Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Schonfeld Strategic Advisors LLC | 7,679 | $2.81M | 0.02% | +6,644+641.9% | Added |
| Daymark Wealth Partners, LLC | 127,341 | $2.81M | 0.15% | 00.0% | Unchanged |
| Weaver Capital Management LLC | 7,665 | $2.81M | 0.97% | +1,194+18.5% | Added |
| JBR Co Financial Management Inc | 7,622 | $2.79M | 2.23% | 00.0% | Unchanged |
| Valley Brook Capital Group | 7,605 | $2.79M | 2.23% | +405+5.6% | Added |
| ClariVest Asset Management LLC | 7,591 | $2.78M | 0.29% | −17,493−69.7% | Reduced |
| L2 Asset Management, LLC | 7,590 | $2.78M | 0.91% | +1,057+16.2% | Added |
| Exchange Bank | 7,578 | $2.78M | 2.28% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 7,572 | $2.77M | 0.43% | +160+2.2% | Added |
| D. Scott Neal, Inc. | 7,549 | $2.77M | 1.81% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 7,534 | $2.76M | 0.07% | +1,376+22.3% | Added |
| Modern Wealth Management, LLC | 7,520 | $2.76M | 0.26% | +1,398+22.8% | Added |
| CWA Asset Management Group, LLC | 7,509 | $2.75M | 0.17% | +2,048+37.5% | Added |
| Bayesian Capital Management, LP | 7,486 | $2.74M | 0.26% | +7,486 | New |
| Prudential PLC | 7,479 | $2.74M | 0.02% | −13,399−64.2% | Reduced |
| Clearbridge Investments, LLC | 7,463 | $2.73M | 0.00% | −6,502−46.6% | Reduced |
| Umpqua Bank | 7,446 | $2.73M | 1.12% | +7,446 | New |
| First Horizon Advisors, Inc. | 7,438 | $2.73M | 0.08% | −832−10.1% | Reduced |
| Cornercap Investment Counsel Inc | 7,380 | $2.70M | 0.42% | −1,043−12.4% | Reduced |
| Howland Capital Management LLC | 7,371 | $2.70M | 0.13% | −459−5.9% | Reduced |
| Orleans Capital Management Corp | 7,363 | $2.70M | 1.77% | +778+11.8% | Added |
| BNC Wealth Management, LLC | 7,361 | $2.70M | 1.15% | +258+3.6% | Added |
| Secured Retirement Advisors, LLC | 7,348 | $2.69M | 2.28% | −261−3.4% | Reduced |
| Avantax Planning Partners, Inc. | 7,318 | $2.68M | 0.09% | +600+8.9% | Added |
| Dorsey & Whitney Trust CO LLC | 7,296 | $2.67M | 0.18% | −413−5.4% | Reduced |
| Atlas Brown,Inc. | 7,281 | $2.67M | 0.97% | −248−3.3% | Reduced |
| Franklin Street Advisors Inc | 7,265 | $2.66M | 0.20% | +260+3.7% | Added |
| Level Four Advisory Services, LLC | 8,874 | $2.62M | 0.14% | 00.0% | Unchanged |
| Convergence Investment Partners, LLC | 7,136 | $2.62M | 1.00% | +1,339+23.1% | Added |
| Legacy Bridge, LLC | 7,136 | $2.61M | 1.53% | +6+0.1% | Added |
| AAFMAA Wealth Management & Trust LLC | 7,115 | $2.61M | 1.42% | −2,809−28.3% | Reduced |
| Triangle Securities Wealth Management | 7,115 | $2.61M | 0.74% | −77−1.1% | Reduced |
| Cross Staff Investments Inc | 7,104 | $2.60M | 2.19% | 00.0% | Unchanged |
| Ballentine Partners, LLC | 7,083 | $2.60M | 0.05% | +1,270+21.8% | Added |
| Gables Capital Management Inc. | 7,070 | $2.59M | 1.43% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 7,051 | $2.58M | 0.15% | −2,782−28.3% | Reduced |
| Verdence Capital Advisors LLC | 7,027 | $2.57M | 0.23% | −526−7.0% | Reduced |
| BCM Advisors, LLC | 7,070 | $2.57M | 0.65% | +70+1.0% | Added |
| Modera Wealth Management, LLC | 7,006 | $2.57M | 0.04% | +450+6.9% | Added |
| Walleye Capital LLC | 7,005 | $2.57M | 0.03% | +7,005 | New |
| Cozad Asset Management Inc | 6,976 | $2.56M | 0.27% | +470+7.2% | Added |
| Quest Investment Management LLC | 6,968 | $2.55M | 0.29% | 00.0% | Unchanged |
| AMG National Trust Bank | 6,958 | $2.55M | 0.07% | 00.0% | Unchanged |
| Rollins Financial Advisors, LLC | 6,951 | $2.55M | 0.48% | +556+8.7% | Added |
| Fifth Third Wealth Advisors LLC | 6,942 | $2.54M | 0.40% | +852+14.0% | Added |
| Stone Point Wealth LLC | 6,941 | $2.54M | 0.88% | −620−8.2% | Reduced |
| Teamwork Financial Advisors, LLC | 6,913 | $2.53M | 0.39% | −11,854−63.2% | Reduced |
| Symmetry Investments LP | 6,900 | $2.53M | 0.26% | −1,500−17.9% | Reduced |
| Wintrust Investments LLC | 6,894 | $2.53M | 0.22% | −65−0.9% | Reduced |
