Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vantage Investment Partners, LLC | 34,937 | $12.8M | 1.14% | +34,937 | New |
| Two Sigma Securities, LLC | 34,864 | $12.8M | 0.62% | +27,689+385.9% | Added |
| Prospera Financial Services Inc | 34,808 | $12.8M | 0.38% | −2,392−6.4% | Reduced |
| Eagle Asset Management Inc | 34,932 | $12.7M | 0.06% | +9,477+37.2% | Added |
| Lyell Wealth Management, LP | 34,547 | $12.7M | 1.29% | +82+0.2% | Added |
| Mizuho Markets Americas LLC | 34,519 | $12.6M | 0.34% | +16,395+90.5% | Added |
| Federation des caisses Desjardins du Quebec | 36,372 | $12.6M | 0.09% | +3,007+9.0% | Added |
| HighPoint Advisor Group LLC | 35,339 | $12.6M | 0.89% | −547−1.5% | Reduced |
| Folger Nolan Fleming Douglas Capital Management, Inc | 33,918 | $12.4M | 1.27% | −152−0.4% | Reduced |
| Shelton Capital Management | 33,916 | $12.4M | 0.36% | +8,946+35.8% | Added |
| Jefferies Financial Group Inc. | 33,844 | $12.4M | 0.25% | −8,356−19.8% | Reduced |
| Bokf, NA | 33,520 | $12.2M | 0.22% | −366−1.1% | Reduced |
| Candriam Luxembourg S.C.A. | 33,098 | $12.1M | 0.08% | −68,559−67.4% | Reduced |
| Jamison Private Wealth Management, Inc. | 33,076 | $12.1M | 2.05% | −70.0% | Reduced |
| Credit Agricole S A | 33,798 | $12.1M | 0.21% | +16,140+91.4% | Added |
| Hartford Investment Management Co | 32,898 | $12.1M | 0.43% | −1,471−4.3% | Reduced |
| LMCG Investments, LLC | 32,845 | $12.0M | 0.71% | −388−1.2% | Reduced |
| James Investment Research Inc | 32,775 | $12.0M | 1.43% | −1,378−4.0% | Reduced |
| Cornerstone Advisors, LLC | 32,500 | $11.9M | 0.49% | −1,000−3.0% | Reduced |
| Groupama Asset Managment | 26,827 | $11.9M | 0.22% | −7,249−21.3% | Reduced |
| Verition Fund Management LLC | 32,414 | $11.9M | 0.11% | −993−3.0% | Reduced |
| HRT Financial LP | 32,356 | $11.9M | 0.07% | +23,903+282.8% | Added |
| First American Trust, FSB | 31,900 | $11.7M | 1.23% | +1,215+4.0% | Added |
| Brookstone Capital Management | 31,859 | $11.7M | 0.21% | +996+3.2% | Added |
| Greenwood Gearhart Inc | 31,234 | $11.4M | 1.12% | −17,085−35.4% | Reduced |
| Hamilton Capital Partners Inc. | 31,080 | $11.4M | 1.38% | +31,080 | New |
| Madison Asset Management, LLC | 31,076 | $11.4M | 0.14% | −31,769−50.6% | Reduced |
| Shelter Mutual Insurance Co | 30,780 | $11.3M | 2.91% | 00.0% | Unchanged |
| Philadelphia Trust Co | 30,588 | $11.2M | 0.90% | +295+1.0% | Added |
| Adviser Investments LLC | 30,066 | $11.0M | 0.15% | −714−2.3% | Reduced |
| German American Bancorp, Inc. | 30,020 | $11.0M | 1.32% | +794+2.7% | Added |
| Securian Asset Management, Inc | 29,985 | $11.0M | 0.32% | −2,348−7.3% | Reduced |
| Illinois Municipal Retirement Fund | 29,985 | $11.0M | 0.17% | 00.0% | Unchanged |
| AIA Group Ltd | 29,633 | $10.9M | 0.35% | −204−0.7% | Reduced |
| Louisiana State Employees Retirement System | 29,600 | $10.8M | 0.21% | −1,200−3.9% | Reduced |
| National Asset Management, Inc. | 39,548 | $10.8M | 0.29% | +870+2.2% | Added |
| Buck Wealth Strategies, LLC | 29,107 | $10.7M | 3.66% | +27,025+1,298.0% | Added |
| Central Bank & Trust Co | 28,831 | $10.6M | 1.51% | −183−0.6% | Reduced |
| United Capital Management of KS, Inc. | 28,821 | $10.6M | 2.42% | +1,128+4.1% | Added |
| Paradiem, LLC | 28,704 | $10.5M | 2.60% | −357−1.2% | Reduced |
| Kestra Private Wealth Services, LLC | 28,677 | $10.5M | 0.24% | −4,197−12.8% | Reduced |
| Prime Capital Investment Advisors, LLC | 28,329 | $10.4M | 0.14% | −120.0% | Reduced |
| Norinchukin Bank, The | 28,256 | $10.4M | 0.31% | −3,053−9.8% | Reduced |
| Eagle Global Advisors LLC | 28,215 | $10.3M | 0.58% | −55−0.2% | Reduced |
| SpiderRock Advisors, LLC | 29,097 | $10.2M | 0.33% | +29,097 | New |
| Drexel Morgan & Co. | 27,886 | $10.2M | 2.10% | +140+0.5% | Added |
| Freestone Capital Holdings, LLC | 27,567 | $10.1M | 0.38% | +13,292+93.1% | Added |
| Alps Advisors Inc | 27,496 | $10.1M | 0.07% | +70.0% | Added |
| Kanawha Capital Management LLC | 27,486 | $10.1M | 0.81% | −448−1.6% | Reduced |
| Banque Cantonale Vaudoise | 27,476 | $10.1M | 0.39% | +1,152+4.4% | Added |
