Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sapient Capital LLC | 12,702 | $4.65M | 0.10% | +20.0% | Added |
| Profund Advisors LLC | 12,686 | $4.65M | 0.18% | +1,235+10.8% | Added |
| Signaturefd, LLC | 12,558 | $4.60M | 0.10% | +1,051+9.1% | Added |
| Merit Financial Group, LLC | 13,654 | $4.60M | 0.11% | +9,779+252.4% | Added |
| DT Investment Partners, LLC | 12,539 | $4.59M | 0.46% | −1,157−8.4% | Reduced |
| Barbara Oil Co. | 12,500 | $4.58M | 1.94% | 00.0% | Unchanged |
| J.P. Marvel Investment Advisors, LLC | 12,459 | $4.57M | 0.79% | +290+2.4% | Added |
| Anchor Investment Management, LLC | 12,452 | $4.56M | 0.48% | −1,420−10.2% | Reduced |
| Ogorek Anthony Joseph | 12,438 | $4.56M | 1.58% | −122−1.0% | Reduced |
| Applied Capital LLC | 12,363 | $4.53M | 3.69% | +115+0.9% | Added |
| Duality Advisers, LP | 12,340 | $4.52M | 0.45% | +6,666+117.5% | Added |
| Financial Advisory Service, Inc. | 12,314 | $4.51M | 0.40% | +210+1.7% | Added |
| MEMBERS Trust Co | 12,268 | $4.50M | 0.13% | −2,362−16.1% | Reduced |
| Azimuth Capital Investment Management LLC | 12,260 | $4.49M | 0.19% | −300−2.4% | Reduced |
| Vista Investment Partners LLC | 12,247 | $4.49M | 1.54% | +125+1.0% | Added |
| Jacobi Capital Management LLC | 12,194 | $4.47M | 0.41% | +37+0.3% | Added |
| Slow Capital, Inc. | 12,149 | $4.45M | 0.71% | −30−0.2% | Reduced |
| Essex Financial Services, Inc. | 12,148 | $4.45M | 0.41% | +707+6.2% | Added |
| Wakefield Asset Management LLLP | 12,109 | $4.44M | 1.54% | −1,256−9.4% | Reduced |
| Kingsview Wealth Management, LLC | 12,003 | $4.40M | 0.11% | −182−1.5% | Reduced |
| Cullen/Frost Bankers, Inc. | 11,867 | $4.35M | 0.06% | +21+0.2% | Added |
| Whitener Capital Management, Inc. | 11,854 | $4.34M | 1.42% | +64+0.5% | Added |
| Steel Peak Wealth Management LLC | 11,827 | $4.33M | 0.22% | −18,925−61.5% | Reduced |
| Mission Creek Capital Partners, Inc. | 11,823 | $4.33M | 1.13% | +1,488+14.4% | Added |
| Guyasuta Investment Advisors Inc | 14,612 | $4.32M | 0.31% | 00.0% | Unchanged |
| Leavell Investment Management, Inc. | 11,753 | $4.31M | 0.25% | +44+0.4% | Added |
| Procyon Private Wealth Partners, LLC | 11,683 | $4.28M | 0.33% | −225−1.9% | Reduced |
| Midland Wealth Advisors LLC | 11,680 | $4.28M | 0.26% | +853+7.9% | Added |
| New Hampshire Trust | 11,611 | $4.25M | 0.99% | −277−2.3% | Reduced |
| Global Wealth Management Investment Advisory, Inc. | 11,513 | $4.22M | 1.03% | −22−0.2% | Reduced |
| Intact Investment Management Inc. | 11,500 | $4.21M | 0.17% | −1,440−11.1% | Reduced |
| Spirit of America Management Corp | 11,490 | $4.21M | 0.85% | 00.0% | Unchanged |
