Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| River Wealth Advisors LLC | 6,228 | $2.28M | 0.33% | +471+8.2% | Added |
| Checchi Capital Advisers, LLC | 6,223 | $2.28M | 0.18% | +86+1.4% | Added |
| Haverford Trust Co | 6,208 | $2.27M | 0.02% | +100+1.6% | Added |
| Mission Wealth Management, LP | 6,207 | $2.27M | 0.06% | +1,789+40.5% | Added |
| Eads & Heald Wealth Management | 6,204 | $2.27M | 1.06% | −168−2.6% | Reduced |
| Zurich Insurance Group Ltd | 6,200 | $2.27M | 0.02% | +6,200 | New |
| Forum Financial Management, LP | 6,190 | $2.27M | 0.04% | −70−1.1% | Reduced |
| Gen-Wealth Partners Inc | 6,188 | $2.27M | 1.12% | +6,188 | New |
| Watershed Private Wealth LLC | 6,185 | $2.27M | 1.00% | −30−0.5% | Reduced |
| AXS Investments LLC | 6,151 | $2.25M | 0.54% | −1,113−15.3% | Reduced |
| Osborne Partners Capital Management, LLC | 6,132 | $2.25M | 0.14% | −65−1.0% | Reduced |
| Coastline Trust Co | 6,090 | $2.23M | 0.27% | −120−1.9% | Reduced |
| Symmetry Partners, LLC | 6,049 | $2.22M | 0.17% | −134−2.2% | Reduced |
| Bragg Financial Advisors, Inc | 6,022 | $2.21M | 0.10% | −71−1.2% | Reduced |
| Johnson Financial Group, Inc. | 6,000 | $2.20M | 0.12% | +1,236+25.9% | Added |
| Crown Oak Advisors, LLC | 6,000 | $2.20M | 1.21% | 00.0% | Unchanged |
| Stonegate Investment Group, LLC | 5,993 | $2.20M | 0.07% | +5+0.1% | Added |
| Keudell/Morrison Wealth Management | 5,972 | $2.19M | 0.66% | −15−0.3% | Reduced |
| First National Bank Sioux Falls | 5,970 | $2.19M | 1.19% | 00.0% | Unchanged |
| Richelieu Gestion PLC | 5,958 | $2.18M | 2.24% | −3,492−37.0% | Reduced |
| Eagle Rock Investment Company, LLC | 5,925 | $2.17M | 0.40% | +750+14.5% | Added |
| Farther Finance Advisors, LLC | 5,960 | $2.17M | 0.13% | +624+11.7% | Added |
| Washington Trust Bank | 5,912 | $2.17M | 0.21% | +33+0.6% | Added |
| Slagle Financial, LLC | 5,891 | $2.16M | 1.17% | −11,119−65.4% | Reduced |
| Duff & Phelps Investment Management Co | 5,883 | $2.16M | 0.03% | +243+4.3% | Added |
| Intellectus Partners, LLC | 5,867 | $2.15M | 0.57% | −248−4.1% | Reduced |
| Westwood Holdings Group Inc. | 5,843 | $2.14M | 0.02% | −1,602−21.5% | Reduced |
| Mather Group, LLC. | 7,236 | $2.14M | 0.03% | −2,052−22.1% | Reduced |
| Benedict Financial Advisors Inc | 5,834 | $2.14M | 0.54% | −3−0.1% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 5,825 | $2.13M | 0.29% | +1,752+43.0% | Added |
| Insight Wealth Strategies, LLC | 5,823 | $2.13M | 0.31% | +5,823 | New |
| Charles Schwab Trust Co | 5,822 | $2.13M | 0.20% | −455−7.2% | Reduced |
| Spreng Capital Management, Inc. | 5,812 | $2.13M | 1.15% | +9+0.2% | Added |
| Pinnacle Wealth Management, LLC | 5,809 | $2.13M | 2.22% | −4,089−41.3% | Reduced |
| Rockland Trust Co | 5,757 | $2.11M | 0.11% | −1,315−18.6% | Reduced |
| Cottage Street Advisors LLC | 5,756 | $2.11M | 1.28% | +39+0.7% | Added |
| Naviter Wealth, LLC | 5,754 | $2.11M | 0.34% | −257−4.3% | Reduced |
| Lindbrook Capital, LLC | 5,736 | $2.10M | 0.20% | +196+3.5% | Added |
| Pacific Wealth Strategies Group, Inc. | 5,721 | $2.10M | 1.75% | +186+3.4% | Added |
| Mattern Wealth Management LLC | 5,700 | $2.09M | 0.51% | +10.0% | Added |
| WBH Advisory Inc | 5,684 | $2.08M | 0.21% | −4−0.1% | Reduced |
| Csenge Advisory Group | 5,684 | $2.08M | 0.12% | −1,019−15.2% | Reduced |
| Avidian Wealth Solutions, LLC | 5,661 | $2.07M | 0.11% | +191+3.5% | Added |
| JT Stratford LLC | 5,658 | $2.07M | 0.41% | +1,783+46.0% | Added |
| Beaton Management Co. Inc. | 5,653 | $2.07M | 1.13% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 5,639 | $2.07M | 0.17% | +396+7.6% | Added |
| Syon Capital LLC | 5,637 | $2.07M | 0.20% | +149+2.7% | Added |
| Investment House LLC | 5,623 | $2.06M | 0.12% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 5,606 | $2.05M | 0.33% | +553+10.9% | Added |
| Shepherd Financial Partners LLC | 5,601 | $2.05M | 0.27% | +25+0.4% | Added |
