Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capital Group Investment Management Pte. Ltd. | 23,394 | $8.57M | 1.54% | −1,945−7.7% | Reduced |
| Spinnaker Trust | 23,210 | $8.50M | 0.55% | 00.0% | Unchanged |
| Hartford Financial Management Inc. | 22,923 | $8.40M | 1.77% | −369−1.6% | Reduced |
| Viewpoint Capital Management LLC | 25,333 | $8.38M | 5.33% | +12,585+98.7% | Added |
| Allworth Financial LP | 22,795 | $8.35M | 0.06% | +1,556+7.3% | Added |
| McGuire Investment Group, LLC | 22,475 | $8.24M | 1.20% | +266+1.2% | Added |
| Moors & Cabot, Inc. | 22,377 | $8.20M | 0.44% | −612−2.7% | Reduced |
| Coldstream Capital Management Inc | 22,019 | $8.07M | 0.20% | +10,415+89.8% | Added |
| Envestnet Portfolio Solutions, Inc. | 22,013 | $8.07M | 0.03% | −12,099−35.5% | Reduced |
| City Holding Co | 21,973 | $8.05M | 1.21% | −69−0.3% | Reduced |
| Northwest Investment Counselors, LLC | 21,918 | $8.03M | 1.96% | +455+2.1% | Added |
| Edgestream Partners, L.P. | 21,912 | $8.03M | 0.40% | +20,253+1,220.8% | Added |
| TownSquare Capital, LLC | 21,833 | $8.00M | 0.12% | +3,301+17.8% | Added |
| Axxcess Wealth Management, LLC | 21,832 | $8.00M | 0.23% | +489+2.3% | Added |
| Citizens National Bank Trust Department | 21,600 | $7.91M | 1.84% | −84−0.4% | Reduced |
| Capital Investment Counsel, LLC | 21,519 | $7.89M | 1.69% | +6,799+46.2% | Added |
| Atomi Financial Group, Inc. | 21,482 | $7.87M | 0.73% | +9,899+85.5% | Added |
| Crestwood Advisors Group LLC | 21,404 | $7.84M | 0.17% | +1,770+9.0% | Added |
| Knights of Columbus Asset Advisors LLC | 21,313 | $7.81M | 0.57% | −111−0.5% | Reduced |
| BKD Wealth Advisors, LLC | 21,246 | $7.79M | 0.20% | −424−2.0% | Reduced |
| Ieq Capital, LLC | 21,180 | $7.76M | 0.11% | +2,093+11.0% | Added |
| Churchill Management Corp | 21,116 | $7.74M | 0.10% | +119+0.6% | Added |
| Knuff & Co LLC | 21,107 | $7.73M | 2.60% | −50−0.2% | Reduced |
| Tiaa Trust, National Association | 21,080 | $7.72M | 0.02% | +729+3.6% | Added |
| Apollon Wealth Management, LLC | 20,988 | $7.69M | 0.24% | −686−3.2% | Reduced |
| Advisors Asset Management, Inc. | 20,974 | $7.69M | 0.15% | −1,361−6.1% | Reduced |
| Highland Capital Management, LLC | 20,709 | $7.59M | 0.44% | −692−3.2% | Reduced |
| Uniplan Investment Counsel, Inc. | 20,702 | $7.58M | 0.60% | −3,093−13.0% | Reduced |
| Valeo Financial Advisors, LLC | 20,824 | $7.57M | 0.27% | +494+2.4% | Added |
| Metropolitan Life Insurance Co | 20,533 | $7.52M | 0.33% | −232−1.1% | Reduced |
| Mutual Advisors, LLC | 20,528 | $7.52M | 0.24% | +489+2.4% | Added |
| Searle & Co. | 20,423 | $7.48M | 1.91% | 00.0% | Unchanged |