| Fort Point Capital Partners LLC | 6,891 | $2.52M | 0.34% | −346−4.8% | Reduced |
| Garrett Investment Advisors LLC | 6,878 | $2.52M | 0.32% | −174−2.5% | Reduced |
| Diversified Trust Co | 6,863 | $2.51M | 0.08% | −818−10.6% | Reduced |
| Cascade Investment Advisors, Inc. | 6,850 | $2.51M | 1.64% | −160−2.3% | Reduced |
| Worth Asset Management, LLC | 6,843 | $2.51M | 1.54% | +6,843 | New |
| Weatherly Asset Management L. P. | 6,836 | $2.50M | 0.24% | −132−1.9% | Reduced |
| Tyche Wealth Partners LLC | 6,832 | $2.50M | 0.61% | +120+1.8% | Added |
| Inspire Advisors, LLC | 6,826 | $2.50M | 0.35% | +318+4.9% | Added |
| Staley Capital Advisers Inc | 6,814 | $2.50M | 0.12% | 00.0% | Unchanged |
| Ramirez Asset Management, Inc. | 6,788 | $2.49M | 0.50% | −290−4.1% | Reduced |
| Hilton Capital Management, LLC | 6,783 | $2.49M | 0.22% | 00.0% | Unchanged |
| RFG Advisory, LLC | 6,783 | $2.49M | 0.08% | +331+5.1% | Added |
| Simplex Trading, LLC | 6,779 | $2.48M | 0.07% | +6,779 | New |
| Vise Technologies, Inc. | 6,776 | $2.48M | 0.49% | −1,433−17.5% | Reduced |
| Arbor Trust Wealth Advisors, LLC | 6,668 | $2.48M | 1.36% | −75−1.1% | Reduced |
| Prosperity Consulting Group, LLC | 6,761 | $2.48M | 0.31% | +1,252+22.7% | Added |
| Lifeworks Advisors, LLC | 6,753 | $2.47M | 0.69% | +739+12.3% | Added |
| Ar Asset Management Inc | 6,700 | $2.46M | 0.60% | 00.0% | Unchanged |
| Nemes Rush Group LLC | 6,697 | $2.45M | 0.35% | +9+0.1% | Added |
| Compton Wealth Advisory Group, LLC | 6,693 | $2.45M | 0.67% | +419+6.7% | Added |
| Horizon Kinetics Asset Management LLC | 6,673 | $2.45M | 0.05% | −286−4.1% | Reduced |
| Harvest Fund Management Co., Ltd | 6,669 | $2.44M | 0.22% | +5,575+509.6% | Added |
| Harbour Investments, Inc. | 6,661 | $2.44M | 0.09% | +302+4.7% | Added |
| Oak Asset Management, LLC | 6,645 | $2.43M | 0.91% | −60−0.9% | Reduced |
| Trueblood Wealth Management, LLC | 6,622 | $2.43M | 1.39% | −143−2.1% | Reduced |
| Temasek Holdings (Private) Ltd | 6,615 | $2.42M | 0.01% | 00.0% | Unchanged |
| St Germain D J Co Inc | 6,604 | $2.42M | 0.12% | −78−1.2% | Reduced |
| Two Sigma Investments, LP | 6,600 | $2.42M | 0.01% | 00.0% | Unchanged |
| Resources Management Corp | 6,594 | $2.42M | 0.35% | −300−4.4% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 6,592 | $2.42M | 0.07% | −103−1.5% | Reduced |
| Ritholtz Wealth Management | 6,588 | $2.41M | 0.08% | −948−12.6% | Reduced |
| Wedmont Private Capital | 6,474 | $2.41M | 0.18% | +640+11.0% | Added |
| Greenfield Savings Bank | 6,531 | $2.39M | 1.26% | −136−2.0% | Reduced |
| Oarsman Capital, Inc. | 6,525 | $2.39M | 0.57% | −1,240−16.0% | Reduced |
| Massachusetts Wealth Management | 6,502 | $2.38M | 1.68% | +275+4.4% | Added |
| Affinity Investment Advisors, LLC | 6,476 | $2.37M | 1.73% | −38−0.6% | Reduced |
| Citizens Financial Group Inc | 6,470 | $2.37M | 0.08% | −1,729−21.1% | Reduced |
| Mirabaud & Cie SA | 6,433 | $2.36M | 0.84% | −1,460−18.5% | Reduced |
| WealthPLAN Partners, LLC | 6,403 | $2.35M | 0.24% | −10.0% | Reduced |
| Balentine LLC | 6,399 | $2.34M | 0.07% | +2,111+49.2% | Added |
| NBC Securities, Inc. | 6,393 | $2.34M | 0.22% | −342−5.1% | Reduced |
| Brighton Jones LLC | 6,377 | $2.34M | 0.08% | +767+13.7% | Added |
| Advanced Portfolio Management, LLC | 6,367 | $2.33M | 4.41% | +6,367 | New |
| Worldquant Millennium Advisors LLC | 6,356 | $2.33M | 0.03% | +654+11.5% | Added |
| Strategic Planning Group, LLC | 6,355 | $2.33M | 0.58% | +445+7.5% | Added |
| LGT Group Foundation | 6,350 | $2.33M | 0.05% | −500−7.3% | Reduced |
| Thompson Siegel & Walmsley LLC | 6,296 | $2.31M | 0.04% | −41−0.6% | Reduced |
| Good Life Advisors, LLC | 6,295 | $2.31M | 0.20% | +129+2.1% | Added |
| Quadrant Capital Group LLC | 6,294 | $2.31M | 0.18% | −428−6.4% | Reduced |
| Wilson & Boucher Capital Management, LLC | 6,287 | $2.30M | 1.82% | −694−9.9% | Reduced |
| Fidelis Capital Partners, LLC | 6,231 | $2.28M | 0.35% | +1,861+42.6% | Added |