Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wealth Architects, LLC | 3,521 | $1.29M | 0.17% | +8+0.2% | Added |
| Montis Financial, LLC | 3,521 | $1.29M | 0.61% | −573−14.0% | Reduced |
| Camden Capital, LLC | 3,516 | $1.29M | 0.11% | −784−18.2% | Reduced |
| Advisor OS, LLC | 3,515 | $1.29M | 0.15% | +1,349+62.3% | Added |
| Monticello Wealth Management, LLC | 3,506 | $1.28M | 0.12% | −189−5.1% | Reduced |
| Itau Unibanco Holding S.A. | 3,504 | $1.28M | 0.06% | +3,504 | New |
| Dumont & Blake Investment Advisors LLC | 3,503 | $1.28M | 0.37% | +4+0.1% | Added |
| Wealthspan Partners, LLC | 3,498 | $1.28M | 0.76% | +768+28.1% | Added |
| TKG Advisors, LLC | 3,491 | $1.28M | 0.71% | −4,694−57.3% | Reduced |
| Advisory Alpha, LLC | 3,486 | $1.28M | 0.05% | −399−10.3% | Reduced |
| Stonehage Fleming Financial Services Holdings Ltd | 5,580 | $1.28M | 0.08% | +2,795+100.4% | Added |
| Lakewood Asset Management LLC | 3,478 | $1.27M | 0.87% | +766+28.2% | Added |
| Pitcairn Co | 3,468 | $1.27M | 0.08% | +208+6.4% | Added |
| Belpointe Asset Management LLC | 3,467 | $1.27M | 0.10% | +589+20.5% | Added |
| Mango Five Family, Inc. | 3,465 | $1.27M | 0.42% | 00.0% | Unchanged |
| Savoie Capital LLC | 3,465 | $1.27M | 0.18% | +3,465 | New |
| Wrapmanager Inc | 3,461 | $1.27M | 0.35% | +1,323+61.9% | Added |
| McKinley Capital Management LLC /Delaware | 3,459 | $1.27M | 0.15% | −150−4.2% | Reduced |
| DMG Group, LLC | 3,455 | $1.27M | 1.09% | −46−1.3% | Reduced |
| PFC Capital Group, Inc. | 3,457 | $1.27M | 0.68% | +125+3.8% | Added |
| Keynote Financial Services LLC | 3,449 | $1.26M | 1.06% | +3,449 | New |
| Tiemann Investment Advisors, LLC | 3,437 | $1.26M | 0.56% | +10+0.3% | Added |
| First Heartland Consultants, Inc. | 3,437 | $1.26M | 0.13% | +110+3.3% | Added |
| Vanguard Capital Wealth Advisors | 3,434 | $1.26M | 0.89% | +213+6.6% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 3,425 | $1.26M | 0.02% | +3,425 | New |
| Davis R M Inc | 3,407 | $1.25M | 0.03% | −82−2.4% | Reduced |
| RFP Financial Group LLC | 3,408 | $1.25M | 0.49% | −185−5.1% | Reduced |
| Telos Capital Management, Inc. | 3,405 | $1.25M | 0.14% | −56−1.6% | Reduced |
| Founders Financial Alliance, LLC | 3,399 | $1.25M | 0.37% | +1,407+70.6% | Added |
| Alexander Labrunerie & Co., Inc. | 3,393 | $1.24M | 0.69% | +3,393 | New |
| Fundamentun, LLC | 3,392 | $1.24M | 0.12% | +151+4.7% | Added |
| JFS Wealth Advisors, LLC | 3,392 | $1.24M | 0.10% | −16−0.5% | Reduced |
| CIC Wealth, LLC | 3,386 | $1.24M | 0.36% | −12−0.4% | Reduced |
| Wealth Quarterback LLC | 3,382 | $1.24M | 0.69% | −136−3.9% | Reduced |
| First Financial Bankshares Inc | 3,379 | $1.24M | 0.03% | +1,284+61.3% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,363 | $1.23M | 0.06% | +1,024+43.8% | Added |
| Atwood & Palmer Inc | 3,358 | $1.23M | 0.09% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 3,335 | $1.22M | 0.05% | +141+4.4% | Added |
| AA Financial Advisors, LLC | 3,333 | $1.22M | 0.49% | +3,333 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,325 | $1.22M | 0.21% | −421−11.2% | Reduced |
| Hartline Investment Corp | 3,325 | $1.22M | 0.21% | +2,642+386.8% | Added |
| Security Financial Services, INC. | 3,316 | $1.22M | 0.27% | +6+0.2% | Added |
| Allegheny Financial Group LTD | 3,312 | $1.21M | 0.37% | +457+16.0% | Added |
| Edge Capital Group, LLC | 3,300 | $1.21M | 0.06% | −90−2.7% | Reduced |
| Nicolet Bankshares Inc | 3,284 | $1.20M | 0.30% | −7−0.2% | Reduced |
| LexAurum Advisors, LLC | 3,284 | $1.20M | 0.30% | −802−19.6% | Reduced |
| Mendel Money Management | 3,277 | $1.20M | 0.56% | +11+0.3% | Added |
| Magnus Financial Group LLC | 3,270 | $1.20M | 0.14% | +113+3.6% | Added |
| Wolverine Trading, LLC | 3,266 | $1.20M | 0.01% | −18,392−84.9% | Reduced |
