Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parcion Private Wealth LLC | 16,656 | $6.10M | 0.54% | −629−3.6% | Reduced |
| Beese Fulmer Investment Management, Inc. | 16,598 | $6.08M | 0.57% | −841−4.8% | Reduced |
| Beach Investment Counsel Inc | 20,539 | $6.07M | 0.75% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 16,533 | $6.06M | 0.08% | −30−0.2% | Reduced |
| Kinneret Advisory, LLC | 16,524 | $6.05M | 0.61% | −52−0.3% | Reduced |
| Integrated Wealth Concepts LLC | 16,478 | $6.04M | 0.09% | +1,756+11.9% | Added |
| Cary Street Partner Investment Advisory LLC | 16,330 | $5.98M | 0.25% | −509−3.0% | Reduced |
| Roundview Capital LLC | 16,325 | $5.98M | 0.49% | +684+4.4% | Added |
| Sandhill Capital Partners LLC | 16,317 | $5.98M | 0.48% | −260−1.6% | Reduced |
| Keeler Thomas Management LLC | 16,326 | $5.98M | 2.05% | −131−0.8% | Reduced |
| Foster & Motley Inc | 16,313 | $5.98M | 0.41% | −633−3.7% | Reduced |
| Marketfield Asset Management LLC | 16,302 | $5.97M | 4.70% | −880−5.1% | Reduced |
| Consolidated Capital Management, LLC | 16,287 | $5.97M | 2.86% | −543−3.2% | Reduced |
| Stratos Wealth Partners, LTD. | 16,267 | $5.96M | 0.10% | +1,257+8.4% | Added |
| Northwestern Mutual Investment Management Company, LLC | 16,154 | $5.92M | 0.15% | +60.0% | Added |
| B & T Capital Management DBA Alpha Capital Management | 16,131 | $5.91M | 1.15% | −1,225−7.1% | Reduced |
| Old National Bancorp | 16,116 | $5.91M | 0.14% | −3,486−17.8% | Reduced |
| Holderness Investments Co | 16,044 | $5.88M | 1.44% | −80−0.5% | Reduced |
| Lake Street Advisors Group, LLC | 16,007 | $5.87M | 0.27% | +443+2.8% | Added |
| Vinva Investment Management Ltd | 15,995 | $5.86M | 0.34% | −1,650−9.4% | Reduced |
| Lincoln National Corp | 15,968 | $5.85M | 0.09% | +598+3.9% | Added |
| Siemens Fonds Invest GmbH | 15,967 | $5.85M | 0.45% | −650−3.9% | Reduced |
| Twin Capital Management Inc | 15,921 | $5.83M | 0.72% | −664−4.0% | Reduced |
| Geneos Wealth Management Inc. | 15,869 | $5.81M | 0.27% | −271−1.7% | Reduced |
| Bank of Hawaii | 15,853 | $5.81M | 0.28% | −143−0.9% | Reduced |
| Wells Trecaso Financial Group, LLC | 15,835 | $5.80M | 2.05% | +751+5.0% | Added |
| Hallmark Capital Management Inc | 15,746 | $5.77M | 0.43% | −2,265−12.6% | Reduced |
| Eukles Asset Management | 15,633 | $5.73M | 2.49% | +360+2.4% | Added |
| Equitable Trust Co | 15,575 | $5.71M | 0.40% | +615+4.1% | Added |
| EagleClaw Capital Managment, LLC | 15,570 | $5.71M | 1.03% | +25+0.2% | Added |
| iA Global Asset Management Inc. | 15,553 | $5.70M | 0.12% | −2,990−16.1% | Reduced |
| Concurrent Investment Advisors, LLC | 15,485 | $5.67M | 0.23% | −1,004−6.1% | Reduced |
| Montgomery Investment Management Inc | 15,480 | $5.67M | 2.16% | −2,000−11.4% | Reduced |
| Goelzer Investment Management, Inc. | 15,402 | $5.64M | 0.32% | −200−1.3% | Reduced |
| Studio Investment Management LLC | 15,377 | $5.63M | 1.34% | −776−4.8% | Reduced |
| Resolute Wealth Strategies, LLC | 15,375 | $5.63M | 3.41% | −586−3.7% | Reduced |
| Canandaigua National Bank & Trust Co | 15,327 | $5.62M | 0.83% | −153−1.0% | Reduced |
| Legacy CG, LLC | 15,289 | $5.60M | 2.03% | +475+3.2% | Added |
| Veriti Management LLC | 15,225 | $5.58M | 0.41% | +1,770+13.2% | Added |
| Investment Management Corp of Ontario | 15,207 | $5.57M | 0.17% | −3,700−19.6% | Reduced |
| Columbia Asset Management | 18,759 | $5.55M | 1.13% | 00.0% | Unchanged |
| Monument Capital Management | 15,135 | $5.55M | 1.60% | −539−3.4% | Reduced |
| Richard Bernstein Advisors LLC | 15,070 | $5.52M | 0.12% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 15,039 | $5.51M | 0.06% | +920+6.5% | Added |
| North Star Investment Management Corp. | 15,031 | $5.51M | 0.39% | +229+1.5% | Added |
| RBF Capital, LLC | 15,000 | $5.50M | 0.31% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $5.50M | 1.30% | 00.0% | Unchanged |
| Geneva Partners, LLC | 14,997 | $5.50M | 2.42% | +2,847+23.4% | Added |
| Bridgeway Capital Management, LLC | 14,940 | $5.47M | 0.11% | +1,600+12.0% | Added |