| Venture Visionary Partners LLC | 27,295 | $10.0M | 0.48% | −70−0.3% | Reduced |
| Consolidated Planning Corp | 27,113 | $9.94M | 1.70% | +127+0.5% | Added |
| Claudia M.P. Batlle, CRP (R) LLC | 27,043 | $9.91M | 2.98% | +698+2.6% | Added |
| Dai-Ichi Life Insurance Company, Ltd | 26,821 | $9.83M | 0.22% | −457−1.7% | Reduced |
| Financial Partners Group, LLC | 26,754 | $9.80M | 3.79% | −530−1.9% | Reduced |
| Farmers & Merchants Investments Inc | 26,722 | $9.79M | 0.33% | +119+0.4% | Added |
| Zimmer Partners, LP | 26,720 | $9.79M | 0.21% | +26,720 | New |
| Independent Wealth Network Inc. | 26,658 | $9.77M | 4.58% | +168+0.6% | Added |
| Narwhal Capital Management | 26,650 | $9.77M | 0.96% | +3,924+17.3% | Added |
| Tufton Capital Management | 26,603 | $9.75M | 1.91% | −4,404−14.2% | Reduced |
| Sigma Planning Corp | 26,475 | $9.70M | 0.30% | +12,828+94.0% | Added |
| Toroso Investments, LLC | 26,453 | $9.68M | 0.17% | −4,736−15.2% | Reduced |
| Integris Wealth Management, LLC | 26,316 | $9.64M | 2.67% | −182−0.7% | Reduced |
| Addenda Capital Inc. | 26,235 | $9.61M | 0.36% | −73−0.3% | Reduced |
| Financial Advocates Investment Management | 26,120 | $9.57M | 0.56% | +10,062+62.7% | Added |
| Sigma Investment Counselors Inc | 26,015 | $9.53M | 0.61% | +24+0.1% | Added |
| Community Bank & Trust, Waco, Texas | 25,807 | $9.46M | 2.32% | +51+0.2% | Added |
| New Mexico Educational Retirement Board | 25,702 | $9.42M | 0.34% | −1,100−4.1% | Reduced |
| Compagnie Lombard Odier SCmA | 25,658 | $9.40M | 0.17% | −100−0.4% | Reduced |
| Quadrature Capital Ltd | 25,563 | $9.37M | 0.16% | +25,563 | New |
| Logan Capital Management Inc | 25,416 | $9.31M | 0.40% | −35−0.1% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 25,376 | $9.30M | 1.02% | −3,725−12.8% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 25,118 | $9.20M | 3.35% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 25,068 | $9.19M | 0.17% | +490+2.0% | Added |
| Hixon Zuercher, LLC | 24,999 | $9.16M | 3.87% | −148−0.6% | Reduced |
| Signet Financial Management, LLC | 24,879 | $9.12M | 1.25% | −491−1.9% | Reduced |
| American National Bank | 24,862 | $9.11M | 1.21% | +329+1.3% | Added |
| Ferguson Wellman Capital Management, Inc | 24,705 | $9.05M | 0.18% | −3,994−13.9% | Reduced |
| Employees Provident Fund Board | 24,700 | $9.05M | 0.16% | +3,389+15.9% | Added |
| Vident Advisory, LLC | 24,427 | $8.95M | 0.19% | +4,013+19.7% | Added |
| L & S Advisors Inc | 24,409 | $8.94M | 1.01% | +24,409 | New |
| Aull & Monroe Investment Management Corp | 24,371 | $8.93M | 4.08% | +220+0.9% | Added |
| Beacon Investment Advisory Services, Inc. | 24,314 | $8.91M | 0.38% | +638+2.7% | Added |
| Oppenheimer Asset Management Inc. | 24,259 | $8.89M | 0.13% | −4,742−16.4% | Reduced |
| Fusion Capital, LLC | 24,135 | $8.84M | 4.05% | −1,046−4.2% | Reduced |
| Meiji Yasuda Life Insurance Co | 24,120 | $8.84M | 0.19% | +2,552+11.8% | Added |
| Strategic Global Advisors, LLC | 24,017 | $8.80M | 1.90% | −679−2.7% | Reduced |
| First Financial Bank - Trust Division | 23,963 | $8.78M | 0.84% | −1,589−6.2% | Reduced |
| Exchange Traded Concepts, LLC | 23,936 | $8.77M | 0.23% | −4,724−16.5% | Reduced |
| Raymond James Trust N.A. | 23,877 | $8.75M | 0.21% | −323−1.3% | Reduced |
| Perigon Wealth Management, LLC | 23,779 | $8.71M | 0.26% | +605+2.6% | Added |
| Dynamic Advisor Solutions LLC | 23,767 | $8.71M | 0.29% | +672+2.9% | Added |
| Welch & Forbes LLC | 23,760 | $8.71M | 0.12% | −1,014−4.1% | Reduced |
| Wesbanco Bank Inc | 23,499 | $8.61M | 0.32% | +11,738+99.8% | Added |
| Spears Abacus Advisors LLC | 23,490 | $8.61M | 0.18% | +23,490 | New |
| Kavar Capital Partners Group, LLC | 23,472 | $8.60M | 1.59% | −22,952−49.4% | Reduced |
| Brinker Capital Investments, LLC | 23,471 | $8.60M | 0.09% | +736+3.2% | Added |
| Orion Portfolio Solutions, LLC | 23,471 | $8.60M | 0.09% | +736+3.2% | Added |
| Principle Wealth Partners LLC | 23,453 | $8.59M | 0.67% | −68−0.3% | Reduced |
| Sentry LLC | 23,436 | $8.59M | 1.62% | −54−0.2% | Reduced |