Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Garde Capital, Inc. | 5,076 | $1.86M | 0.13% | −40−0.8% | Reduced |
| Wolff Financial Management LLC | 5,065 | $1.86M | 0.54% | −48−0.9% | Reduced |
| FinTrust Capital Advisors, LLC | 5,060 | $1.85M | 0.36% | +682+15.6% | Added |
| Probity Advisors, Inc. | 5,046 | $1.85M | 0.38% | −300−5.6% | Reduced |
| Del-Sette Capital Management, LLC | 5,045 | $1.85M | 1.52% | +5,045 | New |
| Princeton Capital Management LLC | 5,039 | $1.85M | 0.67% | −324−6.0% | Reduced |
| Mengis Capital Management, Inc. | 5,027 | $1.84M | 0.28% | +3,590+249.8% | Added |
| Ziegler Capital Management, LLC | 34,109 | $1.84M | 0.07% | −1,102−3.1% | Reduced |
| Motiv8 Investments LLC | 5,021 | $1.84M | 1.43% | −133−2.6% | Reduced |
| DHJJ Financial Advisors, Ltd. | 5,011 | $1.84M | 0.81% | 00.0% | Unchanged |
| Clark Capital Management Group, Inc. | 5,006 | $1.83M | 0.01% | −114,647−95.8% | Reduced |
| Mitchell Sinkler & Starr | 4,980 | $1.82M | 0.46% | +940+23.3% | Added |
| Sonora Investment Management Group, LLC | 4,977 | $1.82M | 0.14% | −110−2.2% | Reduced |
| Opes Wealth Management LLC | 4,976 | $1.82M | 0.42% | +325+7.0% | Added |
| PFG Investments, LLC | 4,958 | $1.82M | 0.11% | +4,958 | New |
| Concord Asset Management, LLC | 4,956 | $1.82M | 0.48% | +489+10.9% | Added |
| Emprise Bank | 4,920 | $1.80M | 1.21% | +4,920 | New |
| Wealthspire Advisors, LLC | 4,884 | $1.79M | 0.02% | −452−8.5% | Reduced |
| Essex Savings Bank | 6,052 | $1.79M | 0.52% | 00.0% | Unchanged |
| Boston Family Office LLC | 4,881 | $1.79M | 0.13% | 00.0% | Unchanged |
| Douglas Lane & Associates, LLC | 4,877 | $1.79M | 0.03% | −345−6.6% | Reduced |
| Pinnacle West Asset Management, Inc. | 4,875 | $1.79M | 1.42% | −15−0.3% | Reduced |
| Schechter Investment Advisors, LLC | 4,859 | $1.78M | 0.13% | −596−10.9% | Reduced |
| Diamant Asset Management, Inc. | 4,858 | $1.78M | 1.24% | −77−1.6% | Reduced |
| Jones Financial Companies LLLP | 4,836 | $1.77M | 0.00% | +2,199+83.4% | Added |
| Redwood Investment Management, LLC | 4,830 | $1.77M | 0.17% | +4,042+512.9% | Added |
| Optimum Investment Advisors | 4,808 | $1.76M | 0.81% | +72+1.5% | Added |
| Journey Advisory Group, LLC | 4,806 | $1.76M | 0.22% | +823+20.7% | Added |
| Intrua Financial, LLC | 4,793 | $1.76M | 0.27% | +1,141+31.2% | Added |
| Transamerica Financial Advisors, Inc. | 4,791 | $1.76M | 0.18% | +665+16.1% | Added |
| Beacon Investment Advisors LLC | 4,790 | $1.76M | 1.00% | +257+5.7% | Added |
| G&S Capital LLC | 4,785 | $1.75M | 0.78% | −6,137−56.2% | Reduced |
| Tanglewood Legacy Advisors, LLC | 4,785 | $1.75M | 0.86% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 4,773 | $1.75M | 0.19% | +261+5.8% | Added |
| Clarius Group, LLC | 4,758 | $1.74M | 0.12% | −463−8.9% | Reduced |
| IPG Investment Advisors LLC | 4,757 | $1.74M | 0.38% | −5,450−53.4% | Reduced |
| Institute for Wealth Management, LLC. | 4,754 | $1.74M | 0.23% | −328−6.5% | Reduced |
| Moody National Bank Trust Division | 4,749 | $1.74M | 0.14% | −9−0.2% | Reduced |
| Cypress Capital Group | 4,746 | $1.74M | 0.21% | −25−0.5% | Reduced |
| Counterweight Ventures, LLC | 4,739 | $1.74M | 1.40% | +4,739 | New |
| XML Financial, LLC | 4,730 | $1.73M | 0.18% | −2,128−31.0% | Reduced |
| Eldridge Investment Advisors, Inc. | 4,730 | $1.73M | 0.44% | 00.0% | Unchanged |
| Waldron Private Wealth LLC | 4,722 | $1.73M | 0.08% | +225+5.0% | Added |
| Cooper Financial Group | 4,722 | $1.73M | 0.28% | +409+9.5% | Added |
| Aaron Wealth Advisors | 4,721 | $1.73M | 0.25% | +275+6.2% | Added |
| Tower Bridge Advisors | 4,705 | $1.72M | 0.18% | −140−2.9% | Reduced |
| Portside Wealth Group, LLC | 4,698 | $1.72M | 0.32% | +914+24.2% | Added |
| Sargent Investment Group, LLC | 4,694 | $1.72M | 0.38% | −2,700−36.5% | Reduced |
| Diligent Investors, LLC | 4,684 | $1.72M | 0.43% | −33−0.7% | Reduced |
| Farmers Trust Co | 4,675 | $1.71M | 0.34% | +185+4.1% | Added |