| Public Sector Pension Investment Board | 11,440 | $4.19M | 0.03% | −200−1.7% | Reduced |
| Buckingham Strategic Partners | 11,418 | $4.18M | 0.12% | +8,688+318.2% | Added |
| Providence Wealth Advisors, LLC | 11,520 | $4.18M | 3.57% | +4,452+63.0% | Added |
| Johnson Investment Counsel Inc | 11,396 | $4.18M | 0.05% | −12−0.1% | Reduced |
| BLB&B Advisors, LLC | 11,379 | $4.17M | 0.24% | −245−2.1% | Reduced |
| ExodusPoint Capital Management, LP | 11,337 | $4.15M | 0.05% | −12,864−53.2% | Reduced |
| MWA Asset Management | 11,319 | $4.15M | 3.01% | −159−1.4% | Reduced |
| Money Concepts Capital Corp | 11,295 | $4.14M | 0.38% | −182−1.6% | Reduced |
| Graypoint LLC | 11,293 | $4.14M | 0.30% | +278+2.5% | Added |
| Gouws Capital LLC | 11,277 | $4.13M | 3.13% | +335+3.1% | Added |
| OneAscent Financial Services LLC | 11,265 | $4.13M | 0.46% | +1,126+11.1% | Added |
| Kames Capital plc | 11,247 | $4.12M | 0.06% | −345−3.0% | Reduced |
| Marvin & Palmer Associates Inc | 11,234 | $4.12M | 4.08% | +11,234 | New |
| Modus Advisors, LLC | 11,200 | $4.10M | 1.52% | +140+1.3% | Added |
| Principal Securities, Inc. | 11,148 | $4.09M | 0.13% | −1,810−14.0% | Reduced |
| AlTi Global, Inc. | 11,164 | $4.08M | 0.11% | +4,428+65.7% | Added |
| Summit Financial, LLC | 11,086 | $4.06M | 0.24% | +123+1.1% | Added |
| Smith, Moore & Co. | 11,041 | $4.05M | 0.43% | +513+4.9% | Added |
| Creative Financial Designs Inc | 11,036 | $4.04M | 0.38% | −3,686−25.0% | Reduced |
| Edmond de Rothschild Holding S.A. | 11,031 | $4.04M | 0.07% | −4,424−28.6% | Reduced |
| CPA Asset Management LLC | 11,009 | $4.03M | 2.26% | 00.0% | Unchanged |
| Heritage Trust Co | 10,999 | $4.03M | 0.54% | −209−1.9% | Reduced |
| Asset Management Group, Inc. | 10,994 | $4.03M | 0.76% | +39+0.4% | Added |
| Assetmark, Inc | 10,969 | $4.02M | 0.01% | +755+7.4% | Added |
| Kinloch Capital, LLC | 10,909 | $4.00M | 2.05% | +531+5.1% | Added |
| Smith Group Asset Management, LLC | 10,900 | $3.99M | 0.23% | −5,745−34.5% | Reduced |
| Caldwell Sutter Capital, Inc. | 10,894 | $3.99M | 1.92% | −1,236−10.2% | Reduced |
| Commerzbank Aktiengesellschaft | 10,839 | $3.97M | 0.13% | +9,010+492.6% | Added |
| Whalerock Point Partners, LLC | 10,742 | $3.94M | 1.07% | 00.0% | Unchanged |
| Boyd Watterson Asset Management LLC | 10,737 | $3.93M | 1.41% | −75−0.7% | Reduced |
| Capital Investment Counsel, Inc | 10,735 | $3.93M | 0.68% | −400−3.6% | Reduced |
| Private Trust Co NA | 10,695 | $3.92M | 0.42% | +30+0.3% | Added |
| Nicholas Hoffman & Company, LLC. | 10,690 | $3.92M | 0.20% | −807−7.0% | Reduced |
| TCW Group Inc | 10,682 | $3.91M | 0.04% | −2,225−17.2% | Reduced |
| Traynor Capital Management, Inc. | 10,655 | $3.90M | 0.37% | +97+0.9% | Added |
