 0.35% | +4,149+10.2% | Added |
| Kadensa Capital Ltd | 44,655 | $16.4M | 4.44% | −32,534−42.1% | Reduced |
| Gulf International Bank (UK) Ltd | 44,044 | $16.1M | 0.41% | +1,691+4.0% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 44,018 | $16.1M | 0.69% | −8,552−16.3% | Reduced |
| Quilter Plc | 43,651 | $16.0M | 0.38% | −375−0.9% | Reduced |
| Oregon Public Employees Retirement Fund | 43,535 | $16.0M | 0.32% | +3,751+9.4% | Added |
| Allied Investment Advisors, LLC | 43,511 | $15.9M | 3.85% | −59−0.1% | Reduced |
| Dana Investment Advisors, Inc. | 43,426 | $15.9M | 0.53% | −640−1.5% | Reduced |
| Atria Wealth Solutions, Inc. | 43,167 | $15.8M | 0.18% | +4,452+11.5% | Added |
| Crossmark Global Holdings, Inc. | 43,120 | $15.8M | 0.30% | +4,050+10.4% | Added |
| Central Trust Co | 43,036 | $15.8M | 0.39% | −605−1.4% | Reduced |
| Culbertson A N & Co Inc | 42,812 | $15.7M | 2.71% | −283−0.7% | Reduced |
| Atwater Malick LLC | 42,679 | $15.6M | 5.51% | +213+0.5% | Added |
| ARK Investment Management LLCSuperinvestorARK Invest | 42,616 | $15.6M | 0.11% | −23,248−35.3% | Reduced |
| Dodge & Cox | 42,326 | $15.5M | 0.01% | −53−0.1% | Reduced |
| Rafferty Asset Management, LLC | 42,325 | $15.5M | 0.06% | −456−1.1% | Reduced |
| First National Trust Co | 42,204 | $15.5M | 0.63% | +10,065+31.3% | Added |
| Teachers Retirement System of the State of Kentucky | 42,136 | $15.4M | 0.14% | −2,156−4.9% | Reduced |
| Degroof Petercam Asset Management | 42,050 | $15.4M | 0.19% | −250−0.6% | Reduced |
| Cullinan Associates Inc | 41,983 | $15.4M | 0.86% | +5,147+14.0% | Added |
| Salem Investment Counselors Inc | 41,936 | $15.4M | 0.50% | −219−0.5% | Reduced |
| Pacer Advisors, Inc. | 41,895 | $15.4M | 0.04% | −1,741−4.0% | Reduced |
| Wafra Inc. | 41,881 | $15.3M | 0.81% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 41,947 | $15.3M | 0.03% | −3,130−6.9% | Reduced |
| Davenport & Co LLC | 41,497 | $15.2M | 0.09% | −1,004−2.4% | Reduced |
| Stillwater Capital Advisors, LLC | 41,057 | $15.0M | 2.23% | +177+0.4% | Added |
| M&G Plc | 41,009 | $15.0M | 0.09% | +41,009 | New |
| Prio Wealth Limited Partnership | 40,582 | $14.9M | 0.43% | +1,833+4.7% | Added |
| Community Bank of Raymore | 40,555 | $14.9M | 6.98% | −3,750−8.5% | Reduced |
| Fayez Sarofim & Co | 40,410 | $14.8M | 0.04% | −114−0.3% | Reduced |
| Pittenger & Anderson Inc | 40,285 | $14.8M | 0.60% | 00.0% | Unchanged |
| Clifford Swan Investment Counsel LLC | 40,166 | $14.7M | 0.55% | −2,107−5.0% | Reduced |
| Bogart Wealth, LLC | 40,140 | $14.7M | 0.76% | −5,025−11.1% | Reduced |
| Dearborn Partners LLC | 39,831 | $14.6M | 0.63% | −646−1.6% | Reduced |
| Parsons Capital Management Inc | 39,759 | $14.6M | 1.00% | +522+1.3% | Added |
