Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cambridge Trust Co | 9,803 | $3.59M | 0.14% | +2,375+32.0% | Added |
| UniSuper Management Pty Ltd | 9,800 | $3.59M | 0.03% | +5,744+141.6% | Added |
| Hudock, Inc. | 9,771 | $3.58M | 0.79% | +40.0% | Added |
| Argent Trust Co | 9,754 | $3.57M | 0.16% | +250+2.6% | Added |
| HBK Sorce Advisory LLC | 9,748 | $3.57M | 0.13% | +870+9.8% | Added |
| Mill Capital Management, LLC | 9,737 | $3.57M | 0.30% | 00.0% | Unchanged |
| Truvestments Capital LLC | 9,715 | $3.56M | 1.37% | −451−4.4% | Reduced |
| Legacy Financial Strategies, LLC | 9,686 | $3.55M | 0.91% | −78−0.8% | Reduced |
| Pinnacle Holdings, LLC | 9,676 | $3.55M | 1.42% | −785−7.5% | Reduced |
| We Are One Seven, LLC | 9,669 | $3.54M | 0.18% | −238−2.4% | Reduced |
| Hoylecohen, LLC | 9,624 | $3.53M | 0.27% | −209−2.1% | Reduced |
| Wellington Shields & Co., LLC | 9,608 | $3.52M | 1.18% | 00.0% | Unchanged |
| Gladstone Institutional Advisory LLC | 9,595 | $3.52M | 0.19% | −1,615−14.4% | Reduced |
| NorthRock Partners, LLC | 9,555 | $3.50M | 0.13% | +296+3.2% | Added |
| Cambridge Advisors Inc. | 9,546 | $3.50M | 0.82% | −969−9.2% | Reduced |
| Sound View Wealth Advisors Group, LLC | 9,478 | $3.47M | 0.37% | −785−7.6% | Reduced |
| RB Capital Management, LLC | 9,477 | $3.47M | 0.93% | +191+2.1% | Added |
| Palisade Asset Management, LLC | 9,472 | $3.47M | 0.34% | 00.0% | Unchanged |
| Seizert Capital Partners, LLC | 9,467 | $3.47M | 0.16% | +9,467 | New |
| McKinley Carter Wealth Services, Inc. | 9,441 | $3.46M | 0.23% | −184−1.9% | Reduced |
| First National Bank & Trust Co of Newtown | 9,426 | $3.45M | 0.70% | −63−0.7% | Reduced |
| Global Trust Asset Management, LLC | 9,413 | $3.45M | 1.42% | +1,004+11.9% | Added |
| Hennessy Advisors Inc | 9,400 | $3.44M | 0.15% | −1,200−11.3% | Reduced |
| LMG Wealth Partners, LLC | 9,395 | $3.44M | 0.87% | +357+3.9% | Added |
| Independent Financial Group, LLC | 9,368 | $3.43M | 0.16% | +1,640+21.2% | Added |
| Buckley Wealth Management, LLC | 9,347 | $3.43M | 1.10% | −25−0.3% | Reduced |
| Aire Advisors, LLC | 9,341 | $3.42M | 0.77% | +10.0% | Added |
| Graphene Investments SAS | 9,300 | $3.41M | 2.05% | −1,800−16.2% | Reduced |
| Avitas Wealth Management LLC | 9,263 | $3.39M | 0.52% | +140+1.5% | Added |
| JPL Wealth Management, LLC | 9,201 | $3.37M | 1.86% | +1,108+13.7% | Added |
| Meeder Advisory Services, Inc. | 9,101 | $3.33M | 0.34% | +522+6.1% | Added |
| Ti-Trust, Inc | 9,097 | $3.33M | 2.45% | 00.0% | Unchanged |
| Imprint Wealth LLC | 9,124 | $3.32M | 0.80% | +2,488+37.5% | Added |
| Acadian Asset Management LLC | 9,037 | $3.31M | 0.01% | +1,327+17.2% | Added |
| South Dakota Investment Council | 8,974 | $3.29M | 0.07% | −250−2.7% | Reduced |
| River Street Advisors LLC | 8,967 | $3.29M | 2.22% | +5+0.1% | Added |
| Jump Financial, LLC | 8,955 | $3.28M | 0.09% | +7,382+469.3% | Added |
| Qtron Investments LLC | 8,953 | $3.28M | 0.46% | +1,582+21.5% | Added |
| Nilsine Partners, LLC | 8,929 | $3.27M | 0.45% | +205+2.3% | Added |
| J.W. Cole Advisors, Inc. | 8,932 | $3.27M | 0.17% | +359+4.2% | Added |
| Cullen Investment Group, Ltd. | 8,953 | $3.27M | 0.51% | +326+3.8% | Added |
| Lowe Brockenbrough & Co Inc | 8,890 | $3.26M | 0.22% | +1,020+13.0% | Added |
| Douglass Winthrop Advisors, LLC | 8,885 | $3.26M | 0.07% | +315+3.7% | Added |
| Change Path, LLC | 8,881 | $3.25M | 0.13% | +4,978+127.5% | Added |
| Boston Private Wealth LLC | 8,875 | $3.25M | 0.07% | −16−0.2% | Reduced |
| Adirondack Trust Co | 8,864 | $3.25M | 1.36% | −60−0.7% | Reduced |
| Bryn Mawr Trust Co | 8,859 | $3.25M | 0.12% | +8,859 | New |
| Tritonpoint Wealth, LLC | 10,696 | $3.23M | 0.34% | −1,839−14.7% | Reduced |
| Core Wealth Advisors, Inc. | 8,801 | $3.22M | 1.10% | −728−7.6% | Reduced |
| Hanson & Doremus Investment Management | 8,790 | $3.22M | 0.55% | −33−0.4% | Reduced |