| Warren Averett Asset Management, LLC | 10,620 | $3.89M | 0.09% | +4,014+60.8% | Added |
| Thoroughbred Financial Services, LLC | 10,574 | $3.87M | 0.37% | −1,890−15.2% | Reduced |
| Gould Capital, LLC | 10,567 | $3.87M | 2.73% | −454−4.1% | Reduced |
| MV Capital Management, Inc. | 10,549 | $3.87M | 0.44% | −1,131−9.7% | Reduced |
| Moneta Group Investment Advisors LLC | 10,543 | $3.86M | 0.06% | +1,929+22.4% | Added |
| Harbor Capital Advisors, Inc. | 10,509 | $3.85M | 0.50% | +10,509 | New |
| Mystic Asset Management, Inc. | 10,478 | $3.84M | 1.59% | 00.0% | Unchanged |
| EP Wealth Advisors, LLC | 10,466 | $3.83M | 0.04% | +1,588+17.9% | Added |
| Brown Brothers Harriman & Co | 10,434 | $3.82M | 0.03% | −441−4.1% | Reduced |
| PFG Advisors | 10,424 | $3.82M | 0.28% | +86+0.8% | Added |
| Monetary Management Group Inc | 10,417 | $3.82M | 1.06% | +25+0.2% | Added |
| IHT Wealth Management, LLC | 10,408 | $3.81M | 0.15% | −275−2.6% | Reduced |
| Pure Financial Advisors, Inc. | 10,356 | $3.79M | 0.12% | +1,678+19.3% | Added |
| Focus Financial Network, Inc. | 10,599 | $3.79M | 0.18% | +10,599 | New |
| Donaldson Capital Management, LLC | 10,340 | $3.79M | 0.16% | −33−0.3% | Reduced |
| Gluskin Sheff & Assoc Inc | 10,331 | $3.79M | 0.38% | −908−8.1% | Reduced |
| WR Wealth Planners, LLC | 10,326 | $3.78M | 1.18% | −213−2.0% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 10,314 | $3.78M | 0.91% | −166−1.6% | Reduced |
| Schnieders Capital Management LLC | 10,259 | $3.76M | 0.78% | +250+2.5% | Added |
| Trust Co of Toledo NA | 10,230 | $3.75M | 0.59% | −446−4.2% | Reduced |
| Naples Global Advisors, LLC | 10,216 | $3.74M | 0.38% | −229−2.2% | Reduced |
| First Dallas Securities Inc. | 10,198 | $3.74M | 1.72% | −100−1.0% | Reduced |
| Evercore Wealth Management, LLC | 10,179 | $3.73M | 0.06% | −547−5.1% | Reduced |
| Oliver Luxxe Assets LLC | 10,174 | $3.73M | 0.78% | −71−0.7% | Reduced |
| Regency Capital Management Inc. | 10,171 | $3.73M | 2.37% | −935−8.4% | Reduced |
| Finer Wealth Management, Inc. | 10,170 | $3.73M | 2.45% | +395+4.0% | Added |
| SeaCrest Wealth Management, LLC | 10,168 | $3.73M | 0.46% | −2,002−16.5% | Reduced |
| GQG Partners LLC | 10,053 | $3.68M | 0.01% | −11,083−52.4% | Reduced |
| Baldwin Investment Management, LLC | 10,053 | $3.68M | 0.50% | +60+0.6% | Added |
| KMG Fiduciary Partners, LLC | 10,019 | $3.67M | 0.38% | −8,295−45.3% | Reduced |
| 1st Source Bank | 10,012 | $3.67M | 0.21% | −117−1.2% | Reduced |
| Occidental Asset Management, LLC | 9,869 | $3.62M | 0.68% | +995+11.2% | Added |
| Cumberland Advisors Inc | 9,850 | $3.61M | 1.34% | 00.0% | Unchanged |