| Silver Oak Securities, Inc | 20,314 | $7.44M | 1.14% | −3,871−16.0% | Reduced |
| Biechele Royce Advisors | 20,081 | $7.36M | 2.44% | −1,971−8.9% | Reduced |
| Anderson Hoagland & Co | 19,630 | $7.30M | 0.82% | −750−3.7% | Reduced |
| Simplicity Wealth,LLC | 19,827 | $7.27M | 0.17% | +19,827 | New |
| Hodges Capital Management Inc. | 19,704 | $7.22M | 0.46% | −8,362−29.8% | Reduced |
| Buckingham Strategic Wealth, LLC | 19,611 | $7.19M | 0.08% | −2,419−11.0% | Reduced |
| Asset Dedication, LLC | 19,548 | $7.15M | 0.53% | −153−0.8% | Reduced |
| Perfromance Wealth Partners, LLC | 19,500 | $7.15M | 0.30% | +804+4.3% | Added |
| MAI Capital Management | 19,460 | $7.13M | 0.07% | +3,571+22.5% | Added |
| Nikko Asset Management Americas, Inc. | 19,456 | $7.13M | 0.07% | −1,762−8.3% | Reduced |
| Jacobs Levy Equity Management, Inc | 19,388 | $7.10M | 0.03% | −61,637−76.1% | Reduced |
| Caldwell Trust Co | 19,386 | $7.10M | 0.83% | −404−2.0% | Reduced |
| Boit C F David | 21,400 | $7.08M | 3.87% | −1,000−4.5% | Reduced |
| Metis Global Partners, LLC | 19,279 | $7.06M | 0.26% | +160+0.8% | Added |
| Colony Group, LLC | 19,276 | $7.06M | 0.06% | +11,798+157.8% | Added |
| Global Retirement Partners, LLC | 19,234 | $7.05M | 0.26% | +367+1.9% | Added |
| Northeast Investment Management | 19,017 | $6.97M | 0.34% | −619−3.2% | Reduced |
| Trifecta Capital Advisors, LLC | 18,986 | $6.96M | 1.69% | +1,229+6.9% | Added |
| Empowered Funds, LLC | 18,929 | $6.94M | 0.13% | −12,059−38.9% | Reduced |
| Empirical Finance, LLC | 18,899 | $6.93M | 0.43% | +618+3.4% | Added |
| AustralianSuper Pty Ltd | 19,001 | $6.91M | 0.04% | +572+3.1% | Added |
| Bleakley Financial Group, LLC | 18,783 | $6.88M | 0.20% | +282+1.5% | Added |
| Kiley Juergens Wealth Management, LLC | 18,658 | $6.84M | 2.11% | −304−1.6% | Reduced |
| Vestcor Inc | 18,659 | $6.84M | 0.23% | −7,433−28.5% | Reduced |
| King Luther Capital Management Corp | 18,587 | $6.81M | 0.03% | +182+1.0% | Added |
| Summit Trail Advisors, LLC | 18,439 | $6.76M | 0.18% | +14,673+389.6% | Added |
| AE Wealth Management LLC | 18,436 | $6.76M | 0.08% | −85,264−82.2% | Reduced |
| Neville Rodie & Shaw Inc | 18,385 | $6.74M | 0.51% | 00.0% | Unchanged |
| Wedbush Securities Inc | 18,321 | $6.71M | 0.25% | +514+2.9% | Added |
| Physicians Financial Services, Inc. | 18,315 | $6.71M | 2.36% | +20+0.1% | Added |
| Colonial Trust Advisors | 18,249 | $6.69M | 0.66% | −31−0.2% | Reduced |
| Reliant Investment Management, LLC | 18,135 | $6.65M | 3.12% | −325−1.8% | Reduced |
| Aries Wealth Management | 18,128 | $6.64M | 2.14% | 00.0% | Unchanged |
| Romano Brothers and Company | 18,077 | $6.62M | 0.91% | −501−2.7% | Reduced |