| Tower View Investment Management & Research LLC | 14,906 | $5.46M | 3.20% | −45−0.3% | Reduced |
| Americana Partners, LLC | 14,872 | $5.45M | 0.46% | +1,721+13.1% | Added |
| Ronald Blue Trust, Inc. | 14,821 | $5.43M | 0.08% | −1,751−10.6% | Reduced |
| Robbins Farley LLC | 14,778 | $5.42M | 2.98% | −445−2.9% | Reduced |
| Sandy Spring Bank | 14,701 | $5.39M | 0.25% | −655−4.3% | Reduced |
| Malaga Cove Capital, LLC | 14,623 | $5.36M | 2.18% | −40−0.3% | Reduced |
| Webster Bank, N. A. | 14,619 | $5.36M | 0.60% | +56+0.4% | Added |
| Robertson Stephens Wealth Management, LLC | 14,607 | $5.35M | 0.29% | −100−0.7% | Reduced |
| Arrow Financial Corp | 14,595 | $5.35M | 0.53% | −958−6.2% | Reduced |
| NEOS Investment Management LLC | 14,546 | $5.33M | 0.33% | +1,863+14.7% | Added |
| Park Avenue Securities LLC | 14,535 | $5.33M | 0.07% | −605−4.0% | Reduced |
| Chicago Capital, LLC | 14,267 | $5.23M | 0.16% | +500+3.6% | Added |
| Alberta Investment Management Corp | 14,200 | $5.20M | 0.05% | 00.0% | Unchanged |
| Nomura Holdings Inc | 14,196 | $5.20M | 0.04% | +241+1.7% | Added |
| Castellan Group, LLC | 14,189 | $5.20M | 2.66% | −602−4.1% | Reduced |
| Iowa State Bank | 14,085 | $5.16M | 1.14% | −858−5.7% | Reduced |
| Pflug Koory, LLC | 14,083 | $5.16M | 2.54% | −10−0.1% | Reduced |
| Sowell Financial Services LLC | 14,047 | $5.15M | 0.24% | +523+3.9% | Added |
| RSM US Wealth Management LLC | 14,039 | $5.14M | 0.13% | +1,649+13.3% | Added |
| Wright Investors Service Inc | 14,009 | $5.13M | 1.30% | −126−0.9% | Reduced |
| Spire Wealth Management | 13,980 | $5.12M | 0.14% | +259+1.9% | Added |
| Argyle Capital Management Inc. | 13,917 | $5.10M | 1.97% | −850−5.8% | Reduced |
| Great Valley Advisor Group, Inc. | 13,908 | $5.10M | 0.15% | −1,844−11.7% | Reduced |
| NewSquare Capital LLC | 13,888 | $5.09M | 0.45% | +660+5.0% | Added |
| IronBridge Private Wealth, LLC | 13,860 | $5.08M | 2.11% | −392−2.8% | Reduced |
| Leuthold Group, LLC | 13,856 | $5.08M | 0.57% | −32−0.2% | Reduced |
| Seascape Capital Management | 13,836 | $5.07M | 1.88% | +495+3.7% | Added |
| FRG Family Wealth Advisors LLC | 14,794 | $4.95M | 0.97% | +30.0% | Added |
| Ameritas Investment Partners, Inc. | 13,483 | $4.94M | 0.17% | +404+3.1% | Added |
| Plato Investment Management Ltd | 13,465 | $4.93M | 0.51% | +10,660+380.0% | Added |
| Altrius Capital Management Inc | 13,454 | $4.93M | 1.24% | −3,481−20.6% | Reduced |
| Kingswood Wealth Advisors, LLC | 13,453 | $4.93M | 0.57% | −5,192−27.8% | Reduced |
| Trajan Wealth LLC | 13,425 | $4.92M | 0.33% | +13,425 | New |
| Wetherby Asset Management Inc | 13,376 | $4.90M | 0.23% | +12+0.1% | Added |
| Gilliland Jeter Wealth Management LLC | 13,345 | $4.89M | 1.70% | −129−1.0% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 13,312 | $4.88M | 0.19% | +35+0.3% | Added |
| Trust Co of Vermont | 13,297 | $4.87M | 0.27% | +1,167+9.6% | Added |
| FourThought Financial Partners, LLC | 13,237 | $4.85M | 0.56% | +17+0.1% | Added |
| Asahi Life Asset Management Co., Ltd. | 13,143 | $4.82M | 2.89% | −5,150−28.2% | Reduced |
| Liberty One Investment Management, LLC | 13,055 | $4.78M | 0.54% | +317+2.5% | Added |
| Bailard, Inc. | 13,037 | $4.78M | 0.13% | −341−2.5% | Reduced |
| Blue Edge Capital, LLC | 13,019 | $4.77M | 0.80% | +8+0.1% | Added |
| Ilmarinen Mutual Pension Insurance Co | 13,000 | $4.76M | 0.06% | −11,000−45.8% | Reduced |
| Ledyard National Bank | 12,982 | $4.76M | 0.46% | +622+5.0% | Added |
| Hayek Kallen Investment Management | 12,861 | $4.71M | 1.81% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 12,856 | $4.71M | 0.15% | +2,440+23.4% | Added |
| Plimoth Trust Co LLC | 12,812 | $4.69M | 1.25% | −489−3.7% | Reduced |
| Jackson Square Capital, LLC | 12,780 | $4.68M | 1.21% | +188+1.5% | Added |
| StoneX Group Inc. | 12,753 | $4.67M | 0.42% | +279+2.2% | Added |
| Stonebridge Capital Management Inc | 12,722 | $4.66M | 2.08% | 00.0% | Unchanged |
| Tokio Marine Asset Management Co Ltd | 12,722 | $4.66M | 0.24% | +1,133+9.8% | Added |