| Jacobs & Co | 39,600 | $14.5M | 1.54% | −1,523−3.7% | Reduced |
| LS Investment Advisors, LLC | 39,250 | $14.4M | 2.28% | +394+1.0% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 39,133 | $14.2M | 0.16% | +188+0.5% | Added |
| Capital Investment Advisors, LLC | 38,730 | $14.2M | 0.33% | +558+1.5% | Added |
| Kentucky Retirement Systems | 38,661 | $14.2M | 0.42% | −2,156−5.3% | Reduced |
| Simmons Bank | 38,547 | $14.1M | 1.06% | +860+2.3% | Added |
| Noesis Capital Mangement Corp | 38,531 | $14.1M | 3.14% | −1,393−3.5% | Reduced |
| Coulter & Justus Financial Services, LLC | 38,531 | $14.1M | 3.14% | +37,625+4,152.9% | Added |
| Maryland State Retirement & Pension System | 39,863 | $14.1M | 0.28% | +84+0.2% | Added |
| Lido Advisors, LLC | 38,134 | $14.0M | 0.13% | −5,241−12.1% | Reduced |
| Synovus Financial Corp | 37,953 | $13.9M | 0.18% | +509+1.4% | Added |
| Advisory Services Network, LLC | 37,597 | $13.8M | 0.31% | −203−0.5% | Reduced |
| Quantinno Capital Management LP | 37,341 | $13.7M | 0.30% | +3,821+11.4% | Added |
| Walleye Trading LLC | 37,202 | $13.6M | 0.22% | −17,873−32.5% | Reduced |
| Meridian Wealth Management, LLC | 37,201 | $13.6M | 2.27% | +2,521+7.3% | Added |
| Hantz Financial Services, Inc. | 37,180 | $13.6M | 0.27% | −2,051−5.2% | Reduced |
| HB Wealth Management, LLC | 37,139 | $13.6M | 0.17% | +2,057+5.9% | Added |
| SlateStone Wealth, LLC | 36,949 | $13.5M | 1.36% | +15,016+68.5% | Added |
| Segment Wealth Management, LLC | 36,525 | $13.4M | 1.02% | +34,345+1,575.5% | Added |
| Whittier Trust Co of Nevada Inc | 36,493 | $13.4M | 0.38% | +784+2.2% | Added |
| Stockman Wealth Management, Inc. | 36,446 | $13.4M | 2.36% | −2,320−6.0% | Reduced |
| Ellsworth Advisors, LLC | 36,216 | $13.2M | 3.80% | +312+0.9% | Added |
| Twin Tree Management, LP | 35,822 | $13.1M | 0.30% | +15,198+73.7% | Added |
| Achmea Investment Management B.V. | 35,795 | $13.1M | 0.25% | 00.0% | Unchanged |
| MainStreet Investment Advisors LLC | 35,642 | $13.1M | 1.57% | −458−1.3% | Reduced |
| CSM Advisors, LLC | 35,489 | $13.0M | 0.86% | +790+2.3% | Added |
| Snowden Capital Advisors LLC | 35,410 | $13.0M | 0.41% | +5,270+17.5% | Added |
| Avantax Advisory Services, Inc. | 35,179 | $12.9M | 0.11% | +3,958+12.7% | Added |
| Arrowstreet Capital, Limited Partnership | 35,125 | $12.9M | 0.01% | +33,503+2,065.5% | Added |
| Baader Bank INC | 35,121 | $12.9M | 1.05% | +3,015+9.4% | Added |
| Andra AP-fonden | 35,000 | $12.8M | 0.23% | +35,000 | New |
| La Banque Postale Asset Management SA | 34,988 | $12.8M | 0.51% | −8,679−19.9% | Reduced |
| Welch Group, LLC | 34,949 | $12.8M | 0.64% | +189+0.5% | Added |