Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Acorn Wealth Advisors, LLC | 4,264 | $1.56M | 0.82% | +301+7.6% | Added |
| Crawford Investment Counsel Inc | 4,259 | $1.56M | 0.03% | +516+13.8% | Added |
| Delta Investment Management, LLC | 4,252 | $1.56M | 0.35% | −17−0.4% | Reduced |
| Catalyst Financial Partners LLC | 4,332 | $1.55M | 0.40% | +37+0.9% | Added |
| Raleigh Capital Management Inc. | 4,234 | $1.55M | 0.67% | +215+5.3% | Added |
| Donoghue Forlines LLC | 4,218 | $1.55M | 0.44% | −771−15.5% | Reduced |
| Solstein Capital, LLC | 4,214 | $1.54M | 1.07% | 00.0% | Unchanged |
| Kowal Investment Group, LLC | 4,212 | $1.54M | 0.33% | +124+3.0% | Added |
| Cardiff Park Advisors, LLC | 4,208 | $1.54M | 0.15% | +15+0.4% | Added |
| Norwood Financial Corp | 4,204 | $1.54M | 2.22% | +59+1.4% | Added |
| Werlinich Asset Management, LLC | 4,217 | $1.54M | 1.00% | 00.0% | Unchanged |
| Roman Butler Fullerton & Co | 4,290 | $1.53M | 0.58% | +84+2.0% | Added |
| Eastern Bank | 4,180 | $1.53M | 0.06% | −198−4.5% | Reduced |
| First Manhattan Co | 4,129 | $1.52M | 0.00% | +108+2.7% | Added |
| Smithfield Trust Co | 4,147 | $1.52M | 0.08% | −95−2.2% | Reduced |
| Southeast Asset Advisors Inc. | 4,142 | $1.52M | 0.18% | +6+0.1% | Added |
| BBR Partners, LLC | 4,132 | $1.51M | 0.12% | +4,132 | New |
| IVC Wealth Advisors LLC | 4,131 | $1.51M | 0.87% | +127+3.2% | Added |
| WD Rutherford LLC | 4,130 | $1.51M | 0.78% | −65−1.5% | Reduced |
| Mayflower Financial Advisors, LLC | 4,126 | $1.51M | 0.25% | +79+2.0% | Added |
| Live Oak Private Wealth LLC | 4,081 | $1.50M | 0.26% | 00.0% | Unchanged |
| Lantz Financial LLC | 4,065 | $1.49M | 0.48% | −12−0.3% | Reduced |
| Birch Hill Investment Advisors LLC | 4,044 | $1.48M | 0.07% | −165−3.9% | Reduced |
| K.J. Harrison & Partners Inc | 4,044 | $1.48M | 0.23% | +44+1.1% | Added |
| ZWJ Investment Counsel Inc | 4,043 | $1.48M | 0.07% | +60+1.5% | Added |
| Evernest Financial Advisors, LLC | 4,163 | $1.48M | 0.70% | +326+8.5% | Added |
| SNS Financial Group, LLC | 4,008 | $1.47M | 0.16% | −37−0.9% | Reduced |
| Western Wealth Management, LLC | 4,005 | $1.47M | 0.11% | −2,621−39.6% | Reduced |
| 9258 Wealth Management, LLC | 4,002 | $1.47M | 0.23% | +163+4.2% | Added |
| Saybrook Capital | 4,000 | $1.47M | 0.39% | 00.0% | Unchanged |
| Viking Fund Management LLC | 4,000 | $1.47M | 0.27% | −500−11.1% | Reduced |
| IFP Advisors, Inc | 4,001 | $1.47M | 0.06% | −1,665−29.4% | Reduced |
| MONECO Advisors, LLC | 3,998 | $1.46M | 0.23% | +1,200+42.9% | Added |
| Stratos Wealth Advisors, LLC | 3,988 | $1.46M | 0.09% | −375−8.6% | Reduced |
| Cornerstone Wealth Management, LLC | 3,984 | $1.46M | 0.12% | +477+13.6% | Added |
| IAM Advisory, LLC | 3,984 | $1.46M | 0.40% | +45+1.1% | Added |
| Security National Bank | 3,983 | $1.46M | 0.22% | +101+2.6% | Added |
| Cim Investment Mangement Inc | 3,978 | $1.46M | 0.43% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 3,966 | $1.45M | 0.01% | +3,966 | New |
| Grey Street Capital, LLC | 3,966 | $1.45M | 0.20% | +3,966 | New |
| City State Bank | 3,959 | $1.45M | 0.64% | −20−0.5% | Reduced |
| First Citizens Bank & Trust Co | 3,959 | $1.45M | 0.03% | −8,656−68.6% | Reduced |
| Quad-Cities Investment Group, LLC | 3,957 | $1.45M | 0.85% | +3+0.1% | Added |
| Elevate Wealth Advisory, Inc | 3,949 | $1.45M | 1.26% | −185−4.5% | Reduced |
| Shell Asset Management Co | 4,343 | $1.45M | 0.07% | +1,416+48.4% | Added |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,941 | $1.44M | 0.17% | +3,941 | New |
| Patten & Patten Inc | 3,913 | $1.43M | 0.10% | −397−9.2% | Reduced |
| David Loasby | 3,850 | $1.43M | 0.15% | +567+17.3% | Added |
| Creegan & Nassoura Financial Group, LLC | 3,905 | $1.43M | 0.96% | −25−0.6% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 3,893 | $1.43M | 0.21% | +32+0.8% | Added |