| CFM Wealth Partners LLC | 5,588 | $2.05M | 0.41% | −100−1.8% | Reduced |
| Pine Valley Investments Ltd Liability Co | 5,573 | $2.04M | 0.16% | −403−6.7% | Reduced |
| Advisors Management Group Inc | 5,548 | $2.03M | 0.50% | −66−1.2% | Reduced |
| Arkadios Wealth Advisors | 5,539 | $2.03M | 0.16% | −346−5.9% | Reduced |
| Schear Investment Advisers, LLC | 5,516 | $2.02M | 1.62% | +627+12.8% | Added |
| Connecticut Wealth Management, LLC | 5,501 | $2.02M | 0.11% | −10.0% | Reduced |
| True North Advisors, LLC | 5,495 | $2.01M | 0.56% | −20.0% | Reduced |
| GYL Financial Synergies, LLC | 5,484 | $2.01M | 0.16% | +189+3.6% | Added |
| RMB Capital Management, LLC | 5,484 | $2.01M | 0.05% | −11−0.2% | Reduced |
| Legacy Capital Group California, Inc. | 5,478 | $2.01M | 0.74% | +1,810+49.3% | Added |
| Alaethes Wealth LLC | 5,443 | $1.99M | 0.87% | −10−0.2% | Reduced |
| Papp L Roy & Associates | 5,432 | $1.99M | 0.24% | −2,000−26.9% | Reduced |
| Little House Capital LLC | 5,420 | $1.99M | 0.66% | −1,648−23.3% | Reduced |
| Indiana Trust & Investment Management CO | 5,416 | $1.98M | 0.80% | −85−1.5% | Reduced |
| Glen Eagle Advisors, LLC | 5,407 | $1.98M | 0.38% | +335+6.6% | Added |
| Cigna Investments Inc | 5,401 | $1.98M | 0.38% | −51−0.9% | Reduced |
| Brevan Howard Capital Management LP | 5,391 | $1.98M | 0.18% | −2,652−33.0% | Reduced |
| HM Payson & Co | 5,385 | $1.97M | 0.04% | +20.0% | Added |
| Chilton Capital Management LLC | 5,380 | $1.97M | 0.09% | −77,669−93.5% | Reduced |
| Strategic Advisors LLC | 5,377 | $1.97M | 0.39% | −5,656−51.3% | Reduced |
| Sequent Asset Management, LLC | 5,375 | $1.97M | 1.04% | 00.0% | Unchanged |
| Proequities, Inc. | 5,364 | $1.97M | 0.13% | +20.0% | Added |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 5,581 | $1.96M | 0.77% | +2,912+109.1% | Added |
| Cladis Investment Advisory, LLC | 5,314 | $1.95M | 1.43% | +92+1.8% | Added |
| Wealth Group, Ltd. | 5,292 | $1.94M | 1.46% | +5,292 | New |
| Guardian Investment Management | 5,287 | $1.94M | 1.60% | 00.0% | Unchanged |
| West Oak Capital, LLC | 5,287 | $1.94M | 0.82% | +765+16.9% | Added |
| ARS Wealth Advisors Group, LLC | 5,279 | $1.93M | 0.26% | −11−0.2% | Reduced |
| BNP Paribas | 5,276 | $1.93M | 0.09% | +5,276 | New |
| Cookson Peirce & Co Inc | 5,272 | $1.93M | 0.10% | +15+0.3% | Added |
| Kovack Advisors, Inc. | 5,271 | $1.93M | 0.23% | +89+1.7% | Added |
| Courier Capital LLC | 5,266 | $1.93M | 0.14% | −28−0.5% | Reduced |
| Trust Point Inc. | 5,239 | $1.92M | 0.15% | +98+1.9% | Added |
| Woodmont Investment Counsel LLC | 5,219 | $1.91M | 0.16% | +169+3.3% | Added |
| Accurate Wealth Management, LLC | 5,382 | $1.91M | 0.56% | +4+0.1% | Added |
| Ibex Wealth Advisors | 7,960 | $1.91M | 0.52% | +7,958+397,900.0% | Added |
| Exencial Wealth Advisors, LLC | 5,204 | $1.91M | 0.07% | −441−7.8% | Reduced |
| Horizon Investments, LLC | 5,218 | $1.91M | 0.05% | +65+1.3% | Added |
| Allen Wealth Management, LLC | 5,183 | $1.90M | 1.68% | −375−6.7% | Reduced |
| GAMMA Investing LLC | 5,156 | $1.89M | 0.38% | +773+17.6% | Added |
| SOL Capital Management CO | 5,152 | $1.89M | 0.24% | −30−0.6% | Reduced |
| Old Mission Investment Co LLC | 5,151 | $1.89M | 0.63% | −70−1.3% | Reduced |
| Bartlett & Co. Wealth Management LLC | 5,148 | $1.89M | 0.03% | +111+2.2% | Added |
| International Assets Investment Management, LLC | 5,180 | $1.88M | 0.20% | +127+2.5% | Added |
| Garrison Point Advisors, LLC | 5,135 | $1.88M | 1.21% | +25+0.5% | Added |
| Northern Financial Advisors Inc | 5,119 | $1.88M | 1.46% | −77−1.5% | Reduced |
| GPS Wealth Strategies Group, LLC | 5,117 | $1.88M | 0.30% | +195+4.0% | Added |
| Clearstead Advisors, LLC | 5,223 | $1.86M | 0.09% | −94−1.8% | Reduced |
| Great Lakes Retirement, Inc. | 5,084 | $1.86M | 0.28% | +181+3.7% | Added |
| Gilbert & Cook, Inc. | 5,078 | $1.86M | 0.25% | +19+0.4% | Added |