| Linden Thomas Advisory Services, LLC | 4,674 | $1.71M | 0.28% | +4,674 | New |
| Miracle Mile Advisors, LLC | 4,667 | $1.71M | 0.04% | +334+7.7% | Added |
| First County Bank | 4,650 | $1.70M | 0.83% | −346−6.9% | Reduced |
| Xcel Wealth Management, LLC | 4,649 | $1.70M | 0.53% | −398−7.9% | Reduced |
| Ingalls & Snyder LLC | 4,645 | $1.70M | 0.08% | −202−4.2% | Reduced |
| Genus Capital Management Inc. | 4,639 | $1.70M | 0.22% | +4,639 | New |
| Flaharty Asset Management, LLC | 4,637 | $1.70M | 0.25% | −61−1.3% | Reduced |
| Cobblestone Capital Advisors LLC | 4,626 | $1.70M | 0.11% | +100+2.2% | Added |
| Silverlake Wealth Management LLC | 4,612 | $1.69M | 0.86% | −114−2.4% | Reduced |
| Blue Chip Partners, Inc. | 4,610 | $1.69M | 0.16% | −68−1.5% | Reduced |
| Lake Street Financial LLC | 4,584 | $1.68M | 0.23% | +570+14.2% | Added |
| SevenBridge Financial Group, LLC | 4,964 | $1.67M | 0.38% | −791−13.7% | Reduced |
| Allen Capital Group, LLC | 4,557 | $1.67M | 0.24% | +148+3.4% | Added |
| Strategic Investment Advisors | 4,525 | $1.66M | 0.21% | −1,728−27.6% | Reduced |
| Aureus Asset Management, LLC | 4,522 | $1.66M | 0.11% | +115+2.6% | Added |
| Westhampton Capital, LLC | 4,510 | $1.65M | 0.90% | 00.0% | Unchanged |
| Flputnam Investment Management Co | 4,506 | $1.65M | 0.04% | +401+9.8% | Added |
| Norway Savings Bank | 4,502 | $1.65M | 0.69% | +22+0.5% | Added |
| Widmann Financial Services, Inc. | 4,502 | $1.65M | 1.39% | −140−3.0% | Reduced |
| Bahl & Gaynor Inc | 4,497 | $1.65M | 0.01% | +25+0.6% | Added |
| High Falls Advisors, Inc | 4,488 | $1.64M | 0.41% | +4+0.1% | Added |
| Cornerstone Wealth Group, LLC | 4,484 | $1.64M | 0.15% | +3,336+290.6% | Added |
| Total Clarity Wealth Management, Inc. | 4,476 | $1.64M | 0.57% | −56−1.2% | Reduced |
| Washington Trust Co | 4,452 | $1.63M | 0.06% | +178+4.2% | Added |
| Charter Research & Investment Group, Inc. | 4,450 | $1.63M | 1.29% | −283−6.0% | Reduced |
| Mittelman Wealth Management | 4,443 | $1.63M | 1.10% | +4,443 | New |
| Legacy Advisors, LLC | 4,426 | $1.62M | 0.20% | −1,211−21.5% | Reduced |
| Paloma Partners Management Co | 4,416 | $1.62M | 0.23% | +4,416 | New |
| Trustmark National Bank Trust Department | 4,409 | $1.62M | 0.13% | +699+18.8% | Added |
| Baker Tilly Wealth Management, LLC | 4,404 | $1.61M | 0.29% | −309−6.6% | Reduced |
| Biltmore Family Office, LLC | 4,398 | $1.61M | 0.32% | 00.0% | Unchanged |
| Woodward Diversified Capital, LLC | 4,394 | $1.61M | 1.00% | +184+4.4% | Added |
| Northwest Quadrant Wealth Management, LLC | 4,391 | $1.61M | 0.39% | +15+0.3% | Added |
| Strategic Blueprint, LLC | 4,390 | $1.61M | 0.11% | +19+0.4% | Added |
| Woodard & Co Asset Management Group Inc | 4,384 | $1.61M | 0.43% | +284+6.9% | Added |
| Am Investment Strategies LLC | 4,383 | $1.61M | 0.41% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 4,374 | $1.60M | 0.33% | −229−5.0% | Reduced |
| Vivid Wealth Management, LLC | 4,370 | $1.60M | 1.00% | −139−3.1% | Reduced |
| Quintet Private Bank (Europe) S.A. | 3,813 | $1.60M | 0.07% | +3,061+407.0% | Added |
| CRA Financial Services, LLC | 4,368 | $1.60M | 0.35% | +500+12.9% | Added |
| Argus Investors' Counsel, Inc. | 4,355 | $1.60M | 0.98% | −2,245−34.0% | Reduced |
| Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group | 4,351 | $1.59M | 0.62% | −282−6.1% | Reduced |
| Beech Hill Advisors, Inc. | 4,350 | $1.59M | 0.66% | +100+2.4% | Added |
| Amussen Hunsaker Associates LLC | 4,350 | $1.59M | 0.29% | +4+0.1% | Added |
| RS Crum Inc. | 4,325 | $1.58M | 0.43% | −105−2.4% | Reduced |
| TRUE Private Wealth Advisors | 4,302 | $1.58M | 0.18% | −10−0.2% | Reduced |
| Sit Investment Associates Inc | 4,300 | $1.58M | 0.04% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 4,292 | $1.57M | 1.09% | −143−3.2% | Reduced |
| Vinland Capital Management Gestora de Recursos LTDA. | 4,277 | $1.57M | 1.30% | +4,277 | New |
| Amarillo National Bank | 4,267 | $1.56M | 0.29% | −803−15.8% | Reduced |