| Wealth Management Partners, LLC | 3,258 | $1.19M | 0.61% | −320−8.9% | Reduced |
| Taurus Asset Management, LLC | 3,258 | $1.19M | 0.12% | −300−8.4% | Reduced |
| Birinyi Associates Inc | 3,250 | $1.19M | 0.39% | 00.0% | Unchanged |
| Traphagen Investment Advisors LLC | 3,249 | $1.19M | 0.13% | +3+0.1% | Added |
| CORDA Investment Management, LLC. | 3,243 | $1.19M | 0.09% | +3,243 | New |
| Montecito Bank & Trust | 3,235 | $1.19M | 0.24% | +83+2.6% | Added |
| Auxier Asset Management | 3,230 | $1.18M | 0.18% | 00.0% | Unchanged |
| Aspen Investment Management Inc | 3,228 | $1.18M | 0.60% | −250−7.2% | Reduced |
| Rossmore Private Capital | 3,221 | $1.18M | 0.15% | +30+0.9% | Added |
| Wealth Effects LLC | 3,209 | $1.18M | 0.43% | +10.0% | Added |
| Colonial Trust Co | 3,188 | $1.17M | 0.22% | +35+1.1% | Added |
| King Wealth | 3,187 | $1.17M | 0.20% | +47+1.5% | Added |
| WealthTrust Asset Management, LLC | 3,181 | $1.17M | 0.89% | −164−4.9% | Reduced |
| Eudaimonia Partners, LLC | 3,180 | $1.17M | 0.28% | −70−2.2% | Reduced |
| CNB Bank | 3,174 | $1.16M | 0.57% | −120−3.6% | Reduced |
| Gleason Group, Inc. | 3,172 | $1.16M | 0.24% | −237−7.0% | Reduced |
| Provenance Wealth Advisors, LLC | 3,168 | $1.16M | 0.16% | +25+0.8% | Added |
| SignalPoint Asset Management, LLC | 3,168 | $1.16M | 0.32% | +2+0.1% | Added |
| Guerra Pan Advisors, LLC | 3,164 | $1.16M | 1.07% | +513+19.4% | Added |
| Venturi Wealth Management, LLC | 3,160 | $1.16M | 0.07% | +2,481+365.4% | Added |
| 180 Wealth Advisors, LLC | 3,151 | $1.15M | 0.21% | +883+38.9% | Added |
| Puzo Michael J | 3,150 | $1.15M | 0.32% | −250−7.4% | Reduced |
| Summit Financial Group Inc | 3,142 | $1.15M | 0.41% | −210−6.3% | Reduced |
| Mitchell Capital Management Co | 3,141 | $1.15M | 0.22% | −150−4.6% | Reduced |
| Washburn Capital Management, Inc. | 3,137 | $1.15M | 0.85% | +372+13.5% | Added |
| Menard Financial Group LLC | 3,123 | $1.14M | 0.96% | −316−9.2% | Reduced |
| Hilltop Holdings Inc. | 3,109 | $1.14M | 0.13% | −394−11.2% | Reduced |
| Costello Asset Management, INC | 3,108 | $1.14M | 0.81% | −475−13.3% | Reduced |
| Sawgrass Asset Management LLC | 3,100 | $1.14M | 0.12% | +100+3.3% | Added |
| Means Investment Co., Inc. | 3,096 | $1.13M | 0.15% | +41+1.3% | Added |
| Grimes & Company, Inc. | 3,090 | $1.13M | 0.03% | −10.0% | Reduced |
| TD Private Client Wealth LLC | 3,084 | $1.13M | 0.04% | −910−22.8% | Reduced |
| Rogco, LP | 3,083 | $1.13M | 0.46% | +85+2.8% | Added |
| Gray Wealth Management Inc. | 3,080 | $1.13M | 0.50% | −56−1.8% | Reduced |
| Visionary Wealth Advisors | 3,079 | $1.13M | 0.08% | −216−6.6% | Reduced |
| WMS Partners, LLC | 3,078 | $1.13M | 0.08% | +57+1.9% | Added |
| ICA Group Wealth Management, LLC | 3,075 | $1.13M | 0.23% | −59−1.9% | Reduced |
| Concentric Wealth Management, LLC | 3,075 | $1.13M | 0.30% | −75−2.4% | Reduced |
| Benin Management CORP | 3,048 | $1.12M | 0.35% | +19+0.6% | Added |
| Lakeview Capital Partners, LLC | 3,045 | $1.12M | 0.18% | −20−0.7% | Reduced |
| Uncommon Cents Investing LLC | 3,040 | $1.11M | 0.34% | −30−1.0% | Reduced |
| Bath Savings Trust Co | 3,039 | $1.11M | 0.12% | −43−1.4% | Reduced |
| Benjamin Edwards Inc | 3,038 | $1.11M | 0.22% | −334−9.9% | Reduced |
| Wilkins Investment Counsel Inc | 3,035 | $1.11M | 0.16% | +3,035 | New |
| WBI Investments | 3,029 | $1.11M | 0.23% | +3,029 | New |
| Mechanics Financial Corp | 3,016 | $1.11M | 0.57% | 00.0% | Unchanged |
| Saxon Interests, Inc. | 3,010 | $1.10M | 0.53% | +2,300+323.9% | Added |
| Geller Advisors LLC | 3,006 | $1.10M | 0.09% | −32−1.1% | Reduced |
| Texas Yale Capital Corp. | 3,003 | $1.10M | 0.05% | +50+1.7% | Added |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $1.10M | 0.34% | 00.0% | Unchanged |
| Threadgill Financial, LLC | 2,987 | $1.09M | 0.49% | +5+0.2% | Added |