| HCR Wealth Advisors | 3,878 | $1.42M | 0.22% | +200+5.4% | Added |
| Granite Investment Partners, LLC | 3,876 | $1.42M | 0.05% | +1,004+35.0% | Added |
| Sunbelt Securities, Inc. | 3,874 | $1.42M | 0.16% | +151+4.1% | Added |
| First Foundation Advisors | 3,861 | $1.41M | 0.06% | +177+4.8% | Added |
| Flagship Harbor Advisors, LLC | 3,816 | $1.40M | 0.09% | −99−2.5% | Reduced |
| First Citizens Financial Corp | 3,798 | $1.39M | 0.83% | +3+0.1% | Added |
| Cyndeo Wealth Partners, LLC | 3,791 | $1.39M | 0.12% | +566+17.6% | Added |
| Confluence Wealth Services, Inc. | 3,785 | $1.39M | 0.12% | −514−12.0% | Reduced |
| Everett Harris & Co | 3,780 | $1.39M | 0.02% | +247+7.0% | Added |
| Oak Harvest Investment Services | 3,756 | $1.38M | 0.23% | −61−1.6% | Reduced |
| McGlone Suttner Wealth Management, Inc. | 3,737 | $1.37M | 0.26% | +555+17.4% | Added |
| Regal Investment Advisors LLC | 3,737 | $1.37M | 0.09% | −87−2.3% | Reduced |
| Inscription Capital, LLC | 3,732 | $1.37M | 0.23% | +935+33.4% | Added |
| Eqis Capital Management, Inc. | 3,726 | $1.37M | 0.11% | +206+5.9% | Added |
| US Asset Management LLC | 3,724 | $1.36M | 1.23% | −43−1.1% | Reduced |
| Circle Wealth Management, LLC | 3,718 | $1.36M | 0.03% | +3+0.1% | Added |
| Rodgers Brothers Inc. | 3,710 | $1.36M | 0.19% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 4,063 | $1.36M | 0.11% | +1,696+71.7% | Added |
| Winton Group Ltd | 3,707 | $1.36M | 0.10% | +3,707 | New |
| Missouri Trust & Investment Co | 3,704 | $1.36M | 0.52% | +325+9.6% | Added |
| Lantern Wealth Advisors, LLC | 3,704 | $1.36M | 0.95% | +3+0.1% | Added |
| Paradigm Asset Management Co LLC | 3,700 | $1.36M | 0.34% | 00.0% | Unchanged |
| Patrick M Sweeney & Associates, Inc | 3,693 | $1.35M | 1.11% | +86+2.4% | Added |
| Berger Financial Group, Inc | 3,686 | $1.35M | 0.11% | +1,734+88.8% | Added |
| Marble Harbor Investment Counsel, LLC | 3,682 | $1.35M | 0.16% | 00.0% | Unchanged |
| Ostrum Asset Management | 3,671 | $1.35M | 0.11% | 00.0% | Unchanged |
| Rooted Wealth Advisors, Inc. | 3,687 | $1.34M | 0.66% | −32−0.9% | Reduced |
| Founders Financial Securities LLC | 3,669 | $1.34M | 0.14% | +98+2.7% | Added |
| Investment Partners, Ltd. | 3,648 | $1.34M | 0.61% | +4+0.1% | Added |
| Leo Wealth, LLC | 3,669 | $1.34M | 0.14% | +23+0.6% | Added |
| Bullock Wealth Management Group | 3,663 | $1.33M | 0.89% | +3,663 | New |
| Cynosure Management, LLC | 3,635 | $1.33M | 0.24% | −4,346−54.5% | Reduced |
| Souders Financial Advisors | 3,628 | $1.33M | 0.21% | +99+2.8% | Added |
| Rehmann Capital Advisory Group | 3,618 | $1.33M | 0.10% | +156+4.5% | Added |
| High Net Worth Advisory Group LLC | 3,617 | $1.33M | 0.42% | +240+7.1% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,603 | $1.32M | 0.14% | +50+1.4% | Added |
| Thomasville National Bank | 3,603 | $1.32M | 0.11% | +16+0.4% | Added |
| Retirement Guys Formula LLC | 3,598 | $1.32M | 0.64% | −227−5.9% | Reduced |
| Gateway Wealth Partners, LLC | 3,584 | $1.31M | 0.47% | −47−1.3% | Reduced |
| J. W. Coons Advisors, LLC | 3,580 | $1.31M | 0.30% | 00.0% | Unchanged |
| Nwam LLC | 3,774 | $1.31M | 0.11% | −451−10.7% | Reduced |
| Covenant Asset Management, LLC | 3,554 | $1.30M | 0.32% | +54+1.5% | Added |
| Fiduciary Family Office, LLC | 3,550 | $1.30M | 0.51% | +496+16.2% | Added |
| Boston Research & Management Inc | 3,542 | $1.30M | 0.32% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 3,538 | $1.30M | 0.21% | 00.0% | Unchanged |
| Fairview Capital Investment Management, LLC | 3,528 | $1.29M | 0.07% | −100−2.8% | Reduced |
| Fort Pitt Capital Group, LLC | 3,526 | $1.29M | 0.04% | −148−4.0% | Reduced |
| SS&H Financial Advisors, Inc. | 3,525 | $1.29M | 0.54% | 00.0% | Unchanged |
| Pathway Financial Advisors LLC | 3,523 | $1.29M | 0.35% | 00.0% | Unchanged |
| Steigerwald, Gordon & Koch Inc. | 3,522 | $1.29M | 0.16% | +19+0.5% | Added |