| CoreCap Advisors, LLC | 8,780 | $3.22M | 0.17% | +2,131+32.0% | Added |
| Ellis Investment Partners, LLC | 8,770 | $3.21M | 0.70% | −2,008−18.6% | Reduced |
| Choate Investment Advisors | 8,720 | $3.20M | 0.09% | +2,649+43.6% | Added |
| Park National Corp | 8,686 | $3.18M | 0.12% | −230−2.6% | Reduced |
| Atlantic Union Bankshares Corp | 8,674 | $3.18M | 0.27% | −393−4.3% | Reduced |
| Rothschild Investment LLC | 8,652 | $3.17M | 0.23% | +305+3.7% | Added |
| Becker Capital Management Inc | 8,612 | $3.16M | 0.11% | −239−2.7% | Reduced |
| Jaffetilchin Investment Partners, LLC | 8,606 | $3.15M | 0.28% | +2,815+48.6% | Added |
| Cornell Pochily Investment Advisors, Inc. | 8,527 | $3.12M | 1.24% | −120−1.4% | Reduced |
| Capital Asset Advisory Services LLC | 8,196 | $3.11M | 0.18% | −618−7.0% | Reduced |
| V-Square Quantitative Management LLC | 8,464 | $3.10M | 0.52% | +2,141+33.9% | Added |
| Loudon Investment Management, LLC | 8,418 | $3.08M | 1.77% | −625−6.9% | Reduced |
| Berkshire Bank | 8,392 | $3.08M | 0.76% | −542−6.1% | Reduced |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,347 | $3.06M | 1.78% | −180−2.1% | Reduced |
| Concord Wealth Partners | 8,302 | $3.04M | 0.55% | +1,715+26.0% | Added |
| Stamos Capital Partners, L.P. | 8,290 | $3.04M | 0.69% | −9,620−53.7% | Reduced |
| Boltwood Capital Management | 8,279 | $3.03M | 0.94% | −149−1.8% | Reduced |
| Smith, Salley & Associates | 8,277 | $3.03M | 0.24% | −395−4.6% | Reduced |
| Chapin Davis, Inc. | 8,255 | $3.02M | 1.10% | 00.0% | Unchanged |
| World Equity Group, Inc. | 8,238 | $3.02M | 0.62% | −1,588−16.2% | Reduced |
| Westpac Banking Corp | 8,203 | $3.01M | 0.23% | −12−0.1% | Reduced |
| Parallel Advisors, LLC | 8,197 | $3.00M | 0.08% | +1,602+24.3% | Added |
| Sheaff Brock Investment Advisors, LLC | 8,186 | $3.00M | 0.24% | −14,816−64.4% | Reduced |
| Y.D. More Investments Ltd | 8,164 | $2.99M | 0.53% | +5,075+164.3% | Added |
| Old Port Advisors | 8,150 | $2.99M | 0.91% | −62−0.8% | Reduced |
| Ignite Planners, LLC | 8,176 | $2.97M | 0.83% | −1,251−13.3% | Reduced |
| MB, Levis & Associates, LLC | 8,087 | $2.96M | 1.59% | −13−0.2% | Reduced |
| Radnor Capital Management, LLC | 8,087 | $2.96M | 0.51% | −265−3.2% | Reduced |
| Ashton Thomas Private Wealth, LLC | 8,075 | $2.96M | 0.17% | −2,040−20.2% | Reduced |
| United Community Bank | 8,072 | $2.96M | 1.15% | −112−1.4% | Reduced |
| Argent Advisors, Inc. | 8,065 | $2.96M | 1.17% | −62−0.8% | Reduced |
| Court Place Advisors, LLC | 8,063 | $2.95M | 0.95% | −276−3.3% | Reduced |
| FLC Capital Advisors | 8,052 | $2.95M | 0.75% | −235−2.8% | Reduced |
| Greater Midwest Financial Group, LLC | 8,043 | $2.95M | 1.85% | −175−2.1% | Reduced |
| Altshuler Shaham Ltd | 8,042 | $2.95M | 0.12% | −2,714−25.2% | Reduced |
| Fruth Investment Management | 8,033 | $2.94M | 0.76% | 00.0% | Unchanged |
| Bowen Hanes & Co Inc | 8,029 | $2.94M | 0.08% | −30−0.4% | Reduced |
| Sumitomo Life Insurance Co | 8,020 | $2.94M | 0.08% | −305−3.7% | Reduced |
| Zhang Financial LLC | 8,019 | $2.94M | 0.22% | +1,426+21.6% | Added |
| Cohen Klingenstein LLC | 8,000 | $2.93M | 0.11% | 00.0% | Unchanged |
| Family Management Corp | 7,989 | $2.93M | 0.54% | +7,989 | New |
| Oxbow Advisors, LLC | 7,963 | $2.92M | 0.40% | −243−3.0% | Reduced |
| MidWestOne Financial Group, Inc. | 7,958 | $2.92M | 0.52% | 00.0% | Unchanged |
| Penobscot Investment Management Company, Inc. | 7,935 | $2.91M | 0.31% | +380+5.0% | Added |
| Gifford Fong Associates | 7,800 | $2.86M | 0.79% | 00.0% | Unchanged |
| Investors Asset Management of Georgia Inc | 7,762 | $2.84M | 1.34% | −731−8.6% | Reduced |
| Field & Main Bank | 7,746 | $2.84M | 1.10% | −12−0.2% | Reduced |
| Transform Wealth, LLC | 7,741 | $2.84M | 0.27% | −6,398−45.3% | Reduced |
| Insigneo Advisory Services, LLC | 7,711 | $2.83M | 0.34% | +1,309+20.4% | Added |
| Trust Investment Advisors | 7,687 | $2.82M | 2.03% | −48−0.6% | Reduced |