| Chartwell Investment Partners, LLC | 18,000 | $6.60M | 0.23% | 00.0% | Unchanged |
| Abbrea Capital, LLC | 17,972 | $6.58M | 0.87% | +250+1.4% | Added |
| GAM Holding AG | 17,964 | $6.58M | 0.48% | −16−0.1% | Reduced |
| Ipswich Investment Management Co., Inc. | 17,956 | $6.58M | 1.54% | −50−0.3% | Reduced |
| Bridge Creek Capital Management LLC | 17,933 | $6.57M | 2.10% | −497−2.7% | Reduced |
| Pinnacle Financial Partners Inc | 17,928 | $6.57M | 0.14% | +461+2.6% | Added |
| Family Legacy, Inc. | 17,920 | $6.57M | 2.36% | −1,471−7.6% | Reduced |
| Summitry LLC | 17,903 | $6.56M | 0.34% | −2,278−11.3% | Reduced |
| Man Group plc | 17,881 | $6.55M | 0.02% | −7,213−28.7% | Reduced |
| Financial & Tax Architects, LLC | 17,845 | $6.54M | 1.80% | −2,735−13.3% | Reduced |
| Oak Harbor Wealth Partners, LLC | 17,729 | $6.50M | 2.02% | +20.0% | Added |
| Gateway Advisory, LLC | 17,592 | $6.45M | 1.13% | −70−0.4% | Reduced |
| Montag A & Associates Inc | 17,533 | $6.42M | 0.32% | +5,258+42.8% | Added |
| Advocate Group LLC | 17,519 | $6.42M | 1.28% | −130−0.7% | Reduced |
| Creekmur Asset Management LLC | 17,463 | $6.40M | 2.19% | −478−2.7% | Reduced |
| Mairs & Power Inc | 17,435 | $6.39M | 0.06% | −145−0.8% | Reduced |
| Trinity Legacy Partners, LLC | 17,428 | $6.39M | 1.87% | −906−4.9% | Reduced |
| Greenleaf Trust | 17,403 | $6.38M | 0.06% | +1,431+9.0% | Added |
| Country Club Bank | 17,367 | $6.36M | 0.45% | −102−0.6% | Reduced |
| Silvercrest Asset Management Group LLC | 17,339 | $6.35M | 0.04% | −1,013−5.5% | Reduced |
| Koshinski Asset Management, Inc. | 17,249 | $6.32M | 0.65% | +1,981+13.0% | Added |
| Community Bank, N.A. | 17,235 | $6.32M | 0.83% | −295−1.7% | Reduced |
| TCI Wealth Advisors, Inc. | 17,175 | $6.29M | 0.62% | +1,988+13.1% | Added |
| Turtle Creek Wealth Advisors, LLC | 17,155 | $6.29M | 1.54% | +1,289+8.1% | Added |
| Ameritas Advisory Services, LLC | 18,020 | $6.28M | 0.26% | −674−3.6% | Reduced |
| Pallas Capital Advisors LLC | 17,104 | $6.27M | 0.26% | +776+4.8% | Added |
| Burney Co | 17,063 | $6.25M | 0.24% | −1,633−8.7% | Reduced |
| Terry L. Blaker | 16,942 | $6.21M | 0.47% | −112−0.7% | Reduced |
| Griffin Asset Management, Inc. | 16,821 | $6.16M | 0.74% | −255−1.5% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 16,800 | $6.16M | 0.42% | −1,374−7.6% | Reduced |
| Resources Investment Advisors, LLC. | 16,717 | $6.13M | 0.10% | −775−4.4% | Reduced |
| Ascent Wealth Partners, LLC | 16,714 | $6.12M | 0.91% | −160−0.9% | Reduced |
| TruWealth Advisors, LLC | 16,677 | $6.11M | 0.43% | +15,491+1,306.2% | Added |
| Mathes Company, Inc. | 16,673 | $6.11M | 2.29% | −165−1.0% | Reduced |